Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 1,816,629
- Share change
- +144,198
- Total reported value
- $26,326,000
- Price per share
- $14.51
- Number of holders
- 37
- Value change
- +$2,212,072
- Number of buys
- 19
- Number of sells
- 13
Report period
Q2 2018
Institutions
37
Top holders
10
WHF full security history
Newer quarter: Q3 2018
Previous quarter: Q1 2018
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
510,420
|
$5,620,000 | — | 31 Mar 2018 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
246,213
|
$3,057,965 | — | 31 Mar 2018 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
174,852
|
$2,172,000 | — | 31 Mar 2018 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
120,420
|
$1,496,000 | — | 31 Mar 2018 | |
| GABLES CAPITAL MANAGEMENT INC. |
13F
|
Company |
—
class O/S missing
|
100,714
|
$1,251,000 | — | 31 Mar 2018 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
81,679
|
$1,014,000 | — | 31 Mar 2018 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
56,500
|
$702,000 | — | 31 Mar 2018 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
56,463
|
$701,000 | — | 31 Mar 2018 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
51,137
|
$686,000 | — | 31 Mar 2018 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
52,746
|
$655,000 | — | 31 Mar 2018 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
51,287
|
$637,000 | — | 31 Mar 2018 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
34,351
|
$427,000 | — | 31 Mar 2018 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
33,217
|
$413,000 | — | 31 Mar 2018 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
21,887
|
$272,000 | — | 31 Mar 2018 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
20,944
|
$260,000 | — | 31 Mar 2018 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
13,908
|
$173,000 | — | 31 Mar 2018 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,970
|
$161,000 | — | 31 Mar 2018 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
8,199
|
$102,000 | — | 31 Mar 2018 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
5,250
|
$65,000 | — | 31 Mar 2018 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
3,600
|
$45,000 | — | 31 Mar 2018 | |
| CANADA LIFE ASSURANCE Co |
13F
|
Company |
—
class O/S missing
|
2,490
|
$31,000 | — | 31 Mar 2018 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,050
|
$25,000 | — | 31 Mar 2018 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,000
|
$25,000 | — | 31 Mar 2018 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,800
|
$22,000 | — | 31 Mar 2018 | |
| Mariner Managed Account Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$19,000 | — | 31 Mar 2018 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$19,000 | — | 31 Mar 2018 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,312
|
$16,000 | — | 31 Mar 2018 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
1,194
|
$15,000 | — | 31 Mar 2018 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$12,420 | — | 31 Mar 2018 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
828
|
$10,000 | — | 31 Mar 2018 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q2 2018
As of 30 Jun 2018,
WhiteHorse Finance, Inc. - COM (WHF) was held by
37 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,816,629 shares.
The largest 10 holders included
Advisors Asset Management, Inc., RESOURCE AMERICA, INC., UBS Group AG, MORGAN STANLEY, GABLES CAPITAL MANAGEMENT INC., TWO SIGMA ADVISERS, LP, Ativo Capital Management LLC, Legal & General Group Plc, IFP Advisors, Inc, and MILLENNIUM MANAGEMENT LLC.
This page lists
37
institutional shareholders reporting positions in this security
for the Q2 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q2 2018 vs Q1 2018 Across Filers
Q1 2018 holders
30
Q2 2018 holders
37
Holder diff
7
| Investor | Q1 2018 Shares | Q2 2018 Shares | Share Diff | Share Chg % | Q1 2018 Value $ | Q2 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.