BANK OF MONTREAL /CAN/

Q3 2013 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Kathryn Cenac - Managing Director, Regulatory Solutions Group
Location
Toronto, Ontario, Canada
Holdings as of
September 30, 2013
Value $
$63.1B
Num holdings
3,336
Date filed
1/8/2014, 02:49 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Next filing
Q4 2013 - Jan 8, 2014
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
BLAIR MORRISON SENIOR VP, DEPUTY GENERAL COUNSEL & CHIEF COMPLIANCE OFFICER Toronto, Ontario, Canada 9/30/2013

Other Included Managers (16):

Num Name Location File Number
59 BANK OF MONTREAL IRELAND PLC
4 BMO ASSET MANAGEMENT CORP
21 BMO ASSET MANAGEMENT INC
72 BMO CAPITAL MARKETS CORP
2 BMO HARRIS BANK NA
35 BMO HARRIS FINANCIAL ADVISORS, INC
16 BMO HARRIS INVESTMENT MANAGEMENT INC
42 BMO INVESTOR LINE INC
15 BMO NESBITT BURNS INC
78 BMO DELAWARE TRUST COMPANY
85 LLOYD GEORGE MANAGEMENT
96 NORTH STAR TRUST COMPANY
64 PYRFORD INTERNATIONAL LTD
7 STOKER OSTLER WEALTH ADVISORS, INC
29 SULLIVAN, BRUYETTE, SPEROS & BLANEY, INC
97 TAPLIN CANIDA & HABACHT LLC