Clene Inc. - Common Stock (TOTAU)

CUSIP: G8959N130

Q1 2020 13F Holders as of 31 Mar 2020

Share change
-130,670
SEC-reported price per share
$10.49
Number of holders
3
Value change
-$1,396,401
Number of sells
2

Security key

G8959N130

Report period

Q1 2020

Institutions

3

Top holders

3

Ownership snapshot

Top reported holders of TOTAU - Clene Inc. - Common Stock (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Walleye Trading LLC
Disclosed value leader
Walleye Trading LLC
Comparable rows
0/4
Latest evidence
31 Dec 2019
13F Highest disclosed value: $1,975,000 4 rows are not safely comparable across share classes.

Quick read

Walleye Trading LLC has the largest disclosed position value at $1.98M.

0 of 4 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Walleye Trading LLC's linked filing trail.
Disclosed position value Top 4
Walleye Trading LLC $1.98M
BASSO CAPITAL MANAGEMENT, L.P. $1.39M
Mint Tower Capital Management B.V. $757K
WOLVERINE ASSET MANAGEMENT LLC $726K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-4 of 4 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Walleye Trading LLC
13F
Company
13F
class O/S missing
$1,975,000
189,923 shares
31 Dec 2019
BASSO CAPITAL MANAGEMENT, L.P.
13F
Company
13F
class O/S missing
$1,386,000
129,670 shares
31 Dec 2019
Mint Tower Capital Management B.V.
13F
Company
13F
class O/S missing
$757,000
71,900 shares
31 Dec 2019
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
13F
class O/S missing
$726,000
69,000 shares
31 Dec 2019
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q1 2020

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
3
Shares
329,823
Rows available
3
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q1 2020 vs Q1 2020 Across Filers

Q1 2020 holders
3
Q1 2020 holders
3
Holder diff
0
Investor Q1 2020 Shares Q1 2020 Shares Share Diff Share Chg % Q1 2020 value Q1 2020 value Value change Value Chg %
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