- Type / Class
- Equity / COM
- Total 13F shares
- 2,031,228
- Share change
- -231,297
- Total reported value
- $21,165,957
- Price per share
- $10.39
- Number of holders
- 23
- Value change
- -$2,556,815
- Number of buys
- 5
- Number of sells
- 18
Quarterly Holders Quick Answers
What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 96524V106:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
983,001
|
$11,285,000 | — | 31 Dec 2015 | |
| UBS Group AG |
13F
|
Company |
—
class O/S missing
|
298,647
|
$3,428,000 | — | 31 Dec 2015 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
198,322
|
$2,277,000 | — | 31 Dec 2015 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
135,698
|
$1,557,000 | — | 31 Dec 2015 | |
| Relative Value Partners Group, LLC |
13F
|
Company |
—
class O/S missing
|
106,127
|
$1,218,000 | — | 31 Dec 2015 | |
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
80,000
|
$918,000 | — | 31 Dec 2015 | |
| Muzinich & Co., Inc. |
13F
|
Company |
—
class O/S missing
|
78,375
|
$900,000 | — | 31 Dec 2015 | |
| Orinda Asset Management LLC |
13F
|
Company |
—
class O/S missing
|
51,536
|
$591,000 | — | 31 Dec 2015 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
40,267
|
$462,000 | — | 31 Dec 2015 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
35,646
|
$409,000 | — | 31 Dec 2015 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
34,351
|
$394,000 | — | 31 Dec 2015 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
33,381
|
$383,000 | — | 31 Dec 2015 | |
| GSA CAPITAL PARTNERS LLP |
13F
|
Company |
—
class O/S missing
|
25,800
|
$296,000 | — | 31 Dec 2015 | |
| Baird Financial Group, Inc. |
13F
|
Company |
—
class O/S missing
|
23,501
|
$270,000 | — | 31 Dec 2015 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
14,500
|
$166,000 | — | 31 Dec 2015 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
13,887
|
$158,000 | — | 31 Dec 2015 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
12,248
|
$141,000 | — | 31 Dec 2015 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
10,510
|
$120,000 | — | 31 Dec 2015 | |
| Hillsdale Investment Management Inc. |
13F
|
Company |
—
class O/S missing
|
8,700
|
$100,000 | — | 31 Dec 2015 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
4,400
|
$50,000 | — | 31 Dec 2015 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
3,924
|
$45,000 | — | 31 Dec 2015 | |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
|
Company |
—
class O/S missing
|
2,416
|
$28,000 | — | 31 Dec 2015 | |
| US BANCORP \DE\ |
13F
|
Company |
—
class O/S missing
|
1,500
|
$17,000 | — | 31 Dec 2015 | |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
|
Company |
—
class O/S missing
|
944
|
$11,000 | — | 31 Dec 2015 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
863
|
$10,000 | — | 31 Dec 2015 | |
| PineBridge Investments, L.P. |
13F
|
Company |
—
class O/S missing
|
578
|
$7,000 | — | 31 Dec 2015 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
305
|
$4,000 | — | 31 Dec 2015 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q1 2016
As of 31 Mar 2016,
WhiteHorse Finance, Inc. - COM (WHF) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
2,031,228 shares.
The largest 10 holders included
Advisors Asset Management, Inc., UBS Group AG, Nantahala Capital Management, LLC, MORGAN STANLEY, Muzinich & Co., Inc., Relative Value Partners Group, LLC, Vivaldi Asset Management, LLC, Nuveen Asset Management, LLC, TWO SIGMA INVESTMENTS, LP, and TWO SIGMA ADVISERS, LP.
This page lists
23
institutional shareholders reporting positions in this security
for the Q1 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
27
Q1 2016 holders
23
Holder diff
-4
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.