Security key
96524V106
- Security type / class
- Equity / COM
- Total 13F shares
- 1,892,676
- Total 13F value
- $27,917,750
- Share change
- -78,659
- SEC-reported price per share
- $14.75
- Number of holders
- 37
- Value change
- -$949,728
- Number of buys
- 26
- Number of sells
- 16
Report period
Q3 2017
Institutions
37
Top holders
10
WHF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q4 2017
Previous quarter: Q2 2017
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Ownership snapshot
Top reported holders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Comparable stake leader
Advisors Asset Management...
Disclosed value leader
Advisors Asset Management...
Comparable rows
0/15
Latest evidence
30 Jun 2017
13F
Highest disclosed value: $9,524,000
15 rows are not safely comparable across share classes.
Showing 1-6 of 15 holder rows.
Quick read
Advisors Asset Management, Inc. has the largest disclosed position value at $9.52M.
0 of 15 rows have a safely comparable ownership percentage. Use this as a filing-backed starting point, then open the detailed table for source links, reporting role, position value, share count, and filing date.
Open SEC evidence
Opens Advisors Asset Management, Inc.'s linked filing trail.
Disclosed position value
Top 5
Advisors Asset Management, Inc.
$9.52M
ARES MANAGEMENT LLC
$5.5M
MORGAN STANLEY
$2.16M
UBS Group AG
$2.06M
Ativo Capital Management LLC
$1.1M
Value bars compare disclosed positions; verify each figure against the linked filing evidence.
Detailed SEC evidence table Showing 1-6 of 15 holder rows
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$9,524,000
712,361 shares
|
— | 30 Jun 2017 |
| ARES MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$5,498,000
411,234 shares
|
— | 30 Jun 2017 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$2,164,000
161,841 shares
|
— | 30 Jun 2017 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$2,065,000
154,500 shares
|
— | 30 Jun 2017 |
| Ativo Capital Management LLC |
13F
Company
|
—
class O/S missing
|
$1,097,000
82,021 shares
|
— | 30 Jun 2017 |
| GOLDMAN SACHS GROUP INC |
13F
Company
|
—
class O/S missing
|
$618,000
46,229 shares
|
— | 30 Jun 2017 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q3 2017
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
37
Shares
1,892,676
Rows available
37
| Investor | Option | Weight % | Change % | SEC-reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* SEC-reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. The marker flags a reported price that did not pass the local price check.
Compare Q3 2017 vs Q2 2017 Across Filers
Q2 2017 holders
32
Q3 2017 holders
37
Holder diff
5
| Investor | Q2 2017 Shares | Q3 2017 Shares | Share Diff | Share Chg % | Q2 2017 value | Q3 2017 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend