WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class
Equity / COM
Total 13F shares
1,929,661
Share change
+11,645
Total reported value
$23,486,000
Price per share
$12.17
Number of holders
22
Value change
+$143,329
Number of buys
9
Number of sells
7

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
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Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
883,364
$9,655,000 30 Sep 2016
13F
ARES MANAGEMENT LLC
13F
Company
class O/S missing
368,868
$4,032,000 30 Sep 2016
13F
UBS Group AG
13F
Company
class O/S missing
270,714
$2,958,000 30 Sep 2016
13F
MORGAN STANLEY
13F
Company
class O/S missing
133,915
$1,464,000 30 Sep 2016
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
50,041
$547,000 30 Sep 2016
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
34,351
$375,000 30 Sep 2016
13F
Nuveen Fund Advisors, LLC
13F
Company
class O/S missing
32,061
$350,000 30 Sep 2016
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
24,836
$271,000 30 Sep 2016
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
21,293
$233,000 30 Sep 2016
13F
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,025
$186,000 30 Sep 2016
13F
CITIGROUP INC
13F
Company
class O/S missing
3,594
$39,000 30 Sep 2016
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
2,800
$31,000 30 Sep 2016
13F
Advisor Group, Inc.
13F
Company
class O/S missing
1,616
$18,000 30 Sep 2016
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,500
$16,000 30 Sep 2016
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
1,129
$12,000 30 Sep 2016
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
443
$5,000 30 Sep 2016
13F
PANAGORA ASSET MANAGEMENT INC
13F
Company
class O/S missing
305
$3,000 30 Sep 2016
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
271
$3,000 30 Sep 2016
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q4 2016

As of 31 Dec 2016, WhiteHorse Finance, Inc. - COM (WHF) was held by 22 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,929,661 shares. The largest 10 holders included Advisors Asset Management, Inc., ARES MANAGEMENT LLC, UBS Group AG, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Vivaldi Asset Management, LLC, Nuveen Asset Management, LLC, TWO SIGMA INVESTMENTS, LP, Nuveen Fund Advisors, LLC, and TWO SIGMA ADVISERS, LP. This page lists 22 institutional shareholders reporting positions in this security for the Q4 2016 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders
18
Q4 2016 holders
22
Holder diff
4
Investor Q3 2016 Shares Q4 2016 Shares Share Diff Share Chg % Q3 2016 Value $ Q4 2016 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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