Tortoise Investment Management, LLC

Holdings History for SPDR S&P 500 ETF TRUST - TR UNIT (SPY)

Symbol: SPY on NYSE
Investment type: Equity / TR UNIT

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Dec 2025		1.4%	-0.04%	$16,186,931	23,737	-602	-2.5%	$681.93	Q4 2025
31 Dec 2025	put		0%	$67,856	24,300	0		$2.79 ^*	Q4 2025
30 Sep 2025		1.4%	-0.01%	$16,214,155	24,339	-95	-0.39%	$666.18	Q3 2025
30 Sep 2025	put		0%	$17,758	17,400	0		$1.02 ^*	Q3 2025
30 Jun 2025		1.4%	-0.02%	$15,096,547	24,434	-283	-1.1%	$617.85	Q2 2025
30 Jun 2025	put		0%	$22,003	19,300	0		$1.14 ^*	Q2 2025
31 Mar 2025		1.4%	-0.02%	$13,826,443	24,717	-274	-1.1%	$559.39	Q1 2025
31 Mar 2025	put		0%	$21,635	2,900	0		$7.46 ^*	Q1 2025
31 Dec 2024		1.5%	-0.15%	$14,646,725	24,991	-2,418	-8.8%	$586.08	Q4 2024
31 Dec 2024	put		0%	$16,872	6,100	0		$2.77 ^*	Q4 2024
30 Sep 2024		1.6%	-0.01%	$15,726,188	27,409	-165	-0.6%	$573.76	Q3 2024
30 Sep 2024	put		0%	$13,301	9,200	0		$1.45 ^*	Q3 2024
30 Jun 2024		1.7%	-0.01%	$15,006,322	27,574	-92	-0.33%	$544.22	Q2 2024
30 Jun 2024	put		0%	$22,783	14,100	0		$1.62 ^*	Q2 2024
31 Mar 2024		1.8%	-0.01%	$14,471,255	27,666	-233	-0.84%	$523.07	Q1 2024
31 Mar 2024	put		0%	$19,388	15,600	0		$1.24 ^*	Q1 2024
31 Dec 2023		1.8%	-0.04%	$13,260,674	27,899	-645	-2.3%	$475.31	Q4 2023
31 Dec 2023		1.8%	-0.04%	$13,260,674	27,899	-645	-2.3%	$475.31	Q4 2023
31 Dec 2023	put		0%	$31,386	21,000	0		$1.49 ^*	Q4 2023
31 Dec 2023	put		0%	$31,386	21,000	0		$1.49 ^*	Q4 2023
30 Sep 2023		1.8%	-0.03%	$12,201,989	28,544	-487	-1.7%	$427.48	Q3 2023
30 Sep 2023	put		0%	$67,098	11,700	0		$5.73 ^*	Q3 2023
30 Jun 2023		1.9%	-0.02%	$12,868,862	29,031	-289	-0.99%	$443.28	Q2 2023
30 Jun 2023	call		0%	$1,121	100	0		$11.21 ^*	Q2 2023
30 Jun 2023	put		0%	$25,870	19,000	0		$1.36 ^*	Q2 2023
31 Mar 2023		1.9%	-0.15%	$12,003,315	29,320	-2,342	-7.4%	$409.39	Q1 2023
31 Mar 2023	put		0%	$24,549	11,300	0		$2.17 ^*	Q1 2023
31 Dec 2022		2.1%	-0.05%	$12,108,499	31,662	-694	-2.1%	$382.43	Q4 2022
31 Dec 2022	put		0%	$17,998	4,500	0		$4.00 ^*	Q4 2022
30 Sep 2022		2.2%	-0.06%	$11,557,000	32,356	-898	-2.7%	$357.18	Q3 2022
30 Sep 2022	put		0%	$32,000	2,300	0		$13.91 ^*	Q3 2022
30 Jun 2022		2.5%	-0.26%	$12,545,000	33,254	-3,517	-9.6%	$377.25	Q2 2022
30 Jun 2022	put		0%	$68,000	6,200	0		$10.97 ^*	Q2 2022
31 Mar 2022		3.1%	-0.07%	$16,607,000	36,771	-779	-2.1%	$451.63	Q1 2022
31 Mar 2022	put		0%	$16,000	11,700	0		$1.37 ^*	Q1 2022
31 Dec 2021		3.3%	-0.06%	$17,835,000	37,550	-729	-1.9%	$474.97	Q4 2021
31 Dec 2021	call		0%	$3,000	2,500	0		$1.20 ^*	Q4 2021
31 Dec 2021	put		0%	$16,000	9,400	0		$1.70 ^*	Q4 2021
