Advisors Asset Management, Inc.

Q1 2019 13F Holdings Report, Stock Holdings

Signature - Title
John Webber - Chief Compliance Officer
Location
Monument, CO
Holdings as of
March 31, 2019
Value $
$5.62B
Num holdings
1,811
Date filed
5/15/2019, 05:30 PM
Form type
13F-HR
Description
All US holdings of this investor are reported in this report. Top holdings included AMZN, MSFT, GOOGL, AAPL, and V.
Previous filing
Q4 2018 - Feb 7, 2019
Filing 2019 Q1 compared to 2018 Q4 - Restatement by default.
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.

Person Signing this Report on Behalf of Reporting Manager:

Name Title City, State Date
John Webber Chief Compliance Officer Boerne, Texas 5/15/2019

Other Included Managers (4):

Num Name Location File Number
1 Bahl & Gaynor Inc Cincinnati, OH 028-02825
2 Vident Investment Advisory, LLC Alpharetta, GA 028-16741
3 Hartford Investment Management Co Hartford, CT 028-06652
4 Phocas Financial Corp. Alameda, CA 028-12179