Security key
96524V106
- Type / Class
- Equity / COM
- Total 13F shares
- 2,031,228
- Share change
- -231,297
- Total reported value
- $21,165,957
- Price per share
- $10.39
- Number of holders
- 23
- Value change
- -$2,556,815
- Number of buys
- 5
- Number of sells
- 18
Report period
Q1 2016
Institutions
23
Top holders
10
WHF full security history
Newer quarter: Q2 2016
Previous quarter: Q4 2015
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Ownership snapshot
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with the largest verified stakes, then open the linked filing trail.
Lead holder
Advisors Asset Management, Inc.
13D/G signal
—
Evidence rows
27
Latest as of
31 Dec 2015
13F
Highest disclosed value: $11,285,000
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$11,285,000
983,001 shares
|
— | 31 Dec 2015 |
| UBS Group AG |
13F
Company
|
—
class O/S missing
|
$3,428,000
298,647 shares
|
— | 31 Dec 2015 |
| Nantahala Capital Management, LLC |
13F
Company
|
—
class O/S missing
|
$2,277,000
198,322 shares
|
— | 31 Dec 2015 |
| MORGAN STANLEY |
13F
Company
|
—
class O/S missing
|
$1,557,000
135,698 shares
|
— | 31 Dec 2015 |
| Relative Value Partners Group, LLC |
13F
Company
|
—
class O/S missing
|
$1,218,000
106,127 shares
|
— | 31 Dec 2015 |
| Yorktown Management & Research Co Inc |
13F
Company
|
—
class O/S missing
|
$918,000
80,000 shares
|
— | 31 Dec 2015 |
| Muzinich & Co., Inc. |
13F
Company
|
—
class O/S missing
|
$900,000
78,375 shares
|
— | 31 Dec 2015 |
| Orinda Asset Management LLC |
13F
Company
|
—
class O/S missing
|
$591,000
51,536 shares
|
— | 31 Dec 2015 |
| TWO SIGMA INVESTMENTS, LP |
13F
Company
|
—
class O/S missing
|
$462,000
40,267 shares
|
— | 31 Dec 2015 |
| TWO SIGMA ADVISERS, LP |
13F
Company
|
—
class O/S missing
|
$409,000
35,646 shares
|
— | 31 Dec 2015 |
| Nuveen Asset Management, LLC |
13F
Company
|
—
class O/S missing
|
$394,000
34,351 shares
|
— | 31 Dec 2015 |
| MILLENNIUM MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$383,000
33,381 shares
|
— | 31 Dec 2015 |
| GSA CAPITAL PARTNERS LLP |
13F
Company
|
—
class O/S missing
|
$296,000
25,800 shares
|
— | 31 Dec 2015 |
| Baird Financial Group, Inc. |
13F
Company
|
—
class O/S missing
|
$270,000
23,501 shares
|
— | 31 Dec 2015 |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
Company
|
—
class O/S missing
|
$166,000
14,500 shares
|
— | 31 Dec 2015 |
| DEUTSCHE BANK AG\ |
13F
Company
|
—
class O/S missing
|
$158,000
13,887 shares
|
— | 31 Dec 2015 |
| WELLS FARGO & COMPANY/MN |
13F
Company
|
—
class O/S missing
|
$141,000
12,248 shares
|
— | 31 Dec 2015 |
| BB&T SECURITIES, LLC |
13F
Company
|
—
class O/S missing
|
$120,000
10,510 shares
|
— | 31 Dec 2015 |
| Hillsdale Investment Management Inc. |
13F
Company
|
—
class O/S missing
|
$100,000
8,700 shares
|
— | 31 Dec 2015 |
| ROYAL BANK OF CANADA |
13F
Company
|
—
class O/S missing
|
$50,000
4,400 shares
|
— | 31 Dec 2015 |
| CITIGROUP INC |
13F
Company
|
—
class O/S missing
|
$45,000
3,924 shares
|
— | 31 Dec 2015 |
| AMERICAN INTERNATIONAL GROUP, INC. |
13F
Company
|
—
class O/S missing
|
$28,000
2,416 shares
|
— | 31 Dec 2015 |
| US BANCORP \DE\ |
13F
Company
|
—
class O/S missing
|
$17,000
1,500 shares
|
— | 31 Dec 2015 |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE |
13F
Company
|
—
class O/S missing
|
$11,000
944 shares
|
— | 31 Dec 2015 |
| Tower Research Capital LLC (TRC) |
13F
Company
|
—
class O/S missing
|
$10,000
863 shares
|
— | 31 Dec 2015 |
| PineBridge Investments, L.P. |
13F
Company
|
—
class O/S missing
|
$7,000
578 shares
|
— | 31 Dec 2015 |
| PANAGORA ASSET MANAGEMENT INC |
13F
Company
|
—
class O/S missing
|
$4,000
305 shares
|
— | 31 Dec 2015 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q1 2016
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
23
Shares
2,031,228
Rows loaded
23
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2016 vs Q4 2015 Across Filers
Q4 2015 holders
27
Q1 2016 holders
23
Holder diff
-4
| Investor | Q4 2015 Shares | Q1 2016 Shares | Share Diff | Share Chg % | Q4 2015 Value $ | Q1 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.