PERCEPTIVE ADVISORS LLC

Holdings History for GERON CORP - Common Stock, par value $0.001 per share (GERN)

Symbol: GERN on Nasdaq
Investment type: Equity / Common Stock, par value $0.001 per share

Shares, Excluding Options vs Price

Value, Excluding Options

Holdings date	Option	Weight	Change	Value $	Shares	Change	Activity %	Price	All Holders
31 Mar 2021			-0.25%	$0	0	-13,461,538	-100%	$1.61	Q1 2021
31 Dec 2020		0.25%	0%	$21,404,000	13,461,538	0		$1.59	Q4 2020
30 Sep 2020		0.4%	0%	$23,423,000	13,461,538	0		$1.74	Q3 2020
30 Jun 2020		0.56%	+0.56%	$29,346,000	13,461,538	+13,461,538	NEW	$2.18	Q2 2020
31 Dec 2018	put		-99%	$0	0	-1,950,000	-100%	$1.61	Q4 2018
30 Sep 2018	call		0%	$10,000	200,000	0		$0.05 ^*	Q3 2018
30 Sep 2018	put	99%	+99%	$3,680,000	1,950,000	+1,950,000	NEW	$1.89	Q3 2018
30 Jun 2018			0%	$2,922,000	2,550,000	0		$1.15 ^*	Q2 2018
31 Mar 2018	put		0%	$600,000	600,000	0		$1.00 ^*	Q1 2018
31 Mar 2014			-0%	$0	0	-4,684	-100%	$1.61	Q1 2014
31 Dec 2013		0%	0%	$22,000	4,684	0		$4.70	Q4 2013

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.