BANK OF MONTREAL /CAN/

Q3 2013 13F Holdings Report, Restatement, Options Holdings

Signature - Title
Kathryn Cenac - Managing Director, Regulatory Solutions Group
Location
Toronto, Ontario, Canada
Options holdings as of
September 30, 2013
Notional value $
$1.29B
Number of holdings
436
Date filed
1/8/2014, 02:49 PM
Description
All US holdings of this investor are reported in this report.
Next filing
Q4 2013 - Jan 8, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BLAIR MORRISON SENIOR VP, DEPUTY GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER Toronto, Ontario, Canada 9/30/2013

Other Included Managers (16):

Num Name Location File Number
59 BANK OF MONTREAL IRELAND PLC
4 BMO ASSET MANAGEMENT CORP
21 BMO ASSET MANAGEMENT INC
72 BMO CAPITAL MARKETS CORP
2 BMO HARRIS BANK NA
35 BMO HARRIS FINANCIAL ADVISORS, INC
16 BMO HARRIS INVESTMENT MANAGEMENT INC
42 BMO INVESTOR LINE INC
15 BMO NESBITT BURNS INC
78 BMO DELAWARE TRUST COMPANY
85 LLOYD GEORGE MANAGEMENT
96 NORTH STAR TRUST COMPANY
64 PYRFORD INTERNATIONAL LTD
7 STOKER OSTLER WEALTH ADVISORS, INC
29 SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
97 TAPLIN CANIDA & HABACHT LLC