Security key
G1933S101
CASI Pharmaceuticals, Inc. - Ordinary Shares (CASIF)
CUSIP: G1933S101
Q4 2023 13F Holders as of 31 Dec 2023
- Security type / class
- Equity / Ordinary Shares
- Total 13F shares
- 275,894
- Total 13F value
- $1,981,066
- Share change
- -68,714
- Put/Call ratio
- 57%
- SEC-reported price per share
- $7.16
- Number of holders
- 17
- Value change
- -$338,820
- Number of buys
- 3
- Number of sells
- 9
- Shares outstanding
- 40,791,726
Holder snapshot
7 signals
Open additional details 1 more signal available
Security identity
Names, identifiers, and filing context for this profile.
1 source field
Report period
Q4 2023
Institutions
17
Top holders
10
CASIF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2025
CASI Pharmaceuticals, Inc. SEC filings
CASI Pharmaceuticals, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP G1933S101
Recent filing periods:
Ownership snapshot
Top reported holders of CASIF - CASI Pharmaceuticals, Inc. - Ordinary Shares (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Wellington Shields Capita...
Disclosed value leader
Wellington Shields Capita...
Comparable rows
0/15
Latest evidence
30 Sep 2023
13F
Highest disclosed value: $392,845
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Wellington Shields Capital Management, LLC has the largest disclosed position value at $392.8K.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Wellington Shields Capital Management, LLC's linked filing trail.
Disclosed position value
Top 5
Wellington Shields Capital Manage...
$392.8K
Wellington Shields & Co., LLC
$189.9K
VANGUARD GROUP INC
$82.9K
GEODE CAPITAL MANAGEMENT, LLC
$56.9K
JANE STREET GROUP, LLC
$56.6K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Wellington Shields Capital Management, LLC |
13F
Company
|
—
denominator unverified
|
$392,845
153,455 shares
|
— | 30 Sep 2023 |
| Wellington Shields & Co., LLC |
13F
Company
|
—
denominator unverified
|
$189,865
74,166 shares
|
— | 30 Sep 2023 |
| VANGUARD GROUP INC |
13F
Company
|
—
denominator unverified
|
$82,854
32,365 shares
|
— | 30 Sep 2023 |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$56,885
22,221 shares
|
— | 30 Sep 2023 |
| JANE STREET GROUP, LLC |
13F
Company
|
—
denominator unverified
|
$56,637
22,124 shares
|
— | 30 Sep 2023 |
| FRANKLIN TEMPLETON INC |
13F
Company
|
—
denominator unverified
|
$50,629
19,777 shares
|
— | 30 Sep 2023 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2023
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
17
Shares
275,894
Rows available
17
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2023 vs Q2 2026 Across Filers
Q2 2026 holders
1
Q4 2023 holders
17
Holder diff
16
| Investor | Q2 2026 Shares | Q4 2023 Shares | Share Diff | Share Chg % | Q2 2026 value | Q4 2023 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend