Advisors Asset Management, Inc.

Q3 2019 13F Combination Report, Stock Holdings

Signature - Title
John Webber - Chief Compliance Officer
Location
Monument, CO
Holdings as of
September 30, 2019
Value $
$5.43B
Num holdings
1,562
Date filed
11/14/2019, 01:11 PM
Description
A portion of the US holdings for this investor are reported in this report and a portion are reported by other reporting manager(s).
Previous filing
Q2 2019 - Nov 14, 2019
Sym Weight Trade Impact Company Class Shares Change Activity Value Change $ Value $ * Price $ Shares Principal
Filing 2019 Q3 compared to 2019 Q2 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Webber Chief Compliance Officer Boerne, Texas 11/13/2019