Advisors Asset Management, Inc.

Holdings History for ALCENTRA CAP CORP - COM (ABDC)

Symbol: ABDC
Investment type: Equity / COM

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2020		-0.01%	$0	0	-32,226	-100%		Q1 2020
31 Dec 2019	0.01%	-0%	$292,000	32,226	-675	-2.1%	$9.06	Q4 2019
30 Sep 2019	0.01%	+0%	$292,000	32,901	+18,743	+132%	$8.88	Q3 2019
30 Jun 2019	0%	-0%	$119,000	14,158	-25,104	-64%	$8.41	Q2 2019
31 Mar 2019	0.01%	-0.01%	$294,000	39,262	-64,679	-62%	$7.49	Q1 2019
31 Dec 2018	0.01%	-0%	$672,000	103,941	-7,268	-6.5%	$6.47	Q4 2018
30 Sep 2018	0.01%	-0.01%	$665,000	111,209	-101,922	-48%	$5.98	Q3 2018
30 Jun 2018	0.02%	-0.02%	$1,362,000	213,131	-152,140	-42%	$6.39	Q2 2018
31 Mar 2018	0.05%	-0%	$2,729,000	365,271	-27,318	-7%	$7.47	Q1 2018
31 Dec 2017	0.05%	-0.01%	$3,294,000	392,589	-99,911	-20%	$8.39	Q4 2017
30 Sep 2017	0.09%	-0.02%	$5,275,000	492,500	-86,669	-15%	$10.71	Q3 2017
30 Jun 2017	0.13%	-0.02%	$7,871,000	579,169	-76,952	-12%	$13.59	Q2 2017
31 Mar 2017	0.15%	-0.05%	$9,015,000	656,121	-232,630	-26%	$13.74	Q1 2017
31 Dec 2016	0.18%	+0.01%	$10,638,000	888,751	+30,029	+3.5%	$11.97	Q4 2016
30 Sep 2016	0.18%	+0.02%	$11,155,000	858,722	+105,554	+14%	$12.99	Q3 2016
30 Jun 2016	0.15%	+0.02%	$9,151,000	753,168	+92,064	+14%	$12.15	Q2 2016
31 Mar 2016	0.13%	+0.01%	$7,689,000	661,104	+26,371	+4.2%	$11.63	Q1 2016
31 Dec 2015	0.12%	+0.02%	$7,363,000	634,733	+85,307	+16%	$11.60	Q4 2015
30 Sep 2015	0.1%	+0.02%	$6,368,000	549,426	+89,142	+19%	$11.59	Q3 2015
30 Jun 2015	0.08%	+0.05%	$5,846,000	460,284	+260,758	+131%	$12.70	Q2 2015
31 Mar 2015	0.04%	+0.04%	$2,654,000	199,526	+199,526	NEW	$13.30	Q1 2015

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.