BANK OF MONTREAL /CAN/

Q4 2013 13F Holdings Report, Options Holdings

Signature - Title
Kathryn Cenac - Managing Director, Regulatory Solutions Group
Location
Toronto, Ontario, Canada
Options holdings as of
December 31, 2013
Notional value $
$1.31B
Number of holdings
371
Date filed
1/8/2014, 04:39 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q3 2013 - Jan 8, 2014
Next filing
Q1 2014 - May 15, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2013 Q4 compared to 2013 Q3 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BLAIR MORRISON SENIOR VP, DEPUTY GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER Toronto, Ontario, Canada 12/31/2013

Other Included Managers (15):

Num Name Location File Number
59 BANK OF MONTREAL IRELAND P.L.C.
4 BMO ASSET MANAGEMENT CORP.
21 BMO ASSET MANAGEMENT INC.
72 BMO CAPITAL MARKETS CORP.
78 BMO DELAWARE TRUST COMPANY
2 BMO HARRIS BANK N.A.
35 BMO HARRIS FINANCIAL ADVISORS, INC.
16 BMO HARRIS INVESTMENT MANAGEMENT INC
42 BMO INVESTORLINE INC.
15 BMO NESBITT BURNS INC.
85 LGM (BERMUDA) LIMITED
64 PYRFORD INTERNATIONAL LIMITED
7 STOKER OSTLER WEALTH ADVISORS, INC.
29 SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
97 TAPLIN CANIDA & HABACHT, LLC