Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 2,704,865
- Share change
- +888,236
- Total reported value
- $37,604,000
- Price per share
- $13.90
- Number of holders
- 35
- Value change
- +$12,295,847
- Number of buys
- 19
- Number of sells
- 15
Report period
Q3 2018
Institutions
35
Top holders
10
WHF full security history
Newer quarter: Q4 2018
Previous quarter: Q2 2018
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
455,309
|
$6,607,000 | — | 30 Jun 2018 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
252,260
|
$3,660,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
179,174
|
$2,600,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
109,904
|
$1,595,000 | — | 30 Jun 2018 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
101,714
|
$1,469,000 | — | 30 Jun 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
78,179
|
$1,134,000 | — | 30 Jun 2018 | |
| Ativo Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
78,023
|
$1,132,000 | — | 30 Jun 2018 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
67,560
|
$982,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
60,024
|
$871,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
58,805
|
$853,000 | — | 30 Jun 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
56,292
|
$817,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
47,046
|
$683,000 | — | 30 Jun 2018 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
39,748
|
$577,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
37,606
|
$546,000 | — | 30 Jun 2018 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
33,217
|
$482,000 | — | 30 Jun 2018 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
29,351
|
$426,000 | — | 30 Jun 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
23,883
|
$344,000 | — | 30 Jun 2018 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,822
|
$288,000 | — | 30 Jun 2018 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
13,789
|
$200,000 | — | 30 Jun 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,170
|
$176,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
11,968
|
$174,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
13,908
|
$173,000 | — | 30 Jun 2018 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$145,000 | — | 30 Jun 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
8,167
|
$119,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
3,181
|
$46,000 | — | 30 Jun 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
2,558
|
$37,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,050
|
$30,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,800
|
$26,000 | — | 30 Jun 2018 | |
| Mariner Managed Account Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
1,537
|
$23,000 | — | 30 Jun 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$22,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,312
|
$19,000 | — | 30 Jun 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
1,205
|
$17,000 | — | 30 Jun 2018 | |
| Apriem Advisors |
13F
|
Company |
—
class O/S missing
|
1,200
|
$17,000 | — | 30 Jun 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$16,000 | — | 30 Jun 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
598
|
$9,000 | — | 30 Jun 2018 | |
| Financial Gravity Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
569
|
$8,000 | — | 30 Jun 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$4,000 | — | 30 Jun 2018 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2018
As of 30 Sep 2018,
WhiteHorse Finance, Inc. - COM (WHF) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,704,865 shares.
The largest 10 holders included
ARES MANAGEMENT LLC, Advisors Asset Management, Inc., RESOURCE AMERICA, INC., UBS Group AG, MORGAN STANLEY, GABLES CAPITAL MANAGEMENT INC., Legal & General Group Plc, Ativo Capital Management LLC, TWO SIGMA ADVISERS, LP, and IFP Advisors, Inc.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
37
Q3 2018 holders
35
Holder diff
-2
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.