Security key
98419J206
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA)
CUSIP: 98419J206
Q1 2018 13F Holders as of 31 Mar 2018
- Type / Class
- Equity / Common Stock, $0.0075 par value
- Shares outstanding
- 17,536,497
- Total 13F shares
- 3,386,684
- Share change
- +164,881
- Total reported value
- $68,511,040
- Price per share
- $20.23
- Number of holders
- 53
- Value change
- -$9,958
- Number of buys
- 29
- Number of sells
- 27
Report period
Q1 2018
Institutions
53
Top holders
10
XOMA full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
XOMA Royalty Corp SEC filings
XOMA Royalty Corp company facts
Broader feeds
Reporting periods
Holder history for CUSIP 98419J206
Recent filing periods:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock, $0.0075 par value (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BVF INC/IL |
13F
|
Company |
8.6%
|
1,502,800
|
$53,500,000 | — | 31 Dec 2017 | |
| Opaleye Management Inc. |
13F
|
Company |
1.8%
|
320,200
|
$11,399,000 | — | 31 Dec 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.2%
|
209,047
|
$7,442,000 | — | 31 Dec 2017 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
1.1%
|
196,759
|
$7,005,000 | — | 31 Dec 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
1.1%
|
188,799
|
$6,721,000 | — | 31 Dec 2017 | |
| BOGLE INVESTMENT MANAGEMENT L P /DE/ |
13F
|
Company |
0.59%
|
102,735
|
$3,657,000 | — | 31 Dec 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
0.51%
|
88,692
|
$3,157,000 | — | 31 Dec 2017 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
0.51%
|
88,653
|
$3,159,000 | — | 31 Dec 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.35%
|
61,281
|
$2,180,000 | — | 31 Dec 2017 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.3%
|
53,300
|
$1,897,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0.28%
|
49,906
|
$1,777,000 | — | 31 Dec 2017 | |
| Invesco Ltd. |
13F
|
Company |
0.24%
|
41,500
|
$1,477,000 | — | 31 Dec 2017 | |
| AXA S.A. |
13F
|
Company |
0.19%
|
34,006
|
$1,211,000 | — | 31 Dec 2017 | |
| Dynamic Technology Lab Private Ltd |
13F
|
Company |
0.15%
|
26,948
|
$959,000 | — | 31 Dec 2017 | |
| Informed Momentum Co LLC |
13F
|
Company |
0.14%
|
24,346
|
$867,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
0.09%
|
16,307
|
$581,000 | — | 31 Dec 2017 | |
| Trexquant Investment LP |
13F
|
Company |
0.09%
|
16,264
|
$579,000 | — | 31 Dec 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
0.09%
|
15,647
|
$557,000 | — | 31 Dec 2017 | |
| NORTHERN TRUST CORP |
13F
|
Company |
0.09%
|
15,125
|
$539,000 | — | 31 Dec 2017 | |
| BRIDGEWAY CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.08%
|
14,900
|
$530,000 | — | 31 Dec 2017 | |
| CITADEL ADVISORS LLC |
13F
|
Company |
0.08%
|
13,465
|
$479,000 | — | 31 Dec 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
0.07%
|
13,020
|
$464,000 | — | 31 Dec 2017 | |
| BARCLAYS PLC |
13F
|
Company |
0.07%
|
12,982
|
$462,000 | — | 31 Dec 2017 | |
| Alambic Investment Management, L.P. |
13F
|
Company |
0.06%
|
10,800
|
$384,000 | — | 31 Dec 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.06%
|
10,640
|
$379,000 | — | 31 Dec 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.06%
|
10,000
|
$356,000 | — | 31 Dec 2017 | |
| JANE STREET GROUP, LLC |
13F
|
Company |
0.06%
|
9,965
|
$355,000 | — | 31 Dec 2017 | |
| Allianz Asset Management GmbH |
13F
|
Company |
0.05%
|
9,225
|
$328,000 | — | 31 Dec 2017 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
0.05%
|
9,210
|
$328,000 | — | 31 Dec 2017 | |
| ALPS ADVISORS INC |
13F
|
Company |
0.05%
|
9,024
|
$321,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.05%
|
8,295
|
$295,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
7,526
|
$268,000 | — | 31 Dec 2017 | |
| Gotham Asset Management, LLC |
13F
|
Company |
0.04%
|
7,513
|
$267,000 | — | 31 Dec 2017 | |
| JACOBS LEVY EQUITY MANAGEMENT, INC |
13F
|
Company |
0.04%
|
7,490
|
$267,000 | — | 31 Dec 2017 | |
| O'SHAUGHNESSY ASSET MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
6,820
|
$243,000 | — | 31 Dec 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
0.03%
|
6,036
|
$214,000 | — | 31 Dec 2017 | |
| ACADIAN ASSET MANAGEMENT LLC |
13F
|
Company |
0.02%
|
4,264
|
$152,000 | — | 31 Dec 2017 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
0.02%
|
3,852
|
$138,000 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.01%
|
2,350
|
$84,000 | — | 31 Dec 2017 | |
| Hillsdale Investment Management Inc. |
13F
|
Company |
0.01%
|
2,000
|
$71,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,711
|
$61,000 | — | 31 Dec 2017 | |
| Russell Investments Group, Ltd. |
13F
|
Company |
0.01%
|
1,242
|
$44,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0%
|
822
|
$29,000 | — | 31 Dec 2017 | |
| MARK SHEPTOFF FINANCIAL PLANNING, LLC |
13F
|
Company |
0%
|
800
|
$28,000 | — | 31 Dec 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
554
|
$20,000 | — | 31 Dec 2017 | |
| Delpha Capital Management, LLC |
13F
|
Company |
0%
|
360
|
$13,000 | — | 31 Dec 2017 | |
| FEDERATED HERMES, INC. |
13F
|
Company |
0%
|
265
|
$9,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0%
|
216
|
$8,000 | — | 31 Dec 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
0%
|
125
|
$4,000 | — | 31 Dec 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
105
|
$4,000 | — | 31 Dec 2017 |
Institutional Holders of XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) as of Q1 2018
As of 31 Mar 2018,
XOMA Royalty Corp - Common Stock, $0.0075 par value (XOMA) was held by
53 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
3,386,684 shares.
The largest 10 holders included
BVF INC/IL, Opaleye Management Inc., VANGUARD GROUP INC, MILLENNIUM MANAGEMENT LLC, BlackRock Inc., OxFORD Asset Management LLP, DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main, MACQUARIE GROUP LTD, GEODE CAPITAL MANAGEMENT, LLC, and ACADIAN ASSET MANAGEMENT LLC.
This page lists
53
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
56
Q1 2018 holders
53
Holder diff
-3
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.