Caption Management, LLC

Holdings History for SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)

Symbol: DIA on NYSE
Investment type: Equity / UT SER 1

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Jun 2020			-0.39%	$0	0	-5,500	-100%	$488.01	Q2 2020
30 Jun 2020	put		-1.5%	$0	0	-100,000	-100%	$488.01	Q2 2020
31 Mar 2020		0.39%	+0.39%	$1,206,000	5,500	+5,500	NEW	$219.27	Q1 2020
31 Mar 2020	put	1.5%	+1.5%	$21,924,000	100,000	+100,000	NEW	$219.24	Q1 2020
30 Sep 2018	put		-0.47%	$0	0	-20,000	-100%	$488.01	Q3 2018
30 Jun 2018	put	0.47%	+0.47%	$4,854,000	20,000	+20,000	NEW	$242.70	Q2 2018

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.