Security key
G8959N130
- Security type / class
- Equity / Common Stock
- Total 13F shares
- 1,239,932
- Total 13F value
- $12,497,000
- Share change
- -18,037
- SEC-reported price per share
- $10.19
- Number of holders
- 7
- Value change
- -$281,461
- Number of buys
- 2
- Number of sells
- 5
Report period
Q4 2018
Institutions
7
Top holders
7
TOTAU full security history
Ownership snapshot
Full 13F holder table
Clene Inc. SEC filings
Clene Inc. company facts
Broader feeds
Ownership snapshot
Top reported holders of TOTAU - Clene Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Polar Asset Management Pa...
Disclosed value leader
Polar Asset Management Pa...
Comparable rows
0/10
Latest evidence
30 Sep 2018
13F
Highest disclosed value: $3,239,000
10 rows are not safely comparable across share classes.
Showing 1-6 of 10 holder rows.
Quick read
Polar Asset Management Partners Inc. has the largest disclosed position value at $3.24M.
0 of 10 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Polar Asset Management Partners Inc.'s linked filing trail.
Disclosed position value
Top 5
Polar Asset Management Partners Inc.
$3.24M
Walleye Trading LLC
$1.91M
Hudson Bay Capital Management LP
$1.87M
BASSO CAPITAL MANAGEMENT, L.P.
$1.32M
PERISCOPE CAPITAL INC.
$1.25M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 10 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Polar Asset Management Partners Inc. |
13F
Company
|
—
class O/S missing
|
$3,239,000
312,000 shares
|
— | 30 Sep 2018 |
| Walleye Trading LLC |
13F
Company
|
—
class O/S missing
|
$1,913,000
184,341 shares
|
— | 30 Sep 2018 |
| Hudson Bay Capital Management LP |
13F
Company
|
—
class O/S missing
|
$1,868,000
180,000 shares
|
— | 30 Sep 2018 |
| BASSO CAPITAL MANAGEMENT, L.P. |
13F
Company
|
—
class O/S missing
|
$1,323,000
130,000 shares
|
— | 30 Sep 2018 |
| PERISCOPE CAPITAL INC. |
13F
Company
|
—
class O/S missing
|
$1,254,000
120,800 shares
|
— | 30 Sep 2018 |
| BOOTHBAY FUND MANAGEMENT, LLC |
13F
Company
|
—
class O/S missing
|
$1,038,000
100,000 shares
|
— | 30 Sep 2018 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2018
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
7
Shares
1,239,932
Rows available
7
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2018 vs Q3 2018 Across Filers
Q3 2018 holders
10
Q4 2018 holders
7
Holder diff
-3
| Investor | Q3 2018 Shares | Q4 2018 Shares | Share Diff | Share Chg % | Q3 2018 value | Q4 2018 value | Value change | Value Chg % |
|---|