BB&T SECURITIES, LLC

Holdings History for GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF)

Symbol: GOF on NYSE
Investment type: Equity / COM SBI

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
30 Sep 2019	0.01%	-0%	$948,000	48,874	-872	-1.8%	$19.40	Q3 2019
30 Jun 2019	0.01%	+0%	$1,018,000	49,746	+2,098	+4.4%	$20.46	Q2 2019
31 Mar 2019	0.01%	-0%	$936,000	47,648	-924	-1.9%	$19.64	Q1 2019
31 Dec 2018	0.01%	+0.01%	$887,000	48,572	+24,676	+103%	$18.26	Q4 2018
30 Sep 2018	0%	-0%	$501,000	23,896	-336	-1.4%	$20.97	Q3 2018
30 Jun 2018	0.01%	-0%	$531,000	24,232	-340	-1.4%	$21.91	Q2 2018
31 Mar 2018	0.01%	+0%	$498,000	24,572	+48	+0.2%	$20.27	Q1 2018
31 Dec 2017	0.01%	+0%	$529,000	24,524	+74	+0.3%	$21.57	Q4 2017
30 Sep 2017	0.01%	+0%	$520,000	24,450	+3,873	+19%	$21.27	Q3 2017
30 Jun 2017	0.01%	-0%	$434,000	20,577	-1,502	-6.8%	$21.09	Q2 2017
31 Mar 2017	0.01%	-0%	$449,000	22,079	-392	-1.7%	$20.34	Q1 2017
31 Dec 2016	0.01%	0%	$429,000	22,471	0		$19.09	Q4 2016
30 Sep 2016	0.01%	-0%	$429,000	22,471	-3,647	-14%	$19.09	Q3 2016
30 Jun 2016	0.01%	-0%	$473,000	26,118	-932	-3.4%	$18.11	Q2 2016
31 Mar 2016	0.01%	-0%	$459,000	27,050	-475	-1.7%	$16.97	Q1 2016
31 Dec 2015	0.01%	+0%	$463,000	27,525	+4,010	+17%	$16.82	Q4 2015
30 Sep 2015	0.01%	+0%	$420,000	23,515	+182	+0.78%	$17.86	Q3 2015
30 Jun 2015	0.01%	-0%	$465,000	23,333	-181	-0.77%	$19.93	Q2 2015
31 Mar 2015	0.45%	0%	$5,020	23,514	0		$0.21	Q1 2015
31 Dec 2014	0.52%	0%	$5,937	28,407	0		$0.21	Q4 2014
30 Sep 2014	0.81%	0%	$6,823	31,130	0		$0.22	Q3 2014
30 Jun 2014	0.15%	0%	$6,803	30,955	0		$0.22	Q2 2014
31 Mar 2014	0.37%	0%	$7,617	35,933	0		$0.21	Q1 2014
31 Dec 2013		0%	$9,406	43,975	0		$0.21 ^*	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.