30 Sep 2021		3.3%	-0.06%	$16,427,000	38,279	-677	-1.7%	$429.14	Q3 2021
30 Sep 2021	put		0%	$37,000	10,400	0		$3.56 ^*	Q3 2021
30 Jun 2021		3.4%	-0.04%	$16,676,000	38,956	-435	-1.1%	$428.07	Q2 2021
30 Jun 2021	put		0%	$27,000	18,900	0		$1.43 ^*	Q2 2021
31 Mar 2021		3.4%	-0.32%	$15,612,000	39,391	-3,664	-8.5%	$396.33	Q1 2021
31 Mar 2021	put		0%	$37,000	11,300	0		$3.27 ^*	Q1 2021
31 Dec 2020		3.7%	-0.25%	$16,097,000	43,055	-2,987	-6.5%	$373.87	Q4 2020
31 Dec 2020	put		0%	$22,000	6,100	0		$3.61 ^*	Q4 2020
30 Sep 2020		3.8%	-0.27%	$15,419,000	46,042	-3,286	-6.7%	$334.89	Q3 2020
30 Sep 2020	put		0%	$83,000	22,100	0		$3.76 ^*	Q3 2020
30 Jun 2020		3.9%	-0.04%	$15,211,000	49,328	-476	-0.96%	$308.36	Q2 2020
30 Jun 2020	put		0%	$42,000	9,400	0		$4.47 ^*	Q2 2020
31 Mar 2020		3.7%	+0.17%	$12,837,000	49,804	+2,266	+4.8%	$257.75	Q1 2020
31 Mar 2020	put		0%	$287,000	8,000	0		$35.88 ^*	Q1 2020
31 Dec 2019		3.6%	-0.26%	$15,301,000	47,538	-3,397	-6.7%	$321.87	Q4 2019
31 Dec 2019	put		0%	$15,000	12,400	0		$1.21 ^*	Q4 2019
30 Sep 2019		3.9%	-0.04%	$15,116,000	50,935	-527	-1%	$296.77	Q3 2019
30 Sep 2019	put		0%	$23,000	12,400	0		$1.85 ^*	Q3 2019
30 Jun 2019		3.8%	+0.01%	$15,078,000	51,462	+117	+0.23%	$292.99	Q2 2019
30 Jun 2019	call		0%	$3,000	700	0		$4.29 ^*	Q2 2019
31 Mar 2019		3.8%	+0.02%	$14,504,000	51,345	+245	+0.48%	$282.48	Q1 2019
31 Mar 2019	call		0%	$4,000	1,700	0		$2.35 ^*	Q1 2019
31 Mar 2019	put		0%	$11,000	7,000	0		$1.57 ^*	Q1 2019
31 Dec 2018		3.5%	-0.08%	$12,771,000	51,100	-1,165	-2.2%	$249.92	Q4 2018
30 Sep 2018		4%	-0.04%	$15,194,000	52,265	-528	-1%	$290.71	Q3 2018
30 Sep 2018	call		0%	$3,000	2,000	0		$1.50 ^*	Q3 2018
30 Sep 2018	put		0%	$3,000	8,500	0		$0.35 ^*	Q3 2018
30 Jun 2018		3.9%	+0.06%	$14,322,000	52,793	+825	+1.6%	$271.29	Q2 2018
30 Jun 2018	put		0%	$37,000	18,200	0		$2.03 ^*	Q2 2018
31 Mar 2018		3.8%	-0.02%	$13,675,000	51,968	-220	-0.42%	$263.14	Q1 2018
31 Mar 2018	put		0%	$27,000	3,000	0		$9.00 ^*	Q1 2018
31 Dec 2017		4%	+0.07%	$13,927,000	52,188	+861	+1.7%	$266.86	Q4 2017
31 Dec 2017	call		0%	$6,000	1,000	0		$6.00 ^*	Q4 2017
31 Dec 2017	put		0%	$4,000	15,500	0		$0.26 ^*	Q4 2017
30 Sep 2017		3.9%	-0.04%	$12,895,000	51,327	-500	-0.96%	$251.23	Q3 2017
30 Sep 2017	put		0%	$13,000	11,000	0		$1.18 ^*	Q3 2017
30 Jun 2017		4%	+0.14%	$12,532,000	51,827	+1,765	+3.5%	$241.80	Q2 2017
30 Jun 2017	call		0%	$2,000	2,500	0		$0.80 ^*	Q2 2017
30 Jun 2017	put		0%	$28,000	18,700	0		$1.50 ^*	Q2 2017
31 Mar 2017		3.9%	+0%	$11,802,000	50,062	+5	+0.01%	$235.75	Q1 2017
31 Mar 2017	put		0%	$12,000	17,000	0		$0.71 ^*	Q1 2017
31 Dec 2016		3.9%	-0.01%	$11,189,000	50,057	-85	-0.17%	$223.53	Q4 2016
