WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q3 2017 13F Holders as of 30 Sep 2017

Type / Class
Equity / COM
Total 13F shares
1,892,676
Share change
-78,659
Total reported value
$27,917,750
Price per share
$14.75
Number of holders
37
Value change
-$949,728
Number of buys
26
Number of sells
16

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
712,361
$9,524,000 30 Jun 2017
13F
ARES MANAGEMENT LLC
13F
Company
class O/S missing
411,234
$5,498,000 30 Jun 2017
13F
MORGAN STANLEY
13F
Company
class O/S missing
161,841
$2,164,000 30 Jun 2017
13F
UBS Group AG
13F
Company
class O/S missing
154,500
$2,065,000 30 Jun 2017
13F
Ativo Capital Management LLC
13F
Company
class O/S missing
82,021
$1,097,000 30 Jun 2017
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
46,229
$618,000 30 Jun 2017
13F
BlackRock Finance, Inc.
13F
Company
class O/S missing
44,541
$596,000 30 Jun 2017
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
41,245
$551,000 30 Jun 2017
13F
Hillsdale Investment Management Inc.
13F
Company
class O/S missing
34,500
$461,000 30 Jun 2017
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
34,351
$459,000 30 Jun 2017
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
30,421
$407,000 30 Jun 2017
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
28,777
$385,000 30 Jun 2017
13F
LADENBURG THALMANN FINANCIAL SERVICES INC.
13F
Company
class O/S missing
26,388
$353,000 30 Jun 2017
13F
Nuveen Fund Advisors, LLC
13F
Company
class O/S missing
26,015
$348,000 30 Jun 2017
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
20,790
$278,000 30 Jun 2017
13F
Janney Montgomery Scott LLC
13F
Company
class O/S missing
20,015
$268,000 30 Jun 2017
13F
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,025
$228,000 30 Jun 2017
13F
AJO, LP
13F
Company
class O/S missing
16,172
$216,000 30 Jun 2017
13F
OXFORD ASSET MANAGEMENT LLP
13F
Company
class O/S missing
14,938
$200,000 30 Jun 2017
13F
JPMORGAN CHASE & CO
13F
Company
class O/S missing
14,280
$191,000 30 Jun 2017
13F
BB&T SECURITIES, LLC
13F
Company
class O/S missing
11,425
$152,000 30 Jun 2017
13F
BANK OF MONTREAL /CAN/
13F
Company
class O/S missing
6,000
$80,000 30 Jun 2017
13F
ADVANTAGE INVESTMENT MANAGEMENT, LLC
13F
Company
class O/S missing
3,461
$46,000 30 Jun 2017
13F
Russell Investments Group, Ltd.
13F
Company
class O/S missing
2,966
$40,000 30 Jun 2017
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
2,800
$37,000 30 Jun 2017
13F
Advisor Group, Inc.
13F
Company
class O/S missing
1,962
$27,000 30 Jun 2017
13F
Baystate Wealth Management LLC
13F
Company
class O/S missing
1,500
$20,000 30 Jun 2017
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,500
$20,000 30 Jun 2017
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
904
$12,000 30 Jun 2017
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
557
$7,000 30 Jun 2017
13F
CITIGROUP INC
13F
Company
class O/S missing
311
$4,000 30 Jun 2017
13F
PANAGORA ASSET MANAGEMENT INC
13F
Company
class O/S missing
305
$4,000 30 Jun 2017
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2017

As of 30 Sep 2017, WhiteHorse Finance, Inc. - COM (WHF) was held by 37 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,892,676 shares. The largest 10 holders included Advisors Asset Management, Inc., UBS Group AG, MORGAN STANLEY, TWO SIGMA ADVISERS, LP, TWO SIGMA INVESTMENTS, LP, Ativo Capital Management LLC, ARES MANAGEMENT LLC, IFP Advisors, Inc, BlackRock Inc., and MACQUARIE GROUP LTD. This page lists 37 institutional shareholders reporting positions in this security for the Q3 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q3 2017 vs Q2 2017 Across Filers

Q2 2017 holders
32
Q3 2017 holders
37
Holder diff
5
Investor Q2 2017 Shares Q3 2017 Shares Share Diff Share Chg % Q2 2017 Value $ Q3 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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