SEC ownership of WINDTREE THERAPEUTICS INC /DE/

Top holders, 13D/G large-stake signals, insider positions, and transaction flow tied to CIK 0000946486.

Comparable stake leader

ARMISTICE CAPITAL, LLC

Disclosed value leader

James Huang

Comparable rows

1/14

Latest evidence

31 Dec 2024

Ownership snapshot CIK-linked ownership evidence from parsed SEC filings. 3 signals
Comparable ownership rows
1 of 14
Meaning: Rows with safely comparable ownership %
Latest 13D/G holder
ARMISTICE CAPITAL, LLC
Source: Latest parsed Schedule 13D/G stake
Latest parsed ownership date
31 Dec 2024
Freshness: Most recent filing date in this holder set
Issuer Names, identifiers, and filing context for this profile. 2 identity fields
Issuer CIK
0000946486
Issuer location
Warrington, PA

Ownership snapshot

Top shareholders of WINDTREE THERAPEUTICS INC /DE/ (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader
ARMISTICE CAPITAL, LLC
Disclosed value leader
James Huang
Comparable rows
1/14
Latest evidence
31 Dec 2024
13D/G 3/4/5 Lead comparable stake: 2.6% 13 rows are not safely comparable across share classes. 13D/G row: ARMISTICE CAPITAL, LLC Showing 1-8 of 14 holder rows.

Quick read

ARMISTICE CAPITAL, LLC leads the comparable SEC ownership view at 2.6%.

1 of 14 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens ARMISTICE CAPITAL, LLC's linked filing trail.
Comparable ownership Top 1
ARMISTICE CAPITAL, LLC 2.6%

Ownership % is shown only when SEC disclosures are safely comparable across share classes.

Detailed SEC evidence table Showing 1-8 of 14 holder rows
Holder Evidence Ownership % Position 12M Net Δ As of
ARMISTICE CAPITAL, LLC
13D/G
2.6%
$28,855
288,552 shares
$0 31 Dec 2024
Center Laboratories, Inc.
3/4/5
10%+ Owner
mixed-class rows
$2,527,492
2,782,352 shares
mixed-class rows
20 May 2020
Bioengine Capital Inc.
3/4/5
10%+ Owner
mixed-class rows
304,176 shares
mixed-class rows
20 May 2020
James Huang
3/4/5
Director
mixed-class rows
$3,819,976
5,970,058 shares
mixed-class rows
22 Feb 2023
John P. Hamill
3/4/5
SVP & CFO
class O/S missing
$74,249
72,800 shares
26 Jul 2022
Craig Fraser
3/4/5
President and CEO, Director
mixed-class rows
$59,032
12,669 shares
mixed-class rows
08 Oct 2024
Steven Simonson
3/4/5
SVP, Chief Medical Officer
mixed-class rows
$17,793
43,933 shares
mixed-class rows
22 Jul 2024
Eric Curtis
3/4/5
SVP & COO
mixed-class rows
$16,237
37,920 shares
mixed-class rows
23 Aug 2023
How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Forms 3/4/5 flow

Insider trading overview

Insider buy and sell flow is broadly balanced over the last 12 months. No Buy or Sell transactions have been reported since 01 Aug 2025.

Buys
$0
Insiders: 0
Sells
$0
Insiders: 0
Net
$0
Shares: 0
Window
Last 12 months
4 rolling buckets
Buy value Sell value
Shares: 0 Shares: 0
Window (months) Buy shares Sell shares Buy value Sell value Net value
0-3 0 0 $0 $0 $0
3-6 0 0 $0 $0 $0
6-9 0 0 $0 $0 $0
9-12 0 0 $0 $0 $0

Reporting owners

Insider holders from Forms 3/4/5

Showing 1-18 of 18 reporting-owner rows connected to WINDTREE THERAPEUTICS INC /DE/. Open a relationship link for the CIK-to-CIK filing trail.

Rows
18
Largest Forms 3/4/5 holder
James Huang
Net 12M change
$0
Latest report
03 Aug 2025
Name Relationship Holdings Value Past Year Net Change Change % Valuation Report Date
James Huang Director $3,819,976 Mixed 22 Feb 2023
Center Laboratories, Inc. 10%+ Owner $2,527,492 Mixed 20 May 2020
John P. Hamill Svp & Cfo $74,249 Mixed 26 Jul 2022
Craig Fraser President and CEO, Director $59,032 Mixed 08 Oct 2024
Steven Simonson SVP, Chief Medical Officer $17,793 Mixed 22 Jul 2024
Eric Curtis Svp & Coo $16,237 Mixed 23 Aug 2023
Jamie McAndrew VP, Controller, & CAO $10,438 Mixed 24 Aug 2023
Mark Strobeck Director $2,346 Mixed 23 Aug 2023
Daniel E. Geffken Director $2,218 Mixed 23 Aug 2023
Robert A. Scott Director $2,175 Mixed 23 Aug 2023
Leslie J. Williams Director $2,175 Mixed 23 Aug 2023
Diane Carman Esq. SVP & General Counsel $1,251 Mixed 28 Feb 2023
Andrew Albert Kucharchuk Director Mixed 03 Aug 2025
Jed Latkin Director Mixed 13 Aug 2024
Saundra L. Pelletier Director Mixed 13 Aug 2024
Leanne Kelly Director Mixed 08 Jan 2025
John A. Tattory Interim CFO Mixed 27 Jan 2023
Bioengine Capital Inc. 10%+ Owner Mixed 20 May 2020

Recent insider transactions for WINDTREE THERAPEUTICS INC /DE/

Showing up to 300 recent insider transactions from the last 12 months.

Insider Symbol Class Transaction % SEC-reported value SEC-reported price Shares Shares owned Date Ownership
No insider transactions were found in the last 12 months for this issuer.
* marks a reported price that did not pass the local price check.
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