SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA)
CUSIP: 78467X109
Q2 2020 13F Holders as of 30 Jun 2020
- Type / Class
- Equity / UT SER 1
- Total 13F shares
- 27,606,438
- Share change
- +3,799,456
- Total reported value
- $7,115,786,367
- Put/Call ratio
- 123%
- Price per share
- $257.87
- Number of holders
- 732
- Value change
- +$1,011,808,872
- Number of buys
- 275
- Number of sells
- 316
Quarterly Holders Quick Answers
What is CUSIP 78467X109?
CUSIP 78467X109 identifies DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 in SEC institutional holdings data.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 78467X109:
Top shareholders of DIA - SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
3,181,362
|
$697,450,000 | — | 31 Mar 2020 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,615,431
|
$573,381,000 | — | 31 Mar 2020 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
1,672,489
|
$366,660,000 | — | 31 Mar 2020 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
937,068
|
$205,433,000 | — | 31 Mar 2020 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
958,829
|
$205,151,000 | — | 31 Mar 2020 | |
| LPL Financial LLC |
13F
|
Company |
—
class O/S missing
|
715,126
|
$156,777,000 | — | 31 Mar 2020 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
667,188
|
$146,267,000 | — | 31 Mar 2020 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
601,833
|
$131,941,000 | — | 31 Mar 2020 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
546,990
|
$119,916,618 | — | 31 Mar 2020 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
—
class O/S missing
|
531,573
|
$116,459,000 | — | 31 Mar 2020 | |
| SUMITOMO MITSUI FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
490,000
|
$107,423,000 | — | 31 Mar 2020 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
—
class O/S missing
|
421,129
|
$92,324,000 | — | 31 Mar 2020 | |
| NIPPON LIFE INSURANCE CO |
13F
|
Company |
—
class O/S missing
|
387,700
|
$84,716,000 | — | 31 Mar 2020 | |
| Twin Tree Management, LP |
13F
|
Company |
—
class O/S missing
|
364,203
|
$79,844,000 | — | 31 Mar 2020 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
—
class O/S missing
|
13,121,802
|
$77,818,000 | — | 31 Mar 2020 | |
| SG Americas Securities, LLC |
13F
|
Company |
—
class O/S missing
|
324,358
|
$71,109,000 | — | 31 Mar 2020 | |
| CTC LLC |
13F
|
Company |
—
class O/S missing
|
309,645
|
$67,883,000 | — | 31 Mar 2020 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
268,110
|
$58,778,000 | — | 31 Mar 2020 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
256,311
|
$56,191,000 | — | 31 Mar 2020 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
—
class O/S missing
|
248,248
|
$54,423,000 | — | 31 Mar 2020 | |
| PNC FINANCIAL SERVICES GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
246,057
|
$53,943,000 | — | 31 Mar 2020 | |
| ENVESTNET ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
230,188
|
$50,464,000 | — | 31 Mar 2020 | |
| ARKANSAS FINANCIAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
226,397
|
$49,633,000 | — | 31 Mar 2020 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
—
class O/S missing
|
204,334
|
$44,796,000 | — | 31 Mar 2020 | |
| COMMONWEALTH EQUITY SERVICES, LLC |
13F
|
Company |
—
class O/S missing
|
181,876
|
$39,872,000 | — | 31 Mar 2020 | |
| TRUIST FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
179,347
|
$39,318,000 | — | 31 Mar 2020 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
130,697
|
$28,653,000 | — | 31 Mar 2020 | |
| Heck Capital Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
128,383
|
$28,145,327 | — | 31 Mar 2020 | |
| HighTower Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
128,056
|
$28,070,000 | — | 31 Mar 2020 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
127,006
|
$27,844,000 | — | 31 Mar 2020 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
115,900
|
$25,409,000 | — | 31 Mar 2020 | |
| Cambridge Investment Research Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
105,543
|
$23,138,000 | — | 31 Mar 2020 | |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND |
13F
|
Company |
—
class O/S missing
|
100,000
|
$21,923,000 | — | 31 Mar 2020 | |
| Financial Advisory Group |
13F
|
Company |
—
class O/S missing
|
96,907
|
$21,245,000 | — | 31 Mar 2020 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
—
class O/S missing
|
94,580
|
$20,734,000 | — | 31 Mar 2020 | |
| INVESTMENT MANAGEMENT OF VIRGINIA LLC |
13F
|
Company |
—
class O/S missing
|
91,951
|
$20,158,000 | — | 31 Mar 2020 | |
| HSBC HOLDINGS PLC |
13F
|
Company |
—
class O/S missing
|
87,544
|
$19,416,000 | — | 31 Mar 2020 | |
| Forward Management, LLC |
13F
|
Company |
—
class O/S missing
|
88,162
|
$19,329,000 | — | 31 Mar 2020 | |
| J.P. Morgan Private Wealth Advisors LLC |
13F
|
Company |
—
class O/S missing
|
84,864
|
$18,605,000 | — | 31 Mar 2020 | |
| PINNACLE ASSOCIATES LTD |
13F
|
Company |
—
class O/S missing
|
82,471
|
$18,080,000 | — | 31 Mar 2020 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
80,217
|
$17,561,000 | — | 31 Mar 2020 | |
| Curtis Advisory Group, LLC |
13F
|
Company |
—
class O/S missing
|
77,490
|
$16,988,000 | — | 31 Mar 2020 | |
| Conservest Capital Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
72,872
|
$15,976,000 | — | 31 Mar 2020 | |
| GFS Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
72,122
|
$15,811,000 | — | 31 Mar 2020 | |
| JONES FINANCIAL COMPANIES LLLP |
13F
|
Company |
—
class O/S missing
|
71,171
|
$15,403,000 | — | 31 Mar 2020 | |
| Gunma Bank,Ltd. |
13F
|
Company |
—
class O/S missing
|
68,700
|
$15,061,000 | — | 31 Mar 2020 | |
| Psagot Value Holdings Ltd. |
13F
|
Company |
—
class O/S missing
|
65,316
|
$14,319,000 | — | 31 Mar 2020 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
62,531
|
$13,709,000 | — | 31 Mar 2020 | |
| BROADMARK ASSET MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
62,100
|
$13,614,000 | — | 31 Mar 2020 | |
| STEPHENS INC /AR/ |
13F
|
Company |
—
class O/S missing
|
57,941
|
$12,702,000 | — | 31 Mar 2020 |
Institutional Holders of SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) as of Q2 2020
As of 30 Jun 2020,
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST - UT SER 1 (DIA) was held by
732 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
27,606,438 shares.
The largest 10 holders included
BANK OF AMERICA CORP /DE/, MORGAN STANLEY, WELLS FARGO & COMPANY/MN, UBS Group AG, GOLDMAN SACHS GROUP INC, BNP PARIBAS ARBITRAGE, SA, ROYAL BANK OF CANADA, LPL Financial LLC, CTC LLC, and AMERIPRISE FINANCIAL INC.
This page lists
733
institutional shareholders reporting positions in this security
for the Q2 2020 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2020 vs Q1 2020 Across Filers
Q1 2020 holders
703
Q2 2020 holders
732
Holder diff
29
| Investor | Q1 2020 Shares | Q2 2020 Shares | Share Diff | Share Chg % | Q1 2020 Value $ | Q2 2020 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.