31 Dec 2016	put		0%	$26,000	37,500	0		$0.69 ^*	Q4 2016
30 Sep 2016		3.7%	-0.04%	$10,846,000	50,142	-520	-1%	$216.31	Q3 2016
30 Sep 2016	put		0%	$37,000	24,000	0		$1.54 ^*	Q3 2016
30 Jun 2016		3.7%	-0.01%	$10,612,000	50,662	-137	-0.27%	$209.47	Q2 2016
30 Jun 2016	put		0%	$8,000	3,000	0		$2.67 ^*	Q2 2016
31 Mar 2016		3.8%	+0.06%	$10,440,000	50,799	+834	+1.7%	$205.52	Q1 2016
31 Mar 2016	put		0%	$11,000	17,000	0		$0.65 ^*	Q1 2016
31 Dec 2015		3.6%	+0.12%	$10,186,000	49,965	+1,694	+3.5%	$203.86	Q4 2015
31 Dec 2015	put		0%	$2,000	1,000	0		$2.00 ^*	Q4 2015
30 Sep 2015		3.5%	-0.1%	$9,250,000	48,271	-1,309	-2.6%	$191.63	Q3 2015
30 Sep 2015	put		0%	$6,000	1,000	0		$6.00 ^*	Q3 2015
30 Jun 2015		3.8%	-0.05%	$10,206,000	49,580	-617	-1.2%	$205.85	Q2 2015
30 Jun 2015	put		0%	$29,000	10,000	0		$2.90 ^*	Q2 2015
31 Mar 2015		4%	-0.02%	$10,362,000	50,197	-214	-0.42%	$206.43	Q1 2015
31 Mar 2015	put		0%	$4,000	5,500	0		$0.73 ^*	Q1 2015
31 Dec 2014		4.2%	+0.01%	$10,361,000	50,411	+137	+0.27%	$205.53	Q4 2014
31 Dec 2014	call		0%	$42,000	9,200	0		$4.57 ^*	Q4 2014
31 Dec 2014	put		0%	$19,000	10,500	0		$1.81 ^*	Q4 2014
30 Sep 2014		4.2%	-0.08%	$9,905,000	50,274	-942	-1.8%	$197.02	Q3 2014
30 Sep 2014	call		0%	$39,000	32,700	0		$1.19 ^*	Q3 2014
30 Sep 2014	put		0%	$25,000	43,500	0		$0.57 ^*	Q3 2014
30 Jun 2014		4.2%	+0.06%	$10,024,000	51,216	+782	+1.6%	$195.72	Q2 2014
30 Jun 2014	call		0%	$62,000	18,900	0		$3.28 ^*	Q2 2014
30 Jun 2014	put		0%	$20,000	25,000	0		$0.80 ^*	Q2 2014
31 Mar 2014		4.4%	+0.14%	$9,432,000	50,434	+1,636	+3.4%	$187.02	Q1 2014
31 Mar 2014	call		0%	$129,000	45,700	0		$2.82 ^*	Q1 2014
31 Mar 2014	put		0%	$28,000	44,000	0		$0.64 ^*	Q1 2014
31 Dec 2013		5%	+0.15%	$9,012,000	48,798	+1,459	+3.1%	$184.68	Q4 2013
31 Dec 2013	call		0%	$275,000	34,400	0		$7.99 ^*	Q4 2013
31 Dec 2013	put		0%	$25,000	31,500	0		$0.79 ^*	Q4 2013
30 Sep 2013		4.8%	+0.14%	$7,953,000	47,339	+1,418	+3.1%	$168.00	Q3 2013
30 Sep 2013	call		0%	$106,000	9,900	0		$10.71 ^*	Q3 2013
30 Sep 2013	put		0%	$1,000	1,000	0		$1.00 ^*	Q3 2013
30 Jun 2013		4.9%	+0.3%	$7,367,000	45,921	+2,828	+6.6%	$160.43	Q2 2013
30 Jun 2013	call		0%	$19,000	8,100	0		$2.35 ^*	Q2 2013
30 Jun 2013	put		0%	$34,000	27,500	0		$1.24 ^*	Q2 2013
31 Mar 2013		4.8%	+0.03%	$6,751,000	43,093	+250	+0.58%	$156.66	Q1 2013
31 Mar 2013	call		0%	$76,000	14,300	0		$5.31 ^*	Q1 2013
31 Mar 2013	put		0%	$76,000	19,200	0		$3.96 ^*	Q1 2013
31 Dec 2012		4.8%	0%	$6,101,000	42,843	0		$142.40	Q4 2012
31 Dec 2012	call	10%	0%	$34,000	56,900	0		$0.60	Q4 2012
31 Dec 2012	put	7.7%	0%	$25,000	36,800	0		$0.68	Q4 2012

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.