WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q4 2017 13F Holders as of 31 Dec 2017

Type / Class
Equity / COM
Total 13F shares
1,815,205
Share change
-188,463
Total reported value
$24,361,327
Price per share
$13.42
Number of holders
38
Value change
-$2,558,664
Number of buys
13
Number of sells
16

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
606,290
$8,943,000 30 Sep 2017
13F
UBS Group AG
13F
Company
class O/S missing
226,376
$3,339,000 30 Sep 2017
13F
MORGAN STANLEY
13F
Company
class O/S missing
220,270
$3,249,000 30 Sep 2017
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
133,379
$1,967,000 30 Sep 2017
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
119,455
$1,762,000 30 Sep 2017
13F
Ativo Capital Management LLC
13F
Company
class O/S missing
87,379
$1,289,000 30 Sep 2017
13F
ARES MANAGEMENT LLC
13F
Company
class O/S missing
62,104
$916,000 30 Sep 2017
13F
IFP Advisors, Inc
13F
Company
class O/S missing
50,369
$743,000 30 Sep 2017
13F
BlackRock Finance, Inc.
13F
Company
class O/S missing
48,368
$713,000 30 Sep 2017
13F
MACQUARIE GROUP LTD
13F
Company
class O/S missing
36,575
$539,000 30 Sep 2017
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
36,077
$532,000 30 Sep 2017
13F
Summit Global Investments
13F
Company
class O/S missing
34,500
$509,000 30 Sep 2017
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
34,351
$507,000 30 Sep 2017
13F
Nuveen Fund Advisors, LLC
13F
Company
class O/S missing
24,654
$364,000 30 Sep 2017
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
19,944
$295,000 30 Sep 2017
13F
CIBC Private Wealth Group LLC
13F
Company
class O/S missing
19,100
$282,000 30 Sep 2017
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
18,670
$275,000 30 Sep 2017
13F
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,025
$251,000 30 Sep 2017
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
14,292
$211,000 30 Sep 2017
13F
BB&T SECURITIES, LLC
13F
Company
class O/S missing
12,970
$191,000 30 Sep 2017
13F
AXA S.A.
13F
Company
class O/S missing
12,700
$187,000 30 Sep 2017
13F
SUSQUEHANNA INTERNATIONAL GROUP, LLP
13F
Company
class O/S missing
11,795
$174,000 30 Sep 2017
13F
Squarepoint Ops LLC
13F
Company
class O/S missing
10,400
$153,000 30 Sep 2017
13F
TELEMUS CAPITAL, LLC
13F
Company
class O/S missing
10,000
$148,000 30 Sep 2017
13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC
13F
Company
class O/S missing
5,913
$87,000 30 Sep 2017
13F
BANK OF AMERICA CORP /DE/
13F
Company
class O/S missing
4,315
$64,000 30 Sep 2017
13F
WELLS FARGO & COMPANY/MN
13F
Company
class O/S missing
3,751
$55,000 30 Sep 2017
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
2,050
$30,000 30 Sep 2017
13F
CITIGROUP INC
13F
Company
class O/S missing
1,800
$27,000 30 Sep 2017
13F
Advisor Group, Inc.
13F
Company
class O/S missing
1,616
$24,000 30 Sep 2017
13F
Baystate Wealth Management LLC
13F
Company
class O/S missing
1,500
$22,000 30 Sep 2017
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,500
$22,000 30 Sep 2017
13F
Mosaic Family Wealth, LLC
13F
Company
class O/S missing
1,000
$15,000 30 Sep 2017
13F
Winslow, Evans & Crocker, Inc.
13F
Company
class O/S missing
1,000
$14,750 30 Sep 2017
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
816
$13,000 30 Sep 2017
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
300
$4,000 30 Sep 2017
13F
Penserra Capital Management LLC
13F
Company
class O/S missing
72
$1,000 30 Sep 2017
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q4 2017

As of 31 Dec 2017, WhiteHorse Finance, Inc. - COM (WHF) was held by 38 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,815,205 shares. The largest 10 holders included Advisors Asset Management, Inc., MORGAN STANLEY, UBS Group AG, RESOURCE AMERICA, INC., Ativo Capital Management LLC, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, BlackRock Inc., ARES MANAGEMENT LLC, and IFP Advisors, Inc. This page lists 38 institutional shareholders reporting positions in this security for the Q4 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2017 vs Q3 2017 Across Filers

Q3 2017 holders
37
Q4 2017 holders
38
Holder diff
1
Investor Q3 2017 Shares Q4 2017 Shares Share Diff Share Chg % Q3 2017 Value $ Q4 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.