13F Filings History of Waterfall Asset Management, LLC
- Latest 13F filing
- Q1 2026 - 08 May 2026
- Latest reported 13F value
- $178,814,295
- Largest 13F holdings
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PENNYMAC CORP CPT AVB APLE RITM MRP BRSP RC PK AAT IVT VNO
+8 more
DRH DX GNL ESRT RPTPRC KREF REDWOOD TRUST INC LINE - Form 13F summary
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- Waterfall Asset Management, LLC Form 13F history summarizes parsed U.S.-listed equity disclosures for this manager.
- Form 13F is generally due within 45 days after each calendar quarter ends.
- Waterfall Asset Management, LLC reported 20 equity holdings with a total reported market value of $178,814,295 for Q1 2026. Top reported holdings included PENNYMAC CORP, CPT, AVB, APLE, and RITM.
- Manager signature
- Kenneth Nick - General Counsel and Chief Compliance Officer
- Manager location
- New York, NY
13F snapshot
Latest parsed holdings, value, and filing-period context.
1 signal
Manager
Names, identifiers, and filing context for this profile.
2 identity fields
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Holdings Value
Form 13F evidence
Quarterly portfolio filings
SEC-reported 13F quarters for this filer, ordered by the latest accepted filing.
Latest quarter
Q1 2026
Latest value
$178,814,295
Quarter delta
-$7,029,486
Accepted
08 May 2026, 10:41
Rows shown
1-10 of 10
| Quarter | Holdings | SEC-reported value | Bought | Sold | Net | Top Holdings | Form Type | Accepted by SEC |
|---|---|---|---|---|---|---|---|---|
| Q1 2026 | 20 | $178,814,295 | +$43,851,795 | -$46,592,096 | -$2,740,301 | PENNYMAC CORP, CPT, AVB, APLE, RITM | 13F-HR | 08 May 2026, 10:41 |
| Q4 2025 | 17 | $185,843,781 | +$124,281,033 | -$33,180,097 | +$91,100,936 | PENNYMAC CORP, CPT, AVB, APLE, REDWOOD TRUST INC | 13F-HR | 13 Feb 2026, 13:43 |
| Q3 2025 | 17 | $101,909,337 | +$40,429,427 | -$20,656,192 | +$19,773,235 | REDWOOD TRUST INC, RC, APLE, AAT, LINE | 13F-HR | 12 Nov 2025, 11:36 |
| Q2 2025 | 11 | $83,411,961 | +$37,868,400 | -$12,140,319 | +$25,728,081 | PENNYMAC CORP, REDWOOD TRUST INC, RC, RPTPRC, APLE | 13F-HR | 12 Aug 2025, 14:37 |
| Q1 2025 | 5 | $60,765,717 | +$5,505,852 | -$12,964,964 | -$7,459,112 | REDWOOD TRUST INC, RC, RPTPRC, FPAY, RITM | 13F-HR | 15 May 2025, 16:18 |
| Q4 2024 | 4 | $75,962,153 | +$798,296 | -$1,257,600 | -$459,304 | REDWOOD TRUST INC, RC, FPAY, RITM | 13F-HR | 13 Feb 2025, 10:56 |
| Q3 2024 | 5 | $78,081,795 | +$3,503,533 | -$40,876,252 | -$37,372,719 | REDWOOD TRUST INC, RC, FPAY, CRMT, RITM | 13F-HR | 13 Nov 2024, 16:41 |
| Q2 2024 | 5 | $116,269,167 | +$12,142,896 | -$39,884,679 | -$27,741,783 | REDWOOD TRUST INC, RC, TWO HARBORS INVENTMENT CORPO, PENNYMAC CORP, ARBOR REALTY TRUST INC | Restatement | 15 Aug 2024, 14:22 |
| Q1 2024 | 5 | $145,654,452 | +$4 | -$30,853,596 | -$30,853,592 | REDWOOD TRUST INC, TWO HARBORS INVENTMENT CORPO, RC, PENNYMAC CORP, FPAY | 13F-HR | 14 May 2024, 11:49 |
| Q4 2023 | 7 | $176,717,070 | $0 | $0 | $0 | REDWOOD TRUST INC, TWO HARBORS INVENTMENT CORPO, RC, PENNYMAC CORP, PENNYMAC CORP | Restatement | 02 May 2024, 14:51 |