Windtree Therapeutics, Inc. - Common Stock, par value $0.001 per share (WINT)

CUSIP: 97382D501

Q3 2024 13F Holders as of 30 Sep 2024

Holder snapshot 5 signals
Share change
+161,530
SEC-reported price per share
$2.39
Number of holders
7
Value change
+$386,057
Number of buys
4
Security identity Names, identifiers, and filing context for this profile. 1 source field
Shares outstanding
11,315,765

Security key

97382D501

Report period

Q3 2024

Institutions

7

Top holders

7

Ownership snapshot

Top reported holders of WINT - Windtree Therapeutics, Inc. - Common Stock, par value $0.001 per share (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
Center Laboratories, Inc.
Disclosed value leader
James Huang
Comparable rows
0/15
Latest evidence
22 Jul 2024
3/4/5 13F Highest disclosed value: $3,819,976 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

James Huang has the largest disclosed position value at $3.82M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens James Huang's linked filing trail.
Disclosed position value Top 5
Center Laboratories, Inc. $2.53M
James Huang $3.82M
John P. Hamill $74.2K
Steven Simonson $17.8K
Eric Curtis $16.2K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
Center Laboratories, Inc.
3/4/5
10%+ Owner
—
mixed-class rows
$2,527,492
2,782,352 shares
mixed-class rows
— 20 May 2020
Bioengine Capital Inc.
3/4/5
10%+ Owner
—
mixed-class rows
—
304,176 shares
mixed-class rows
— 20 May 2020
James Huang
3/4/5
Director
—
mixed-class rows
$3,819,976
5,970,058 shares
mixed-class rows
— 22 Feb 2023
John P. Hamill
3/4/5
SVP & CFO
—
denominator unverified
$74,249
72,800 shares
— 26 Jul 2022
Steven Simonson
3/4/5
SVP, Chief Medical Officer
—
mixed-class rows
$17,793
43,933 shares
mixed-class rows
— 22 Jul 2024
Eric Curtis
3/4/5
SVP & COO
—
mixed-class rows
$16,237
37,920 shares
mixed-class rows
— 23 Aug 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2024

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions
7
Shares
163,046
Rows available
7
Investor Option Weight % Change % SEC-reported value * Price Shares Share Change Activity Report Period

* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2024 vs Q2 2024 Across Filers

Q2 2024 holders
5
Q3 2024 holders
7
Holder diff
2
Investor Q2 2024 Shares Q3 2024 Shares Share Diff Share Chg % Q2 2024 value Q3 2024 value Value change Value Chg %
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