- Type / Class
- Equity / COM
- Total 13F shares
- 2,704,865
- Share change
- +888,236
- Total reported value
- $37,604,000
- Price per share
- $13.90
- Number of holders
- 35
- Value change
- +$12,295,847
- Number of buys
- 19
- Number of sells
- 15
Quarterly Holders Quick Answers
What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 96524V106:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
455,309
|
$6,607,000 | — | 30 Jun 2018 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
252,260
|
$3,660,000 | — | 30 Jun 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
179,174
|
$2,600,000 | — | 30 Jun 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
109,904
|
$1,595,000 | — | 30 Jun 2018 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
101,714
|
$1,469,000 | — | 30 Jun 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
78,179
|
$1,134,000 | — | 30 Jun 2018 | |
| Ativo Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
78,023
|
$1,132,000 | — | 30 Jun 2018 | |
| Legal & General Group Plc |
13F
|
Company |
—
class O/S missing
|
67,560
|
$982,000 | — | 30 Jun 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
60,024
|
$871,000 | — | 30 Jun 2018 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
58,805
|
$853,000 | — | 30 Jun 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
56,292
|
$817,000 | — | 30 Jun 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
47,046
|
$683,000 | — | 30 Jun 2018 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
39,748
|
$577,000 | — | 30 Jun 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
37,606
|
$546,000 | — | 30 Jun 2018 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
33,217
|
$482,000 | — | 30 Jun 2018 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
29,351
|
$426,000 | — | 30 Jun 2018 | |
| OXFORD ASSET MANAGEMENT LLP |
13F
|
Company |
—
class O/S missing
|
23,883
|
$344,000 | — | 30 Jun 2018 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
19,822
|
$288,000 | — | 30 Jun 2018 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
13,789
|
$200,000 | — | 30 Jun 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,170
|
$176,000 | — | 30 Jun 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
11,968
|
$174,000 | — | 30 Jun 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
13,908
|
$173,000 | — | 30 Jun 2018 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$145,000 | — | 30 Jun 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
8,167
|
$119,000 | — | 30 Jun 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
3,181
|
$46,000 | — | 30 Jun 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
2,558
|
$37,000 | — | 30 Jun 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,050
|
$30,000 | — | 30 Jun 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,800
|
$26,000 | — | 30 Jun 2018 | |
| Baystate Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
1,537
|
$23,000 | — | 30 Jun 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$22,000 | — | 30 Jun 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,312
|
$19,000 | — | 30 Jun 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
1,205
|
$17,000 | — | 30 Jun 2018 | |
| Apriem Advisors |
13F
|
Company |
—
class O/S missing
|
1,200
|
$17,000 | — | 30 Jun 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$16,000 | — | 30 Jun 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
598
|
$9,000 | — | 30 Jun 2018 | |
| Financial Gravity Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
569
|
$8,000 | — | 30 Jun 2018 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
—
class O/S missing
|
300
|
$4,000 | — | 30 Jun 2018 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2018
As of 30 Sep 2018,
WhiteHorse Finance, Inc. - COM (WHF) was held by
35 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,704,865 shares.
The largest 10 holders included
ARES MANAGEMENT LLC, Advisors Asset Management, Inc., RESOURCE AMERICA, INC., UBS Group AG, MORGAN STANLEY, GABLES CAPITAL MANAGEMENT INC., Legal & General Group Plc, Ativo Capital Management LLC, TWO SIGMA ADVISERS, LP, and IFP Advisors, Inc.
This page lists
35
institutional shareholders reporting positions in this security
for the Q3 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2018 vs Q2 2018 Across Filers
Q2 2018 holders
37
Q3 2018 holders
35
Holder diff
-2
| Investor | Q2 2018 Shares | Q3 2018 Shares | Share Diff | Share Chg % | Q2 2018 Value $ | Q3 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.