- Type / Class
- Equity / COM
- Total 13F shares
- 1,815,205
- Share change
- -188,463
- Total reported value
- $24,361,327
- Price per share
- $13.42
- Number of holders
- 38
- Value change
- -$2,558,664
- Number of buys
- 13
- Number of sells
- 16
Quarterly Holders Quick Answers
What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 96524V106:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
606,290
|
$8,943,000 | — | 30 Sep 2017 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
226,376
|
$3,339,000 | — | 30 Sep 2017 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
220,270
|
$3,249,000 | — | 30 Sep 2017 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
133,379
|
$1,967,000 | — | 30 Sep 2017 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
119,455
|
$1,762,000 | — | 30 Sep 2017 | |
| Ativo Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
87,379
|
$1,289,000 | — | 30 Sep 2017 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
62,104
|
$916,000 | — | 30 Sep 2017 | |
| IFP Advisors, Inc |
13F
|
Company |
—
class O/S missing
|
50,369
|
$743,000 | — | 30 Sep 2017 | |
| BlackRock Finance, Inc. |
13F
|
Company |
—
class O/S missing
|
48,368
|
$713,000 | — | 30 Sep 2017 | |
| MACQUARIE GROUP LTD |
13F
|
Company |
—
class O/S missing
|
36,575
|
$539,000 | — | 30 Sep 2017 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
36,077
|
$532,000 | — | 30 Sep 2017 | |
| Summit Global Investments |
13F
|
Company |
—
class O/S missing
|
34,500
|
$509,000 | — | 30 Sep 2017 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
34,351
|
$507,000 | — | 30 Sep 2017 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
24,654
|
$364,000 | — | 30 Sep 2017 | |
| JPMORGAN CHASE & CO |
13F
|
Company |
—
class O/S missing
|
19,944
|
$295,000 | — | 30 Sep 2017 | |
| CIBC Private Wealth Group LLC |
13F
|
Company |
—
class O/S missing
|
19,100
|
$282,000 | — | 30 Sep 2017 | |
| Janney Montgomery Scott LLC |
13F
|
Company |
—
class O/S missing
|
18,670
|
$275,000 | — | 30 Sep 2017 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,025
|
$251,000 | — | 30 Sep 2017 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
—
class O/S missing
|
14,292
|
$211,000 | — | 30 Sep 2017 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
12,970
|
$191,000 | — | 30 Sep 2017 | |
| AXA S.A. |
13F
|
Company |
—
class O/S missing
|
12,700
|
$187,000 | — | 30 Sep 2017 | |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP |
13F
|
Company |
—
class O/S missing
|
11,795
|
$174,000 | — | 30 Sep 2017 | |
| Squarepoint Ops LLC |
13F
|
Company |
—
class O/S missing
|
10,400
|
$153,000 | — | 30 Sep 2017 | |
| TELEMUS CAPITAL, LLC |
13F
|
Company |
—
class O/S missing
|
10,000
|
$148,000 | — | 30 Sep 2017 | |
| ADVANTAGE INVESTMENT MANAGEMENT, LLC |
13F
|
Company |
—
class O/S missing
|
5,913
|
$87,000 | — | 30 Sep 2017 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
4,315
|
$64,000 | — | 30 Sep 2017 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
3,751
|
$55,000 | — | 30 Sep 2017 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,050
|
$30,000 | — | 30 Sep 2017 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
1,800
|
$27,000 | — | 30 Sep 2017 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,616
|
$24,000 | — | 30 Sep 2017 | |
| Baystate Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$22,000 | — | 30 Sep 2017 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$22,000 | — | 30 Sep 2017 | |
| Mosaic Family Wealth, LLC |
13F
|
Company |
—
class O/S missing
|
1,000
|
$15,000 | — | 30 Sep 2017 | |
| Winslow, Evans & Crocker, Inc. |
13F
|
Company |
—
class O/S missing
|
1,000
|
$14,750 | — | 30 Sep 2017 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
816
|
$13,000 | — | 30 Sep 2017 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
300
|
$4,000 | — | 30 Sep 2017 | |
| Penserra Capital Management LLC |
13F
|
Company |
—
class O/S missing
|
72
|
$1,000 | — | 30 Sep 2017 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q4 2017
As of 31 Dec 2017,
WhiteHorse Finance, Inc. - COM (WHF) was held by
38 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,815,205 shares.
The largest 10 holders included
Advisors Asset Management, Inc., MORGAN STANLEY, UBS Group AG, RESOURCE AMERICA, INC., Ativo Capital Management LLC, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, BlackRock Inc., ARES MANAGEMENT LLC, and IFP Advisors, Inc.
This page lists
38
institutional shareholders reporting positions in this security
for the Q4 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2017 vs Q3 2017 Across Filers
Q3 2017 holders
37
Q4 2017 holders
38
Holder diff
1
| Investor | Q3 2017 Shares | Q4 2017 Shares | Share Diff | Share Chg % | Q3 2017 Value $ | Q4 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.