- Type / Class
- Equity / COM
- Total 13F shares
- 1,955,493
- Share change
- +25,832
- Total reported value
- $26,986,000
- Price per share
- $13.80
- Number of holders
- 23
- Value change
- +$449,451
- Number of buys
- 9
- Number of sells
- 8
Quarterly Holders Quick Answers
What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
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These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
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- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 96524V106:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
847,172
|
$10,310,000 | — | 31 Dec 2016 | |
| ARES MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
393,691
|
$4,791,000 | — | 31 Dec 2016 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
284,999
|
$3,469,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
152,178
|
$1,853,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
—
class O/S missing
|
50,256
|
$612,000 | — | 31 Dec 2016 | |
| First Trust Capital Management L.P. |
13F
|
Company |
—
class O/S missing
|
36,106
|
$439,000 | — | 31 Dec 2016 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
34,351
|
$418,000 | — | 31 Dec 2016 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
24,636
|
$300,000 | — | 31 Dec 2016 | |
| Nuveen Fund Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
21,210
|
$258,000 | — | 31 Dec 2016 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
19,279
|
$235,000 | — | 31 Dec 2016 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
17,025
|
$207,000 | — | 31 Dec 2016 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
16,349
|
$199,000 | — | 31 Dec 2016 | |
| Virtu KCG Holdings LLC |
13F
|
Company |
—
class O/S missing
|
10,696
|
$130,000 | — | 31 Dec 2016 | |
| GAM Holding AG |
13F
|
Company |
—
class O/S missing
|
9,500
|
$116,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,831
|
$35,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
2,800
|
$34,000 | — | 31 Dec 2016 | |
| Advisor Group, Inc. |
13F
|
Company |
—
class O/S missing
|
1,616
|
$20,000 | — | 31 Dec 2016 | |
| Baystate Wealth Management LLC |
13F
|
Company |
—
class O/S missing
|
1,500
|
$19,000 | — | 31 Dec 2016 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$18,000 | — | 31 Dec 2016 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
1,129
|
$13,000 | — | 31 Dec 2016 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
532
|
$6,000 | — | 31 Dec 2016 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
305
|
$4,000 | — | 31 Dec 2016 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q1 2017
As of 31 Mar 2017,
WhiteHorse Finance, Inc. - COM (WHF) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,955,493 shares.
The largest 10 holders included
Advisors Asset Management, Inc., ARES MANAGEMENT LLC, UBS Group AG, MORGAN STANLEY, BlackRock Inc., MILLENNIUM MANAGEMENT LLC, Hillsdale Investment Management Inc., Nuveen Asset Management, LLC, Nuveen Fund Advisors, LLC, and TWO SIGMA INVESTMENTS, LP.
This page lists
23
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
22
Q1 2017 holders
23
Holder diff
1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.