Tortoise Investment Management, LLC

Q3 2013 13F Holdings Report, Stock Holdings

Signature - Title
Randal Goldstein - Principal
Location
White Plains, NY
Holdings as of
30 Sep 2013
Value $
$165,373,001
Num holdings
339
Filing time
07 Mar 2014, 18:46:24 UTC
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included IVV, SPY, BAB, KMR, and HYG.
Previous filing
Q2 2013 - 14 Mar 2014
Next filing
Q4 2013 - 12 Feb 2014
SEC
View on sec.gov
Options Holdings
Showing stock holdings, see here for options holdings
Sym Weight Trade Impact Company Class Share Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2013 Q3 compared to 2013 Q2 by default. Changes are calculated vs the previous SEC filing.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Randal Goldstein Principal White Plains, New York 07 Mar 2014