CASI Pharmaceuticals, Inc. - Ordinary Shares (CASIF)
CUSIP: G1933S101
Q3 2024 13F Holders as of 30 Sep 2024
- Type / Class
- Equity / Ordinary Shares
- Shares outstanding
- 35,821,764
- Total 13F shares
- 1,322,529
- Share change
- +970,359
- Total reported value
- $8,138,853
- Put/Call ratio
- 350%
- Price per share
- $6.16
- Number of holders
- 20
- Value change
- +$5,984,886
- Number of buys
- 6
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP G1933S101?
CUSIP G1933S101 identifies CASIF - CASI Pharmaceuticals, Inc. - Ordinary Shares in SEC institutional holdings data.
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Recent filing periods for CUSIP G1933S101:
Top shareholders of CASIF - CASI Pharmaceuticals, Inc. - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| VR Adviser, LLC |
13F
|
Company |
0.31%
|
111,686
|
$614,273 | — | 30 Jun 2024 | |
| Wellington Shields Capital Management, LLC |
13F
|
Company |
0.25%
|
89,217
|
$490,694 | — | 30 Jun 2024 | |
| Wellington Shields & Co., LLC |
13F
|
Company |
0.12%
|
43,091
|
$237,001 | — | 30 Jun 2024 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.11%
|
40,800
|
$224,400 | — | 30 Jun 2024 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.06%
|
22,221
|
$122,215 | — | 30 Jun 2024 | |
| HOWLAND CAPITAL MANAGEMENT LLC |
13F
|
Company |
0.04%
|
15,072
|
$82,896 | — | 30 Jun 2024 | |
| UBS Group AG |
13F
|
Company |
0.03%
|
11,321
|
$62,266 | — | 30 Jun 2024 | |
| ADAR1 Capital Management, LLC |
13F
|
Company |
0.02%
|
8,240
|
$45,320 | — | 30 Jun 2024 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.02%
|
6,900
|
$38,000 | — | 30 Jun 2024 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
1,440
|
$7,921 | — | 30 Jun 2024 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
1,042
|
$5,000 | — | 30 Jun 2024 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
506
|
$2,783 | — | 30 Jun 2024 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0%
|
296
|
$1,628 | — | 30 Jun 2024 | |
| Qube Research & Technologies Ltd |
13F
|
Company |
0%
|
100
|
$550 | — | 30 Jun 2024 | |
| WEST PACES ADVISORS INC. |
13F
|
Company |
0%
|
100
|
$550 | — | 30 Jun 2024 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
53
|
$292 | — | 30 Jun 2024 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
25
|
$138 | — | 30 Jun 2024 | |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO |
13F
|
Company |
0%
|
13
|
$72 | — | 30 Jun 2024 | |
| Colonial Trust Co / SC |
13F
|
Company |
0%
|
11
|
$61 | — | 30 Jun 2024 | |
| TRUST CO OF VERMONT |
13F
|
Company |
0%
|
10
|
$55 | — | 30 Jun 2024 | |
| Kozak & Associates, Inc. |
13F
|
Company |
0%
|
10
|
$53 | — | 30 Jun 2024 | |
| Catalyst Funds Management Pty Ltd |
13F
|
Company |
0%
|
8
|
$44 | — | 30 Jun 2024 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
8
|
$44 | — | 30 Jun 2024 |
Institutional Holders of CASI Pharmaceuticals, Inc. - Ordinary Shares (CASIF) as of Q3 2024
As of 30 Sep 2024,
CASI Pharmaceuticals, Inc. - Ordinary Shares (CASIF) was held by
20 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,322,529 shares.
The largest 10 holders included
VR Adviser, LLC, Wellington Shields Capital Management, LLC, ADAR1 Capital Management, LLC, Wellington Shields & Co., LLC, RENAISSANCE TECHNOLOGIES LLC, Woodline Partners LP, CITADEL ADVISORS LLC, GEODE CAPITAL MANAGEMENT, LLC, UBS Group AG, and Royal Bank of Canada.
This page lists
20
institutional shareholders reporting positions in this security
for the Q3 2024 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2024 vs Q2 2024 Across Filers
Q2 2024 holders
23
Q3 2024 holders
20
Holder diff
-3
| Investor | Q2 2024 Shares | Q3 2024 Shares | Share Diff | Share Chg % | Q2 2024 Value $ | Q3 2024 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.