- Type / Class
- Equity / Common Stock
- Shares outstanding
- 12,436,335
- Total 13F shares
- 2,727,480
- Share change
- +229,312
- Total reported value
- $53,609,039
- Price per share
- $19.65
- Number of holders
- 31
- Value change
- +$4,526,937
- Number of buys
- 14
- Number of sells
- 6
Quarterly Holders Quick Answers
What is CUSIP 98419J206?
CUSIP 98419J206 identifies XOMA - XOMA Royalty Corp - Common Stock in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 98419J206:
Top shareholders of XOMA - XOMA Royalty Corp - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| BVF INC/IL |
13F
|
Company |
12%
|
1,502,800
|
$10,505,000 | — | 30 Jun 2017 | |
| Opaleye Management Inc. |
13F
|
Company |
2.6%
|
317,200
|
$2,217,000 | — | 30 Jun 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
1.3%
|
161,774
|
$1,130,000 | — | 30 Jun 2017 | |
| VANGUARD GROUP INC |
13F
|
Company |
1.2%
|
144,600
|
$1,011,000 | — | 30 Jun 2017 | |
| D. E. Shaw & Co., Inc. |
13F
|
Company |
1.1%
|
131,946
|
$922,000 | — | 30 Jun 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
0.92%
|
114,201
|
$798,000 | — | 30 Jun 2017 | |
| GEODE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.35%
|
43,491
|
$304,000 | — | 30 Jun 2017 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
0.32%
|
40,000
|
$280,000 | — | 30 Jun 2017 | |
| CALIFORNIA PUBLIC EMPLOYEES RETIREMENT SYSTEM |
13F
|
Company |
0.09%
|
10,640
|
$74,000 | — | 30 Jun 2017 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
0.08%
|
10,000
|
$69,000 | — | 30 Jun 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.06%
|
7,500
|
$52,000 | — | 30 Jun 2017 | |
| PRELUDE CAPITAL MANAGEMENT, LLC |
13F
|
Company |
0.04%
|
4,900
|
$34,000 | — | 30 Jun 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
0.03%
|
4,185
|
$29,000 | — | 30 Jun 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.01%
|
1,580
|
$11,000 | — | 30 Jun 2017 | |
| UBS Group AG |
13F
|
Company |
0.01%
|
1,081
|
$8,000 | — | 30 Jun 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
0.01%
|
1,042
|
$7,000 | — | 30 Jun 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
340
|
$2,000 | — | 30 Jun 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
0%
|
225
|
$2,000 | — | 30 Jun 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0%
|
192
|
$1,000 | — | 30 Jun 2017 | |
| MORGAN STANLEY |
13F
|
Company |
0%
|
167
|
$1,000 | — | 30 Jun 2017 | |
| ACCURATE INVESTMENT SOLUTIONS, INC. |
13F
|
Company |
0%
|
150
|
$1,000 | — | 30 Jun 2017 | |
| GROUP ONE TRADING LLC |
13F
|
Company |
0%
|
105
|
$1,000 | — | 30 Jun 2017 | |
| Wealthspire Advisors, L.P. |
13F
|
Company |
0%
|
100
|
$1,000 | — | 30 Jun 2017 | |
| Parallax Volatility Advisers, L.P. |
13F
|
Company |
0%
|
94
|
$1,000 | — | 30 Jun 2017 | |
| Creative Planning |
13F
|
Company |
0%
|
81
|
$1,000 | — | 30 Jun 2017 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
0%
|
2
|
$14 | — | 30 Jun 2017 |
Institutional Holders of XOMA Royalty Corp - Common Stock (XOMA) as of Q3 2017
As of 30 Sep 2017,
XOMA Royalty Corp - Common Stock (XOMA) was held by
31 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,727,480 shares.
The largest 10 holders included
BVF INC/IL, Opaleye Management Inc., VANGUARD GROUP INC, BlackRock Inc., DEUTSCHE BANK AG\, D. E. Shaw & Co., Inc., GEODE CAPITAL MANAGEMENT, LLC, EAM Investors, LLC, MORGAN STANLEY, and MACQUARIE GROUP LTD.
This page lists
31
institutional shareholders reporting positions in this security
for the Q3 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
22
Q3 2017 holders
31
Holder diff
9
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 Value $ | Q3 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.