Security key
98419J206
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)
CUSIP: 98419J206
Q3 2022 13F Holders as of 30 Sep 2022
- Type / Class
- Equity / Common Stock, $0.0075 par value
- Shares outstanding
- 17,536,497
- Total 13F shares
- 6,284,288
- Share change
- +61,186
- Total reported value
- $112,547,939
- Price per share
- $17.90
- Number of holders
- 40
- Value change
- +$688,596
- Number of buys
- 17
- Number of sells
- 17
Report period
Q3 2022
Institutions
40
Top holders
10
XOMA full security history
Newer quarter: Q4 2022
Previous quarter: Q2 2022
XOMA Royalty Corp SEC filings
XOMA Royalty Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 98419J206
Recent filing periods:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BVF INC/IL |
13F
|
Company |
20%
|
3,530,543
|
$78,660,000 | — | 30 Jun 2022 | |
| FMR LLC |
13F
|
Company |
6.4%
|
1,130,183
|
$25,180,000 | — | 30 Jun 2022 | |
| VANGUARD GROUP INC |
13F
|
Company |
2.2%
|
379,733
|
$8,460,000 | — | 30 Jun 2022 | |
| Opaleye Management Inc. |
13F
|
Company |
1.5%
|
263,050
|
$5,861,000 | — | 30 Jun 2022 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.93%
|
163,046
|
$3,632,000 | — | 30 Jun 2022 | |
| Rubric Capital Management LP |
13F
|
Company |
0.85%
|
149,446
|
$3,330,000 | — | 30 Jun 2022 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.58%
|
101,872
|
$2,269,000 | — | 30 Jun 2022 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.51%
|
89,055
|
$1,984,000 | — | 30 Jun 2022 | |
| Bank of New York Mellon Corp |
13F
|
Company |
0.27%
|
46,865
|
$1,044,000 | — | 30 Jun 2022 | |
| Stonepine Capital Management, LLC |
13F
|
Company |
0.26%
|
45,910
|
$1,023,000 | — | 30 Jun 2022 | |
| MORGAN STANLEY |
13F
|
Company |
0.26%
|
44,922
|
$1,001,000 | — | 30 Jun 2022 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.25%
|
43,826
|
$977,000 | — | 30 Jun 2022 | |
| STATE STREET CORP |
13F
|
Company |
0.23%
|
41,091
|
$916,000 | — | 30 Jun 2022 | |
| RBF Capital, LLC |
13F
|
Company |
0.23%
|
39,787
|
$886,000 | — | 30 Jun 2022 | |
| RENAISSANCE TECHNOLOGIES LLC |
13F
|
Company |
0.19%
|
32,800
|
$731,000 | — | 30 Jun 2022 | |
| Ergoteles LLC |
13F
|
Company |
0.14%
|
25,400
|
$566,000 | — | 30 Jun 2022 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.13%
|
22,746
|
$507,000 | — | 30 Jun 2022 | |
| Pinz Capital Management, LP |
13F
|
Company |
0.11%
|
20,160
|
$449,000 | — | 30 Jun 2022 | |
| Trexquant Investment LP |
13F
|
Company |
0.09%
|
15,125
|
$337,000 | — | 30 Jun 2022 | |
| PRICE T ROWE ASSOCIATES INC /MD/ |
13F
|
Company |
0.08%
|
13,334
|
$297,000 | — | 30 Jun 2022 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.06%
|
10,000
|
$222,000 | — | 30 Jun 2022 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.02%
|
3,466
|
$77,000 | — | 30 Jun 2022 | |
| LAZARD ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
3,379
|
$75,000 | — | 30 Jun 2022 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0.01%
|
2,449
|
$54,564 | — | 30 Jun 2022 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
2,184
|
$48,000 | — | 30 Jun 2022 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
780
|
$17,000 | — | 30 Jun 2022 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
700
|
$16,000 | — | 30 Jun 2022 | |
| Global Retirement Partners, LLC |
13F
|
Company |
0%
|
600
|
$13,000 | — | 30 Jun 2022 | |
| CWM, LLC |
13F
|
Company |
0%
|
585
|
$13,000 | — | 30 Jun 2022 | |
| Avior Wealth Management, LLC |
13F
|
Company |
0%
|
501
|
$11,000 | — | 30 Jun 2022 | |
| CarsonAllaria Wealth Management, Ltd. |
13F
|
Company |
0%
|
465
|
$10,000 | — | 30 Jun 2022 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
366
|
$8,000 | — | 30 Jun 2022 | |
| OSAIC HOLDINGS, INC. |
13F
|
Company |
0%
|
280
|
$7,000 | — | 30 Jun 2022 | |
| Truvestments Capital LLC |
13F
|
Company |
0%
|
246
|
$5,000 | — | 30 Jun 2022 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
171
|
$4,000 | — | 30 Jun 2022 | |
| SIMPLEX TRADING, LLC |
13F
|
Company |
0%
|
96
|
$2,000 | — | 30 Jun 2022 | |
| CITIGROUP INC |
13F
|
Company |
0%
|
84
|
$2,000 | — | 30 Jun 2022 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0%
|
62
|
$1,000 | — | 30 Jun 2022 | |
| NEW YORK STATE COMMON RETIREMENT FUND |
13F
|
Company |
0%
|
50
|
$1,000 | — | 30 Jun 2022 | |
| TD Waterhouse Canada Inc. |
13F
|
Company |
0%
|
1
|
$21 | — | 30 Jun 2022 | |
| James R. Neal |
3/4/5
|
CEO, Director |
—
mixed-class rows
|
251,438
mixed-class rows
|
$636,556 | — | 15 Jul 2022 | |
| W. Denman van Ness |
3/4/5
|
Director |
—
class O/S missing
|
8,996
|
— | — | 18 May 2022 |
Institutional Holders of XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) as of Q3 2022
As of 30 Sep 2022,
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) was held by
40 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,284,288 shares.
The largest 10 holders included
BVF INC/IL, FMR LLC, VANGUARD GROUP INC, Opaleye Management Inc., Rubric Capital Management LP, BlackRock Inc., Eversept Partners, LP, GEODE CAPITAL MANAGEMENT, LLC, Stonepine Capital Management, LLC, and MORGAN STANLEY.
This page lists
40
institutional shareholders reporting positions in this security
for the Q3 2022 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2022 vs Q2 2022 Across Filers
Q2 2022 holders
39
Q3 2022 holders
40
Holder diff
1
| Investor | Q2 2022 Shares | Q3 2022 Shares | Share Diff | Share Chg % | Q2 2022 Value $ | Q3 2022 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.