Security key
97382D105
- Security type / class
- Equity / COM
- Total 13F shares
- 2,569,398
- Total 13F value
- $3,203,025
- Share change
- -550,527
- Put/Call ratio
- 0%
- SEC-reported price per share
- $1.24
- Number of holders
- 22
- Value change
- -$1,428,326
- Number of buys
- 9
- Number of sells
- 9
Open additional details 1 more signal available
Report period
Q4 2016
Institutions
22
Top holders
10
WINT full security history
Ownership snapshot
Full 13F holder table
WINDTREE THERAPEUTICS INC /DE/ SEC filings
WINDTREE THERAPEUTICS INC /DE/ company facts
Broader feeds
Ownership snapshot
Top reported holders of WINT - WINDTREE THERAPEUTICS INC - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Broadfin Capital, LLC
Disclosed value leader
Broadfin Capital, LLC
Comparable rows
0/15
Latest evidence
30 Sep 2016
13F
Highest disclosed value: $1,991,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Broadfin Capital, LLC has the largest disclosed position value at $1.99M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Broadfin Capital, LLC's linked filing trail.
Disclosed position value
Top 5
Broadfin Capital, LLC
$1.99M
DAFNA Capital Management LLC
$1.23M
Alyeska Investment Group, L.P.
$1.18M
SABBY MANAGEMENT, LLC
$797K
BAKER BROS. ADVISORS LP
$653K
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Broadfin Capital, LLC |
13F
Company
|
—
denominator unverified
|
$1,991,000
777,797 shares
|
— | 30 Sep 2016 |
| DAFNA Capital Management LLC |
13F
Company
|
—
denominator unverified
|
$1,231,000
480,833 shares
|
— | 30 Sep 2016 |
| Alyeska Investment Group, L.P. |
13F
Company
|
—
denominator unverified
|
$1,180,000
461,066 shares
|
— | 30 Sep 2016 |
| SABBY MANAGEMENT, LLC |
13F
Company
|
—
denominator unverified
|
$797,000
310,000 shares
|
— | 30 Sep 2016 |
| BAKER BROS. ADVISORS LP |
13F
Company
|
—
denominator unverified
|
$653,000
254,973 shares
|
— | 30 Sep 2016 |
| FMR LLC |
13F
Company
|
—
denominator unverified
|
$575,000
224,091 shares
|
— | 30 Sep 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
22
Shares
2,569,398
Rows available
22
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
23
Q4 2016 holders
22
Holder diff
-1
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 value | Q4 2016 value | Value change | Value Chg % |
|---|