Q1 2014 13F Holders as of 31 Mar 2014
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Type / Class
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Equity / COM SBI
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Number of holders
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28
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Total 13F shares, excl. options
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1,782,441
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Shares change
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+47,168
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Total reported value, excl. options
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$37,029,331
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Value change
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+$997,983
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Number of buys
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17
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Number of sells
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9
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Price
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$21.20
Institutional Holders of GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) as of Q1 2014
As of 31 Mar 2014 GUGGENHEIM STRATEGIC OPPORTUNITIES FUND - COM SBI (GOF) had 28 institutional shareholders that have filed 13F forms with the Securities Exchange Commission (SEC).
These institutions held a total of 1,782,441 shares of stock of the company.
Largest 10 holders included COHEN & STEERS INC, MORGAN STANLEY, Invesco Ltd., BANK OF AMERICA CORP /DE/, UBS AG, WELLS FARGO & COMPANY/MN, Cambridge Investment Research Advisors, Inc., LPL Financial LLC, National Planning Corp, and First Allied Advisory Services, Inc..
This table shows 28 institutional shareholders of the security as of 31 Mar 2014.
| Investor |
Option |
Weight % |
Change % |
Value $ |
* Price $ |
Shares |
Share Change |
Activity |
Report Period |
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.