Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 1,672,431
- Share change
- -243,488
- Total reported value
- $20,104,385
- Price per share
- $12.42
- Number of holders
- 30
- Value change
- -$3,278,400
- Number of buys
- 10
- Number of sells
- 18
Report period
Q1 2018
Institutions
30
Top holders
10
WHF full security history
Newer quarter: Q2 2018
Previous quarter: Q4 2017
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
508,869
|
$6,829,000 | — | 31 Dec 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
235,451
|
$3,160,000 | — | 31 Dec 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
214,085
|
$2,873,000 | — | 31 Dec 2017 | |
| RESOURCE AMERICA, INC. |
13F
|
Company |
—
class O/S missing
|
107,838
|
$1,447,186 | — | 31 Dec 2017 | |
| Ativo Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
96,029
|
$1,289,000 | — | 31 Dec 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
86,879
|
$1,166,000 | — | 31 Dec 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
71,930
|
$965,000 | — | 31 Dec 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
57,216
|
$768,000 | — | 31 Dec 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
52,247
|
$701,000 | — | 31 Dec 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
51,137
|
$686,000 | — | 31 Dec 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
44,077
|
$592,000 | — | 31 Dec 2017 | |
| Summit Global Investments |
13F
|
Company |
—
class O/S missing
|
39,760
|
$534,000 | — | 31 Dec 2017 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
34,351
|
$461,000 | — | 31 Dec 2017 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
33,217
|
$446,000 | — | 31 Dec 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
30,015
|
$403,000 | — | 31 Dec 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
22,847
|
$307,000 | — | 31 Dec 2017 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
19,738
|
$265,000 | — | 31 Dec 2017 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,025
|
$228,000 | — | 31 Dec 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
13,908
|
$187,000 | — | 31 Dec 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,970
|
$174,000 | — | 31 Dec 2017 | |
| Freedom Investment Management, Inc. |
13F
|
Company |
—
class O/S missing
|
10,311
|
$138,000 | — | 31 Dec 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$134,000 | — | 31 Dec 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$134,000 | — | 31 Dec 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
7,550
|
$101,000 | — | 31 Dec 2017 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
6,520
|
$88,000 | — | 31 Dec 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,315
|
$58,000 | — | 31 Dec 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
3,000
|
$40,000 | — | 31 Dec 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,050
|
$28,000 | — | 31 Dec 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,800
|
$24,000 | — | 31 Dec 2017 | |
| Mariner Managed Account Solutions, LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$20,000 | — | 31 Dec 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$20,000 | — | 31 Dec 2017 | |
| American Portfolios Advisors |
13F
|
Company |
—
class O/S missing
|
1,395
|
$18,721 | — | 31 Dec 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,312
|
$18,000 | — | 31 Dec 2017 | |
| Prime Capital Investment Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
1,184
|
$16,000 | — | 31 Dec 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$13,420 | — | 31 Dec 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
989
|
$13,000 | — | 31 Dec 2017 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
615
|
$8,000 | — | 31 Dec 2017 | |
| Delpha Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
575
|
$8,000 | — | 31 Dec 2017 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q1 2018
As of 31 Mar 2018,
WhiteHorse Finance, Inc. - COM (WHF) was held by
30 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,672,431 shares.
The largest 10 holders included
Advisors Asset Management, Inc., RESOURCE AMERICA, INC., UBS Group AG, MORGAN STANLEY, GABLES CAPITAL MANAGEMENT INC., TWO SIGMA ADVISERS, LP, BUCKHEAD CAPITAL MANAGEMENT LLC, BlackRock Inc., RAYMOND JAMES & ASSOCIATES, and TWO SIGMA INVESTMENTS, LP.
This page lists
30
institutional shareholders reporting positions in this security
for the Q1 2018 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2018 vs Q4 2017 Across Filers
Q4 2017 holders
38
Q1 2018 holders
30
Holder diff
-8
| Investor | Q4 2017 Shares | Q1 2018 Shares | Share Diff | Share Chg % | Q4 2017 Value $ | Q1 2018 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.