SEC ownership of CASI Pharmaceuticals, Inc.

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0001962738.

Comparable stake leader

Wei-Wu He

Disclosed value leader

Panacea Innovation Ltd

Comparable rows

9/9

Latest evidence

30 Jun 2026

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
9 of 9
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
Wei-Wu He
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
30 Jun 2026
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0001962738
Issuer location
Beijing, China

Ownership snapshot

Top shareholders of CASI Pharmaceuticals, Inc. (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Wei-Wu He
Disclosed value leader
Panacea Innovation Ltd
Comparable rows
9/9
Latest evidence
30 Jun 2026
13D/G 3/4/5 13F Lead comparable stake: 59% 13D/G row: Wei-Wu He Showing 1-8 of 9 holder rows.

Quick read

Wei-Wu He leads the comparable SEC ownership view at 59%.

9 of 9 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Wei-Wu He's linked filing trail.
Comparable ownership Top 5
Wei-Wu He 59%
Panacea Innovation Ltd 22%
James Huang 14%
Zhenfeng M. Chen 11%
Venrock Healthcare Capital Partne... 9.2%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 9 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Wei-Wu He
13D/G 3/4/5
WEI-WU HE, Ph.D. · Director, 10%+ Owner
59%
$3,118,120
23,985,535 shares
+$650,000 18 May 2026
Panacea Innovation Ltd
13D/G
James Huang
22%
$4,698,042
4,651,527 shares
+$999,856 16 Dec 2025
James Huang
13D/G 3/4/5
Director
14%
$3,177,509
2,161,571 shares
$0 30 Jun 2025
Zhenfeng M. Chen
13D/G
Chen Zhenfeng
11%
$4,150,370
2,255,636 shares
$0 30 Sep 2025
Venrock Healthcare Capital Partners III, L.P.
13D/G
9.2%
$2,066,749
1,987,259 shares
$0 31 Dec 2025
SPARKLE BYTE LTD
13D/G
5%
$775,088
1,019,852 shares
$0 30 Sep 2025
Ho Chi Sing
13D/G
Zhou Quan
4.8%
$754,405
992,638 shares
$0 30 Sep 2025
Alex Wu
3/4/5
Director
0.08%
$29,042
34,168 shares
18 Mar 2026
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 20 Sep 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-11 of 11 reporting-owner rows connected to CASI Pharmaceuticals, Inc.. Open a relationship link for the CIK-to-CIK filing trail.

Rows
11
Largest Forms 3/4/5 holder
James Huang
Net 12M change
$0
Latest report
18 Mar 2026
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
James Huang Director $1,087,189 Mixed 18 Mar 2026
Wei-Wu He Director, 10%+ Owner $611,566 Mixed 18 Mar 2026
Alex Wu Director $29,042 Mixed 18 Mar 2026
Barbara Krebs-Pohl Director Mixed 18 Mar 2026
Alexander A. Zukiwski Global Chief Medical Officer Mixed 18 Mar 2026
Chunhua Wang Chief Operating Officer Mixed 18 Mar 2026
Hai Huang Global Chief Commercial Ofcr Mixed 18 Mar 2026
Kun Qian Global Controller Mixed 18 Mar 2026
Wei R. Gao General Counsel Mixed 18 Mar 2026
Xuebo Zeng Director Mixed 18 Mar 2026
Thomas Folinsbee Director Mixed 18 Mar 2026

Recent insider transactions for CASI Pharmaceuticals, Inc.

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
Alex Wu CASIF Ordinary Share 0 34,168 18 Mar 2026 Direct
Wei-Wu He CASIF Ordinary Share 0 637,644 18 Mar 2026 See Footnote
Wei-Wu He CASIF Ordinary Share 0 100,000 18 Mar 2026 See Footnote
Wei-Wu He CASIF Ordinary Share 0 300,000 18 Mar 2026 See Footnote
Wei-Wu He CASIF Ordinary Share 0 753,234 18 Mar 2026 See Footnote
Wei-Wu He CASIF Ordinary Share 0 44,107 18 Mar 2026 See Footnote
Wei-Wu He CASIF Ordinary Share 0 1,910,550 18 Mar 2026 Direct
James Huang CASIF Ordinary Shares 0 4,529,956 18 Mar 2026 See Footnote
* marks a reported price that did not pass the local price check.
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