What does CUSIP 96524V106 represent in this 13F holders report?

CUSIP 96524V106 is the security identifier for WHF - WhiteHorse Finance, Inc. - COM used to aggregate holder disclosures.

How many institutions held WHF - WhiteHorse Finance, Inc. - COM in Q4 2016?

22 institutional investors reported WHF - WhiteHorse Finance, Inc. - COM for Q4 2016. Use the holders table for investor-level position and value details.

WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q4 2016 13F Holders as of 31 Dec 2016

Type / Class: Equity / COM
Total 13F shares: 1,929,661
Share change: +11,645
Total reported value: $23,486,000
Price per share: $12.17
Number of holders: 22
Value change: +$143,329
Number of buys: 9
Number of sells: 7

Security key

96524V106

Report period

Q4 2016

Institutions

Top holders

WHF full security history Newer quarter: Q1 2017 Previous quarter: Q3 2016 WhiteHorse Finance, Inc. SEC filings WhiteHorse Finance, Inc. company facts

Broader feeds

Latest 13F filings Latest 13D/G filings Investors directory

Reporting periods

Holder history for CUSIP 96524V106

Newer quarter: Q1 2017 Previous quarter: Q3 2016

Recent filing periods:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Ownership snapshot

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.

Lead holder

Advisors Asset Management, Inc.

13D/G signal

—

Evidence rows

Latest as of

30 Sep 2016

13F Highest disclosed value: $9,655,000

Holder	Evidence	Ownership %	Position	12M Net Δ	As of
Advisors Asset Management, Inc.	13F Company 13F	— class O/S missing	$9,655,000 883,364 shares	—	30 Sep 2016
ARES MANAGEMENT LLC	13F Company 13F	— class O/S missing	$4,032,000 368,868 shares	—	30 Sep 2016
UBS Group AG	13F Company 13F	— class O/S missing	$2,958,000 270,714 shares	—	30 Sep 2016
MORGAN STANLEY	13F Company 13F	— class O/S missing	$1,464,000 133,915 shares	—	30 Sep 2016
RAYMOND JAMES & ASSOCIATES	13F Company 13F	— class O/S missing	$547,000 50,041 shares	—	30 Sep 2016
Nuveen Asset Management, LLC	13F Company 13F	— class O/S missing	$375,000 34,351 shares	—	30 Sep 2016
Nuveen Fund Advisors, LLC	13F Company 13F	— class O/S missing	$350,000 32,061 shares	—	30 Sep 2016
TWO SIGMA INVESTMENTS, LP	13F Company 13F	— class O/S missing	$271,000 24,836 shares	—	30 Sep 2016
TWO SIGMA ADVISERS, LP	13F Company 13F	— class O/S missing	$233,000 21,293 shares	—	30 Sep 2016
BUCKHEAD CAPITAL MANAGEMENT LLC	13F Company 13F	— class O/S missing	$186,000 17,025 shares	—	30 Sep 2016
CITIGROUP INC	13F Company 13F	— class O/S missing	$39,000 3,594 shares	—	30 Sep 2016
ROYAL BANK OF CANADA	13F Company 13F	— class O/S missing	$31,000 2,800 shares	—	30 Sep 2016
Advisor Group, Inc.	13F Company 13F	— class O/S missing	$18,000 1,616 shares	—	30 Sep 2016
US BANCORP \DE\	13F Company 13F	— class O/S missing	$16,000 1,500 shares	—	30 Sep 2016
DEUTSCHE BANK AG\	13F Company 13F	— class O/S missing	$12,000 1,129 shares	—	30 Sep 2016
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F Company 13F	— class O/S missing	$5,000 443 shares	—	30 Sep 2016
PANAGORA ASSET MANAGEMENT INC	13F Company 13F	— class O/S missing	$3,000 305 shares	—	30 Sep 2016
Tower Research Capital LLC (TRC)	13F Company 13F	— class O/S missing	$3,000 271 shares	—	30 Sep 2016

How to read this table

Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

13F holder rows

Institutional holders as of Q4 2016

Investor-level positions for this CUSIP, loaded as an interactive table.

Institutions

1,929,661

Rows loaded

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q4 2016 vs Q3 2016 Across Filers

Q3 2016 holders

Q4 2016 holders

Holder diff

Investor	Q3 2016 Shares	Q4 2016 Shares	Share Diff	Share Chg %	Q3 2016 Value $	Q4 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.