WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q1 2017 13F Holders as of 31 Mar 2017

Type / Class
Equity / COM
Total 13F shares
1,955,493
Share change
+25,832
Total reported value
$26,986,000
Price per share
$13.80
Number of holders
23
Value change
+$449,451
Number of buys
9
Number of sells
8

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
847,172
$10,310,000 31 Dec 2016
13F
ARES MANAGEMENT LLC
13F
Company
class O/S missing
393,691
$4,791,000 31 Dec 2016
13F
UBS Group AG
13F
Company
class O/S missing
284,999
$3,469,000 31 Dec 2016
13F
MORGAN STANLEY
13F
Company
class O/S missing
152,178
$1,853,000 31 Dec 2016
13F
RAYMOND JAMES & ASSOCIATES
13F
Company
class O/S missing
50,256
$612,000 31 Dec 2016
13F
First Trust Capital Management L.P.
13F
Company
class O/S missing
36,106
$439,000 31 Dec 2016
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
34,351
$418,000 31 Dec 2016
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
24,636
$300,000 31 Dec 2016
13F
Nuveen Fund Advisors, LLC
13F
Company
class O/S missing
21,210
$258,000 31 Dec 2016
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
19,279
$235,000 31 Dec 2016
13F
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
17,025
$207,000 31 Dec 2016
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
16,349
$199,000 31 Dec 2016
13F
Virtu KCG Holdings LLC
13F
Company
class O/S missing
10,696
$130,000 31 Dec 2016
13F
GAM Holding AG
13F
Company
class O/S missing
9,500
$116,000 31 Dec 2016
13F
CITIGROUP INC
13F
Company
class O/S missing
2,831
$35,000 31 Dec 2016
13F
ROYAL BANK OF CANADA
13F
Company
class O/S missing
2,800
$34,000 31 Dec 2016
13F
Advisor Group, Inc.
13F
Company
class O/S missing
1,616
$20,000 31 Dec 2016
13F
Baystate Wealth Management LLC
13F
Company
class O/S missing
1,500
$19,000 31 Dec 2016
13F
US BANCORP \DE\
13F
Company
class O/S missing
1,500
$18,000 31 Dec 2016
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
1,129
$13,000 31 Dec 2016
13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE
13F
Company
class O/S missing
532
$6,000 31 Dec 2016
13F
PANAGORA ASSET MANAGEMENT INC
13F
Company
class O/S missing
305
$4,000 31 Dec 2016
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q1 2017

As of 31 Mar 2017, WhiteHorse Finance, Inc. - COM (WHF) was held by 23 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,955,493 shares. The largest 10 holders included Advisors Asset Management, Inc., ARES MANAGEMENT LLC, UBS Group AG, MORGAN STANLEY, BlackRock Inc., MILLENNIUM MANAGEMENT LLC, Hillsdale Investment Management Inc., Nuveen Asset Management, LLC, Nuveen Fund Advisors, LLC, and TWO SIGMA INVESTMENTS, LP. This page lists 23 institutional shareholders reporting positions in this security for the Q1 2017 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q1 2017 vs Q4 2016 Across Filers

Q4 2016 holders
22
Q1 2017 holders
23
Holder diff
1
Investor Q4 2016 Shares Q1 2017 Shares Share Diff Share Chg % Q4 2016 Value $ Q1 2017 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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