Security key
96524V106
- Security type / class
- Equity / COM
- Total 13F shares
- 1,815,205
- Total 13F value
- $24,361,327
- Share change
- -188,463
- SEC-reported price per share
- $13.42
- Number of holders
- 38
- Value change
- -$2,558,664
- Number of buys
- 13
- Number of sells
- 16
Report period
Q4 2017
Institutions
38
Top holders
10
WHF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q1 2018
Previous quarter: Q3 2017
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Ownership snapshot
Top reported holders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Sep 2017
13F
Highest disclosed value: $8,943,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $8.94M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$8.94M
UBS Group AG
$3.34M
MORGAN STANLEY
$3.25M
TWO SIGMA ADVISERS, LP
$1.97M
TWO SIGMA INVESTMENTS, LP
$1.76M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$8,943,000
606,290 shares
|
— | 30 Sep 2017 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$3,339,000
226,376 shares
|
— | 30 Sep 2017 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$3,249,000
220,270 shares
|
— | 30 Sep 2017 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$1,967,000
133,379 shares
|
— | 30 Sep 2017 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$1,762,000
119,455 shares
|
— | 30 Sep 2017 |
| Ativo Capital Management LLC |
13F
Company
|
—
class O/S missing
|
$1,289,000
87,379 shares
|
— | 30 Sep 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q4 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
1,815,205
Rows available
38
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
37
Q4 2017 holders
38
Holder diff
1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 value | Q4 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend