What does CUSIP 98419J206 represent in this 13F holders report?

CUSIP 98419J206 is the security identifier for XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value used to aggregate holder disclosures.

How many institutions held XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value in Q4 2022?

46 institutional investors reported XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value for Q4 2022. Use the holders table for investor-level position and value details.

XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)

CUSIP: 98419J206

Q4 2022 13F Holders as of 31 Dec 2022

Type / Class: Equity / Common Stock, $0.0075 par value
Shares outstanding: 17,536,497
Total 13F shares: 6,606,407
Share change: +198,651
Total reported value: $121,556,292
Put/Call ratio: 58%
Price per share: $18.40
Number of holders: 46
Value change: +$3,654,880
Number of buys: 17
Number of sells: 15

Security key

98419J206

Report period

Q4 2022

Institutions

Top holders

XOMA full security history Ownership snapshot Full 13F holder table Newer quarter: Q1 2023 Previous quarter: Q3 2022 XOMA Royalty Corp SEC filings XOMA Royalty Corp company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 98419J206

Newer quarter: Q1 2023 Previous quarter: Q3 2022

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Lead holder

BVF INC/IL

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2022

13F 3/4/5 Lead comparable stake: 21% Showing first 8 of 43 holder rows. Open remaining rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
BVF INC/IL	13F Company 13F	21%	$64,682,000 3,611,494 shares	—	30 Sep 2022
FMR LLC	13F Company 13F	7%	$21,918,000 1,223,772 shares	—	30 Sep 2022
VANGUARD GROUP INC	13F Company 13F	1.7%	$5,224,000 291,678 shares	—	30 Sep 2022
Opaleye Management Inc.	13F Company 13F	1.4%	$4,442,000 248,000 shares	—	30 Sep 2022
Rubric Capital Management LP	13F Company 13F	1.1%	$3,596,000 200,785 shares	—	30 Sep 2022
BlackRock Finance, Inc.	13F Company 13F	0.69%	$2,167,000 121,022 shares	—	30 Sep 2022
Eversept Partners, LP	13F Company 13F	0.5%	$1,583,280 88,402 shares	—	30 Sep 2022
GEODE CAPITAL MANAGEMENT, LLC	13F Company 13F	0.46%	$1,434,000 80,085 shares	—	30 Sep 2022

Show 35 additional holder rows in the full holder list

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Stonepine Capital Management, LLC	13F Company 13F	0.37%	$1,154,000 64,459 shares	—	30 Sep 2022
MORGAN STANLEY	13F Company 13F	0.28%	$893,000 49,845 shares	—	30 Sep 2022
Bank of New York Mellon Corp	13F Company 13F	0.27%	$840,000 46,865 shares	—	30 Sep 2022
NORTHERN TRUST CORP	13F Company 13F	0.24%	$760,000 42,410 shares	—	30 Sep 2022
RBF Capital, LLC	13F Company 13F	0.2%	$623,000 34,787 shares	—	30 Sep 2022
STATE STREET CORP	13F Company 13F	0.2%	$619,000 34,574 shares	—	30 Sep 2022
DIMENSIONAL FUND ADVISORS LP	13F Company 13F	0.18%	$576,000 32,143 shares	—	30 Sep 2022
MILLENNIUM MANAGEMENT LLC	13F Company 13F	0.17%	$530,000 29,608 shares	—	30 Sep 2022
AMERICAN CENTURY COMPANIES INC	13F Company 13F	0.12%	$366,000 20,410 shares	—	30 Sep 2022
CITADEL ADVISORS LLC	13F Company 13F	0.11%	$357,000 19,950 shares	—	30 Sep 2022
PRICE T ROWE ASSOCIATES INC /MD/	13F Company 13F	0.09%	$279,000 15,534 shares	—	30 Sep 2022
FIRST MANHATTAN CO. LLC.	13F Company 13F	0.04%	$134,000 7,500 shares	—	30 Sep 2022
LAZARD ASSET MANAGEMENT LLC	13F Company 13F	0.02%	$63,000 3,551 shares	—	30 Sep 2022
MACQUARIE GROUP LTD	13F Company 13F	0.02%	$62,000 3,466 shares	—	30 Sep 2022
Tower Research Capital LLC (TRC)	13F Company 13F	0.02%	$54,000 3,017 shares	—	30 Sep 2022
CITIGROUP INC	13F Company 13F	0.01%	$33,000 1,866 shares	—	30 Sep 2022
BANK OF AMERICA CORP /DE/	13F Company 13F	0.01%	$30,000 1,691 shares	—	30 Sep 2022
UBS Group AG	13F Company 13F	0.01%	$27,000 1,491 shares	—	30 Sep 2022
GROUP ONE TRADING LLC	13F Company 13F	0.01%	$23,000 1,301 shares	—	30 Sep 2022
ROYAL BANK OF CANADA	13F Company 13F	0%	$14,000 780 shares	—	30 Sep 2022
Global Retirement Partners, LLC	13F Company 13F	0%	$10,000 600 shares	—	30 Sep 2022
CWM, LLC	13F Company 13F	0%	$10,000 585 shares	—	30 Sep 2022
Avior Wealth Management, LLC	13F Company 13F	0%	$8,000 501 shares	—	30 Sep 2022
CarsonAllaria Wealth Management, Ltd.	13F Company 13F	0%	$8,000 465 shares	—	30 Sep 2022
WELLS FARGO & COMPANY/MN	13F Company 13F	0%	$6,000 342 shares	—	30 Sep 2022
BARCLAYS PLC	13F Company 13F	0%	$6,000 340 shares	—	30 Sep 2022
BNP PARIBAS FINANCIAL MARKETS	13F Company 13F	0%	$5,642 315 shares	—	30 Sep 2022
OSAIC HOLDINGS, INC.	13F Company 13F	0%	$5,000 295 shares	—	30 Sep 2022
Truvestments Capital LLC	13F Company 13F	0%	$4,000 246 shares	—	30 Sep 2022
SIMPLEX TRADING, LLC	13F Company 13F	0%	$1,000 81 shares	—	30 Sep 2022
Steward Partners Investment Advisory, LLC	13F Company 13F	0%	$1,000 62 shares	—	30 Sep 2022
Bogart Wealth, LLC	13F Company 13F	0%	$1,000 50 shares	—	30 Sep 2022
TD Waterhouse Canada Inc.	13F Company 13F	0%	$17 1 shares	—	30 Sep 2022
James R. Neal	3/4/5 CEO, Director 3/4/5	— mixed-class rows	$636,556 251,438 shares mixed-class rows	—	15 Jul 2022
W. Denman van Ness	3/4/5 Director 3/4/5	— class O/S missing	— 8,996 shares	—	18 May 2022

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2022

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

6,606,407

Rows loaded

Investor	Option	Weight %	Change %	Reported value	* Price	Shares	Share Change	Activity	Report Period

* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.

Compare Q4 2022 vs Q3 2022 Across Filers

Q3 2022 holders

Q4 2022 holders

Holder diff

Investor	Q3 2022 Shares	Q4 2022 Shares	Share Diff	Share Chg %	Q3 2022 value	Q4 2022 value	Value change	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend