What does CUSIP 97382D105 represent in this 13F holders report?

CUSIP 97382D105 is the security identifier for WINT - WINDTREE THERAPEUTICS INC - COM used to aggregate holder disclosures.

How many institutions held WINT - WINDTREE THERAPEUTICS INC - COM in Q3 2016?

23 institutional investors reported WINT - WINDTREE THERAPEUTICS INC - COM for Q3 2016. Use the holders table for investor-level position and value details.

WINDTREE THERAPEUTICS INC - COM (WINT)

CUSIP: 97382D105

Q3 2016 13F Holders as of 30 Sep 2016

Security type / class: Equity / COM
Total 13F shares: 3,119,905
Total 13F value: $7,991,000
Share change: -285,438
Put/Call ratio: 9.6%
SEC-reported price per share: $2.56
Number of holders: 23
Value change: -$713,785
Number of buys: 5
Number of sells: 13

Security key

97382D105

Report period

Q3 2016

Institutions

Top holders

WINT full security history Ownership snapshot Full 13F holder table WINDTREE THERAPEUTICS INC /DE/ SEC filings WINDTREE THERAPEUTICS INC /DE/ company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Ownership snapshot

Top reported holders of WINT - WINDTREE THERAPEUTICS INC - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.

Comparable stake leader

Broadfin Capital, LLC

Disclosed value leader

Broadfin Capital, LLC

Comparable rows

0/15

Latest evidence

30 Jun 2016

13F Highest disclosed value: $1,501,000 15 rows are not safely comparable across share classes. Showing 1-6 of 15 holder rows.

Quick read

Broadfin Capital, LLC has the largest disclosed position value at $1.5M.

0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.

Open SEC evidence Opens Broadfin Capital, LLC's linked filing trail.

Disclosed position value Top 5

Broadfin Capital, LLC $1.5M

DAFNA Capital Management LLC $1.03M

Alyeska Investment Group, L.P. $896K

SABBY MANAGEMENT, LLC $866K

BAKER BROS. ADVISORS LP $492K

Value bars compare disclosed positions; verify each figure against the linked filing evidence.

Detailed SEC evidence table Showing 1-6 of 15 holder rows

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Broadfin Capital, LLC	13F Company 13F	— denominator unverified	$1,501,000 777,797 shares	—	30 Jun 2016
DAFNA Capital Management LLC	13F Company 13F	— denominator unverified	$1,029,000 533,358 shares	—	30 Jun 2016
Alyeska Investment Group, L.P.	13F Company 13F	— denominator unverified	$896,000 464,241 shares	—	30 Jun 2016
SABBY MANAGEMENT, LLC	13F Company 13F	— denominator unverified	$866,000 448,509 shares	—	30 Jun 2016
BAKER BROS. ADVISORS LP	13F Company 13F	— denominator unverified	$492,000 254,973 shares	—	30 Jun 2016
FMR LLC	13F Company 13F	— denominator unverified	$438,000 226,491 shares	—	30 Jun 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q3 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

3,119,905

Rows available

Investor	Option	Weight %	Change %	SEC-reported value	* Price	Shares	Share Change	Activity	Report Period

^* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

-2

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 value	Q3 2016 value	Value change	Value Chg %