What does CUSIP 96524V106 represent in this 13F holders report?

CUSIP 96524V106 is the security identifier for WHF - WhiteHorse Finance, Inc. - COM used to aggregate holder disclosures.

How many institutions held WHF - WhiteHorse Finance, Inc. - COM in Q3 2016?

18 institutional investors reported WHF - WhiteHorse Finance, Inc. - COM for Q3 2016. Use the holders table for investor-level position and value details.

WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q3 2016 13F Holders as of 30 Sep 2016

Type / Class: Equity / COM
Total 13F shares: 1,848,126
Share change: -28,893
Total reported value: $20,198,000
Price per share: $10.93
Number of holders: 18
Value change: -$247,512
Number of buys: 6
Number of sells: 11

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

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Back to full security ownership history for the broader multi-quarter picture.
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Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
SEC investors directory for manager drilldown.

Explore More Reporting Periods

Jump to adjacent filing periods for faster comparison and easier crawl discovery.

Newer quarter: Q4 2016
Previous quarter: Q2 2016

Recent filing periods for CUSIP 96524V106:

Q1 2026 Q4 2025 Q3 2025 Q2 2025 Q1 2025 Q4 2024 Q3 2024 Q2 2024

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.

Holder	Source	Role / Reporting	Ownership %	Shares	Holdings Value	12M Net Δ	As of	Details
Advisors Asset Management, Inc.	13F	Company	— class O/S missing	908,674	$9,832,000	—	30 Jun 2016	13F
UBS Group AG	13F	Company	— class O/S missing	266,842	$2,888,000	—	30 Jun 2016	13F
ARES MANAGEMENT LLC	13F	Company	— class O/S missing	153,210	$1,657,000	—	30 Jun 2016	13F
MORGAN STANLEY	13F	Company	— class O/S missing	124,628	$1,348,000	—	30 Jun 2016	13F
First Trust Capital Management L.P.	13F	Company	— class O/S missing	69,890	$756,210	—	30 Jun 2016	13F
Muzinich & Co., Inc.	13F	Company	— class O/S missing	65,733	$711,000	—	30 Jun 2016	13F
Orinda Asset Management LLC	13F	Company	— class O/S missing	63,098	$655,000	—	30 Jun 2016	13F
Nantahala Capital Management, LLC	13F	Company	— class O/S missing	57,132	$618,000	—	30 Jun 2016	13F
DEUTSCHE BANK AG\	13F	Company	— class O/S missing	54,352	$587,000	—	30 Jun 2016	13F
Nuveen Fund Advisors, LLC	13F	Company	— class O/S missing	36,353	$393,000	—	30 Jun 2016	13F
Nuveen Asset Management, LLC	13F	Company	— class O/S missing	34,351	$372,000	—	30 Jun 2016	13F
TWO SIGMA INVESTMENTS, LP	13F	Company	— class O/S missing	31,801	$344,000	—	30 Jun 2016	13F
TWO SIGMA ADVISERS, LP	13F	Company	— class O/S missing	26,693	$289,000	—	30 Jun 2016	13F
Baird Financial Group, Inc.	13F	Company	— class O/S missing	25,554	$276,000	—	30 Jun 2016	13F
BUCKHEAD CAPITAL MANAGEMENT LLC	13F	Company	— class O/S missing	17,025	$184,000	—	30 Jun 2016	13F
CITIGROUP INC	13F	Company	— class O/S missing	3,553	$38,000	—	30 Jun 2016	13F
ROYAL BANK OF CANADA	13F	Company	— class O/S missing	2,800	$30,000	—	30 Jun 2016	13F
Advisor Group, Inc.	13F	Company	— class O/S missing	1,616	$17,000	—	30 Jun 2016	13F
US BANCORP \DE\	13F	Company	— class O/S missing	1,500	$16,000	—	30 Jun 2016	13F
MANUFACTURERS LIFE INSURANCE COMPANY, THE	13F	Company	— class O/S missing	944	$10,000	—	30 Jun 2016	13F
BROWN BROTHERS HARRIMAN & CO	13F	Company	— class O/S missing	750	$8,000	—	30 Jun 2016	13F
PANAGORA ASSET MANAGEMENT INC	13F	Company	— class O/S missing	305	$3,000	—	30 Jun 2016	13F
Tower Research Capital LLC (TRC)	13F	Company	— class O/S missing	229	$2,000	—	30 Jun 2016	13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2016

As of 30 Sep 2016, WhiteHorse Finance, Inc. - COM (WHF) was held by 18 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 1,848,126 shares. The largest 10 holders included Advisors Asset Management, Inc., ARES MANAGEMENT LLC, UBS Group AG, MORGAN STANLEY, RAYMOND JAMES & ASSOCIATES, Nuveen Asset Management, LLC, Nuveen Fund Advisors, LLC, TWO SIGMA INVESTMENTS, LP, TWO SIGMA ADVISERS, LP, and BUCKHEAD CAPITAL MANAGEMENT LLC. This page lists 18 institutional shareholders reporting positions in this security for the Q3 2016 filing period.

Investor	Option	Weight %	Change %	Value $	* Price	Shares	Share Change	Activity	Report Period

Compare Q3 2016 vs Q2 2016 Across Filers

Q2 2016 holders

Q3 2016 holders

Holder diff

-5

Investor	Q2 2016 Shares	Q3 2016 Shares	Share Diff	Share Chg %	Q2 2016 Value $	Q3 2016 Value $	Value Diff $	Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend

Quarterly Value Trend

Quarterly Shares Trend

* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.