Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 1,946,909
- Share change
- -122,288
- Total reported value
- $21,033,210
- Price per share
- $10.81
- Number of holders
- 23
- Value change
- -$1,383,225
- Number of buys
- 8
- Number of sells
- 13
Report period
Q2 2016
Institutions
23
Top holders
10
WHF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2016
Previous quarter: Q1 2016
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Ownership snapshot
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Advisors Asset Management...
13D/G signal
—
Evidence rows
24
Latest as of
31 Mar 2016
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$10,110,000
974,010 shares
|
— | 31 Mar 2016 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$2,867,000
276,199 shares
|
— | 31 Mar 2016 |
| Nantahala Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$2,446,000
235,669 shares
|
— | 31 Mar 2016 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$1,344,000
129,374 shares
|
— | 31 Mar 2016 |
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$838,000
72,975 shares
|
— | 31 Mar 2016 |
| Muzinich & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$814,000
78,375 shares
|
— | 31 Mar 2016 |
| First Trust Capital Management L.P. |
13F
Company
|
—
class O/S missing
|
$654,957
63,098 shares
|
— | 31 Mar 2016 |
| IFP Advisors, Inc |
13F
Company
|
—
class O/S missing
|
$383,000
26,933 shares
|
— | 31 Mar 2016 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
1,946,909
Rows loaded
23
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q2 2016 vs Q1 2016 Across Filers
Q1 2016 holders
23
Q2 2016 holders
23
Holder diff
0
| Investor | Q1 2016 Shares | Q2 2016 Shares | Share Diff | Share Chg % | Q1 2016 value | Q2 2016 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend