Tortoise Investment Management, LLC

Q3 2013 13F Holdings Report, Options Holdings

Signature - Title
Mike Mattern - CCO
Location
White Plains, NY
Options holdings as of
September 30, 2013
Notional value $
$11K
Number of holdings
25
Date filed
3/7/2014, 06:46 PM
Description
All US holdings of this investor are reported in this report.
Previous filing
Q2 2013 - Mar 14, 2014
Stock holdings
Showing options holdings, see here for stock holdings
Sym Company Class Option Share Change Activity * Price $ Shares Notional Value
Filing 2013 Q3 compared to 2013 Q2 by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
Randal Goldstein Principal White Plains, New York 3/7/2014