Waterfall Asset Management, LLC

Q2 2024 13F Holdings Report, Restatement, Stock Holdings

Signature - Title
Kenneth Nick - General Counsel and Chief Compliance Officer
Location
New York, NY
Holdings as of
June 30, 2024
Value $
$116M
Num holdings
5
Date filed
8/15/2024, 02:22 PM
Description
All US holdings of this investor are reported in this report. The Form 13F report requires disclosure of the manager that files the report, the name and class of the security, the CUSIP code, the number of shares as of the end of the calendar quarter for which the report is filed, and the total market value. The market value column should not be used as a substitute for Assets Under Management (AUM), as it does not include cash held in accounts.
Previous filing
Q1 2024 - May 14, 2024
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2024 Q2 - Restatement compared to 2024 Q1 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Kenneth Nick General Counsel and Chief Compliance Officer New York, New York 8/15/2024

This amendment is being filed to remove certain positions that were inadvertently reported in the Form 13F-HR Information Table filed on August 13, 2024.