Entity type
Company
Filer Snapshot
Waterfall Asset Management, LLC
CIK 0001570717. SEC filing timeline plus parsed ownership intelligence from 13F, 13D/G, and Forms 3/4/5 where available.
Total filings
12
Latest filing
08 May 2026
Industry
n/a
Filing-backed research brief
Start with the SEC data that changes for this CIK
Latest signal: 13F-HR for Q1 2026. Each card links back to the PortfolioSavvy page where the filing evidence is closest.
Latest 13F portfolio
$178.81M
20 holdings for Q1 2026
Open portfolioLargest parsed holding
Pennymac Corp
$61.62M reported value
Open holding13D/G large stake
—
No recent parsed 13D/G stake row for this CIK.
Browse 13D/GInsider / owner context
RC
08 Nov 2021 · $3.41M
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Source: SEC Form 13F
View source filing
13F-HR filed on 08 May 2026 for CIK 0001570717.
- Ownership signals
-
Filing family value snapshot
Compare filing families separately; 13F, 13D/G, and Forms 3/4/5 are different evidence sources.
Latest 13F portfolio$178.81MQuarterly institutional portfolio holdings.
Forms 3/4/5 positions$3.41MReporting-owner positions with enough data to estimate value.
Latest 13F portfolio value
$178.81MMarket value from the latest parsed Form 13F information table.
Estimated Forms 3/4/5 ownership value
$3.41MEstimated only when reporting-owner filings include enough share and price data.
Largest 13F positions
PENNYMAC CORP CPT AVB APLE RITM+15 more
MRP BRSP RC PK AAT IVT VNO DRH DX GNL ESRT RPTPRC KREF REDWOOD TRUST INC LINELargest symbols in the latest parsed 13F information table.
Largest linked issuer positions
Largest issuer positions linked to this CIK across parsed 13F, 13D/G, and Forms 3/4/5 data.
RCLargest 13F positions
Largest symbols in the latest parsed Form 13F information table.
PENNYMAC CORP CPT AVB APLE RITM MRP BRSP RC+12 more
PK AAT IVT VNO DRH DX GNL ESRT RPTPRC KREF REDWOOD TRUST INC LINEHow to read this ownership snapshot
- Read each filing family separately: 13F portfolios, 13D/G large stakes, and Forms 3/4/5 owner positions answer different questions.
- Open the linked research paths to verify the exact SEC filing behind a value.
- Business address
- 1251 Avenue Of The Americas, 50 Th Floor, New York, NY, 10020
- State of incorporation
- DE
- Fiscal year-end
- 31 December
Ownership signals
CIK-linked ownership evidence from parsed SEC filings.
1 signal
Identity
Who this page is about.
1 identity field
SEC profile Static EDGAR profile fields. 2 profile fields
Filer intelligence
What SEC filings say about Waterfall Asset Management, LLC
A compact read of parsed XML filings. 13F, 13D/G, and Forms 3/4/5 are shown separately because they answer different ownership questions.
Quick read
- Latest parsed 13F shows $178.81M across 20 reported holdings for Q1 2026.
- Largest parsed 13F holding: PENNYMAC CORP at $61.62M.
- Forms 3/4/5 show insider context for RC worth $3.41M.
SEC source mix
Counts show available parsed rows, not one combined ownership total.
Top parsed 13F holdings
Visual share of the latest parsed 13F portfolio. Values are reported market value, not a recommendation.
Top 5 concentration
60%
Share of latest parsed 13F value represented by the visible holdings below.
Top 5 reported value
$107.26M
Compared with $178.81M total 13F value.
Top 5 net change
-$12.55M
Position-value change inside the visible top holdings only.
13F concentration map
A simple visual split of the latest parsed 13F portfolio.
Largest add: MRP · Largest trim: Pennymac Corp
Pennymac Corp
CPT
AVB
APLE
RITM
Other holdings
Pennymac Corp
34.5%Pennymac Corp
$61.62M
CPT
7.2%Camden Ppty Tr
$12.86M
AVB
6.9%Avalonbay Cmntys Inc
$12.28M
APLE
6%Apple Hospitality Reit Inc
$10.77M
RITM
5.4%Rithm Capital Corp
$9.73M
Forms 3/4/5 insider context
RC
08 Nov 2021 · 10% owner
Latest update
What changed recently for Waterfall Asset Management, LLC
Latest 13F period: Q1 2026. Open the source-backed page to inspect the fresh filing or facts context.
Update date
08 May 2026
Page type
Filer profile
Latest period
Q1 2026
Institutional portfolio context was refreshed from a 13F filing filed on 08 May 2026.
Benchmark Context
Benchmark context for this company
Waterfall Asset Management, LLC has a source-backed company facts view where you can compare the latest reported metrics with its own recent history and with peer rankings for the same metric.
Compared with
Start on the facts page for period-to-period context, then open a metric ranking when you want to compare the same reported fact across other SEC-reporting companies.
Why this is notable
Latest 13F period: Q1 2026. That gives you a fresh baseline before you compare this company with peers.
- Peer comparisons stay conservative: same metric, compatible units, latest valid company row only.
- Open the facts page first if you want the cleanest path to verification.
Benchmark context is only shown where the app has enough comparable SEC-backed data to keep the interpretation honest.
SEC filing record
CIK 0001570717 filing coverage
Start with this filing record, then use the linked ownership pages when parsed 13F, 13D/G, Forms 3/4/5, or facts data exists for this CIK.
SEC filings
12
First seen
13 Feb 2024
Latest filing
08 May 2026
Entity
Company
Observed form types
13F-HR
13F-HR/A
Latest Filings
Showing the latest 12 of 12 SEC filings for Waterfall Asset Management, LLC.
13F-HR
13F-HR filing
- Filing date
- 08 May 2026
- Reporting date
- 31 Mar 2026
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 13 Feb 2026
- Reporting date
- 31 Dec 2025
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 12 Nov 2025
- Reporting date
- 30 Sep 2025
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 12 Aug 2025
- Reporting date
- 30 Jun 2025
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 15 May 2025
- Reporting date
- 31 Mar 2025
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 13 Feb 2025
- Reporting date
- 31 Dec 2024
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 13 Nov 2024
- Reporting date
- 30 Sep 2024
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR/A
13F-HR/A filing
- Filing date
- 15 Aug 2024
- Reporting date
- 30 Jun 2024
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 13 Aug 2024
- Reporting date
- 30 Jun 2024
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 14 May 2024
- Reporting date
- 31 Mar 2024
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR/A
13F-HR/A filing
- Filing date
- 02 May 2024
- Reporting date
- 31 Dec 2023
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing
13F-HR
13F-HR filing
- Filing date
- 13 Feb 2024
- Reporting date
- 31 Dec 2023
- SEC evidence
- Open document Open filing
- Next action
- Verify source filing