Q3 2014 13F Holders as of 30 Sep 2014
-
Type / Class
-
Equity / COM SBI
-
Number of holders
-
28
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Total 13F shares, excl. options
-
1,373,125
-
Shares change
-
-177,598
-
Total reported value, excl. options
-
$29,419,342
-
Value change
-
-$3,893,850
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Number of buys
-
12
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Number of sells
-
-13
-
Price
-
$21.92
Significant Holders of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) as of Q3 2014
31 filings reported holding GOF - GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI as of Q3 2014.
GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) has 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions hold a total of 1,373,125 shares
.
Largest 10 shareholders include MORGAN STANLEY (277,066 shares), BANK OF AMERICA CORP /DE/ (230,369 shares), UBS AG (176,102 shares), Cambridge Investment Research Advisors, Inc. (127,032 shares), National Planning Corp (107,947 shares), LPL Financial LLC (81,101 shares), WELLS FARGO & COMPANY/MN (71,901 shares), ROYAL BANK OF CANADA (63,575 shares), First Allied Advisory Services, Inc. (63,393 shares), and Invesco Ltd. (36,902 shares).
This table shows the top 28 institutional shareholders of the company equity. This data is sourced directly from the SEC via 13F filings.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.