WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q4 2018 13F Holders as of 31 Dec 2018

Type / Class
Equity / COM
Total 13F shares
2,580,679
Share change
-137,810
Total reported value
$32,840,000
Price per share
$12.72
Number of holders
32
Value change
-$1,962,626
Number of buys
13
Number of sells
19

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
ARES MANAGEMENT LLC
13F
Company
class O/S missing
972,622
$13,519,000 30 Sep 2018
13F
Advisors Asset Management, Inc.
13F
Company
class O/S missing
396,990
$5,518,000 30 Sep 2018
13F
RESOURCE AMERICA, INC.
13F
Company
class O/S missing
301,636
$4,193,000 30 Sep 2018
13F
UBS Group AG
13F
Company
class O/S missing
199,622
$2,775,000 30 Sep 2018
13F
MORGAN STANLEY
13F
Company
class O/S missing
102,991
$1,431,000 30 Sep 2018
13F
GABLES CAPITAL MANAGEMENT INC.
13F
Company
class O/S missing
100,714
$1,400,000 30 Sep 2018
13F
Legal & General Group Plc
13F
Company
class O/S missing
79,620
$1,112,000 30 Sep 2018
13F
Ativo Capital Management LLC
13F
Company
class O/S missing
78,023
$1,085,000 30 Sep 2018
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
70,979
$987,000 30 Sep 2018
13F
IFP Advisors, Inc
13F
Company
class O/S missing
60,063
$835,000 30 Sep 2018
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
50,708
$705,000 30 Sep 2018
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
44,848
$623,000 30 Sep 2018
13F
BlackRock Finance, Inc.
13F
Company
class O/S missing
40,354
$561,000 30 Sep 2018
13F
AXA S.A.
13F
Company
class O/S missing
33,217
$462,000 30 Sep 2018
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
22,351
$311,000 30 Sep 2018
13F
Nuveen Fund Advisors, LLC
13F
Company
class O/S missing
18,602
$259,000 30 Sep 2018
13F
FJ Capital Management LLC
13F
Company
class O/S missing
17,100
$238,000 30 Sep 2018
13F
MACQUARIE GROUP LTD
13F
Company
class O/S missing
16,166
$225,000 30 Sep 2018
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
13,918
$193,000 30 Sep 2018
13F
Freedom Investment Management, Inc.
13F
Company
class O/S missing
13,449
$186,000 30 Sep 2018
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
12,285
$171,000 30 Sep 2018
13F
BB&T SECURITIES, LLC
13F
Company
class O/S missing
12,170
$169,000 30 Sep 2018
13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC
13F
Company
class O/S missing
12,124
$169,000 30 Sep 2018
13F
TELEMUS CAPITAL, LLC
13F
Company
class O/S missing
10,000
$139,000 30 Sep 2018
13F
WOLVERINE ASSET MANAGEMENT LLC
13F
Company
class O/S missing
9,301
$129,000 30 Sep 2018
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
3,798
$53,000 30 Sep 2018
13F
CANADA LIFE ASSURANCE Co
13F
Company
class O/S missing
2,558
$36,000 30 Sep 2018
13F
Advisor Group, Inc.
13F
Company
class O/S missing
1,912
$27,000 30 Sep 2018
13F
CITIGROUP INC
13F
Company
class O/S missing
1,800
$25,000 30 Sep 2018
13F
Baystate Wealth Management LLC
13F
Company
class O/S missing
1,576
$22,000 30 Sep 2018
13F
Winslow, Evans & Crocker, Inc.
13F
Company
class O/S missing
1,000
$14,000 30 Sep 2018
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
844
$12,000 30 Sep 2018
13F
Financial Gravity Asset Management, Inc.
13F
Company
class O/S missing
664
$8,000 30 Sep 2018
13F
PRELUDE CAPITAL MANAGEMENT, LLC
13F
Company
class O/S missing
560
$8,000 30 Sep 2018
13F
Quad-Cities Investment Group, LLC
13F
Company
class O/S missing
300
$4,000 30 Sep 2018
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q4 2018

As of 31 Dec 2018, WhiteHorse Finance, Inc. - COM (WHF) was held by 32 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,580,679 shares. The largest 10 holders included ARES MANAGEMENT LLC, Advisors Asset Management, Inc., RESOURCE AMERICA, INC., UBS Group AG, MORGAN STANLEY, GABLES CAPITAL MANAGEMENT INC., Legal & General Group Plc, TWO SIGMA ADVISERS, LP, IFP Advisors, Inc, and BlackRock Inc.. This page lists 32 institutional shareholders reporting positions in this security for the Q4 2018 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2018 vs Q3 2018 Across Filers

Q3 2018 holders
35
Q4 2018 holders
32
Holder diff
-3
Investor Q3 2018 Shares Q4 2018 Shares Share Diff Share Chg % Q3 2018 Value $ Q4 2018 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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