SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q3 2018 13F Holders as of 30 Sep 2018
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 28,611,717
- Share change
- +1,760,116
- Total reported value
- $7,565,839,094
- Put/Call ratio
- 57%
- Price per share
- $264.40
- Number of holders
- 605
- Value change
- +$486,585,645
- Number of buys
- 223
- Number of sells
- 241
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,805,201
|
$1,166,367,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,070,150
|
$745,217,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
2,076,842
|
$504,113,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
1,126,016
|
$273,318,000 | — | 30 Jun 2018 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
1,089,876
|
$264,545,601 | — | 30 Jun 2018 | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
820,000
|
$199,413,000 | — | 30 Jun 2018 | |
| MIZUHO SECURITIES USA LLC |
13F
|
Company |
—
class O/S missing
|
763,551
|
$185,217,773 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
758,422
|
$184,091,000 | — | 30 Jun 2018 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
735,646
|
$178,563,000 | — | 30 Jun 2018 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
726,994
|
$176,463,000 | — | 30 Jun 2018 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
403,135
|
$97,829,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
379,879
|
$92,208,000 | — | 30 Jun 2018 | |
| Long Pond Capital, LP |
13F
|
Company |
—
class O/S missing
|
362,400
|
$87,965,000 | — | 30 Jun 2018 | |
| NATIXIS |
13F
|
Company |
—
class O/S missing
|
300,305
|
$72,801,000 | — | 30 Jun 2018 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
280,158
|
$68,003,000 | — | 30 Jun 2018 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
259,992
|
$63,108,000 | — | 30 Jun 2018 | |
| Berkshire Money Management, Inc. |
13F
|
Company |
—
class O/S missing
|
255,127
|
$62,404,000 | — | 30 Jun 2018 | |
| CHURCHILL MANAGEMENT Corp |
13F
|
Company |
—
class O/S missing
|
256,863
|
$62,348,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
257,110
|
$62,056,000 | — | 30 Jun 2018 | |
| Mizuho Trust & Banking Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
250,000
|
$60,683,000 | — | 30 Jun 2018 | |
| CHARTIST INC /CA/ |
13F
|
Company |
—
class O/S missing
|
245,832
|
$59,670,876 | — | 30 Jun 2018 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
238,365
|
$57,858,000 | — | 30 Jun 2018 | |
| Mirae Asset Global Investments Co., Ltd. |
13F
|
Company |
—
class O/S missing
|
213,534
|
$51,831,000 | — | 30 Jun 2018 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
212,313
|
$51,535,000 | — | 30 Jun 2018 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
204,873
|
$49,727,000 | — | 30 Jun 2018 | |
| WILLIAMS JONES & ASSOCIATES LLC |
13F
|
Company |
—
class O/S missing
|
200,276
|
$48,613,000 | — | 30 Jun 2018 | |
| UNITED CAPITAL FINANCIAL ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
198,482
|
$48,177,000 | — | 30 Jun 2018 | |
| FundX Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
178,933
|
$43,432,000 | — | 30 Jun 2018 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
173,733
|
$42,170,000 | — | 30 Jun 2018 | |
| AVIANCE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
170,006
|
$41,266,000 | — | 30 Jun 2018 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
163,802
|
$39,762,000 | — | 30 Jun 2018 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
161,370
|
$39,169,000 | — | 30 Jun 2018 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
157,519
|
$38,236,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
156,444
|
$37,973,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
153,829
|
$37,339,000 | — | 30 Jun 2018 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
138,548
|
$33,630,000 | — | 30 Jun 2018 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
137,447
|
$33,363,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
137,166
|
$33,300,000 | — | 30 Jun 2018 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
124,343
|
$30,182,000 | — | 30 Jun 2018 | |
| Banco de Sabadell, S.A |
13F
|
Company |
—
class O/S missing
|
122,110
|
$29,600,000 | — | 30 Jun 2018 | |
| Heck Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
111,113
|
$26,970,473 | — | 30 Jun 2018 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
109,137
|
$26,491,000 | — | 30 Jun 2018 | |
| SUNTRUST BANKS INC |
13F
|
Company |
—
class O/S missing
|
106,742
|
$25,909,000 | — | 30 Jun 2018 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
104,801
|
$25,438,000 | — | 30 Jun 2018 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
103,902
|
$25,154,000 | — | 30 Jun 2018 | |
| KEYBANK NATIONAL ASSOCIATION/OH |
13F
|
Company |
—
class O/S missing
|
101,753
|
$24,699,000 | — | 30 Jun 2018 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
96,232
|
$23,358,000 | — | 30 Jun 2018 | |
| CONSOLIDATED CAPITAL MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
95,820
|
$23,258,000 | — | 30 Jun 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
95,400
|
$23,156,000 | — | 30 Jun 2018 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
95,244
|
$23,118,000 | — | 30 Jun 2018 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q3 2018
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
An asterisk sign (*) next to the price indicates that the price is likely invalid.