- Type / Class
- Equity / COM
- Total 13F shares
- 1,966,754
- Share change
- -119,165
- Total reported value
- $25,750,114
- Price per share
- $13.24
- Number of holders
- 27
- Value change
- -$1,816,870
- Number of buys
- 9
- Number of sells
- 28
Quarterly Holders Quick Answers
What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.
Need full ownership history?
Open the full security ownership history page.
Next holder-history checks
These links keep the next click tied to holder verification, nearby quarters, or outside-13F ownership context.
- Back to full security ownership history for the broader multi-quarter picture.
- Latest 13F filings for newly reported positions across managers.
- Latest Schedule 13D/13G reports for ownership changes outside the 13F cadence.
- SEC investors directory for manager drilldown.
Explore More Reporting Periods
Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 96524V106:
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| Yorktown Management & Research Co Inc |
13F
|
Company |
—
class O/S missing
|
520,000
|
$7,436,000 | — | 30 Jun 2014 | |
| Advisors Asset Management, Inc. |
13F
|
Company |
—
class O/S missing
|
412,281
|
$5,896,000 | — | 30 Jun 2014 | |
| UBS AG |
13F
|
Company |
—
class O/S missing
|
353,810
|
$5,060,000 | — | 30 Jun 2014 | |
| DEUTSCHE BANK AG\ |
13F
|
Company |
—
class O/S missing
|
128,713
|
$1,839,000 | — | 30 Jun 2014 | |
| BUCKHEAD CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
96,417
|
$1,379,000 | — | 30 Jun 2014 | |
| NORTHERN TRUST CORP |
13F
|
Company |
—
class O/S missing
|
54,580
|
$780,000 | — | 30 Jun 2014 | |
| Nantahala Capital Management, LLC |
13F
|
Company |
—
class O/S missing
|
51,800
|
$741,000 | — | 30 Jun 2014 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
—
class O/S missing
|
44,588
|
$638,000 | — | 30 Jun 2014 | |
| GOLDMAN SACHS GROUP INC |
13F
|
Company |
—
class O/S missing
|
42,598
|
$609,000 | — | 30 Jun 2014 | |
| MORGAN STANLEY |
13F
|
Company |
—
class O/S missing
|
41,157
|
$589,000 | — | 30 Jun 2014 | |
| TWO SIGMA INVESTMENTS, LP |
13F
|
Company |
—
class O/S missing
|
39,541
|
$565,000 | — | 30 Jun 2014 | |
| Numeric Investors LLC |
13F
|
Company |
—
class O/S missing
|
29,850
|
$427,000 | — | 30 Jun 2014 | |
| Paloma Partners Management Co |
13F
|
Company |
—
class O/S missing
|
29,731
|
$425,000 | — | 30 Jun 2014 | |
| TWO SIGMA ADVISERS, LP |
13F
|
Company |
—
class O/S missing
|
28,800
|
$412,000 | — | 30 Jun 2014 | |
| DRIEHAUS CAPITAL MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
22,300
|
$319,000 | — | 30 Jun 2014 | |
| Robert W. Baird & Co. Inc |
13F
|
Company |
—
class O/S missing
|
22,184
|
$317,000 | — | 30 Jun 2014 | |
| Nuveen Asset Management, LLC |
13F
|
Company |
—
class O/S missing
|
21,351
|
$305,000 | — | 30 Jun 2014 | |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS |
13F
|
Company |
—
class O/S missing
|
20,161
|
$288,000 | — | 30 Jun 2014 | |
| BARINGS LLC |
13F
|
Company |
—
class O/S missing
|
18,800
|
$269,000 | — | 30 Jun 2014 | |
| CREDIT SUISSE AG/ |
13F
|
Company |
—
class O/S missing
|
18,787
|
$268,000 | — | 30 Jun 2014 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
—
class O/S missing
|
15,661
|
$224,000 | — | 30 Jun 2014 | |
| LMR Partners LLP |
13F
|
Company |
—
class O/S missing
|
14,944
|
$214,000 | — | 30 Jun 2014 | |
| Allen Investment Management, LLC |
13F
|
Company |
—
class O/S missing
|
14,405
|
$206,000 | — | 30 Jun 2014 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
—
class O/S missing
|
7,148
|
$102,000 | — | 30 Jun 2014 | |
| CITIGROUP INC |
13F
|
Company |
—
class O/S missing
|
2,883
|
$41,000 | — | 30 Jun 2014 | |
| BARCLAYS PLC |
13F
|
Company |
—
class O/S missing
|
2,883
|
$40,000 | — | 30 Jun 2014 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
—
class O/S missing
|
2,127
|
$30,000 | — | 30 Jun 2014 | |
| PANAGORA ASSET MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
2,089
|
$30,000 | — | 30 Jun 2014 | |
| Plante Moran Financial Advisors, LLC |
13F
|
Company |
—
class O/S missing
|
715
|
$10,000 | — | 30 Jun 2014 | |
| WESTPORT RESOURCES MANAGEMENT INC |
13F
|
Company |
—
class O/S missing
|
700
|
$10,000 | — | 30 Jun 2014 | |
| TCI Wealth Advisors, Inc. |
13F
|
Company |
—
class O/S missing
|
358
|
$5,000 | — | 30 Jun 2014 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
—
class O/S missing
|
351
|
$5,000 | — | 30 Jun 2014 | |
| Ground Swell Capital, LLC |
13F
|
Company |
—
class O/S missing
|
273
|
$4,000 | — | 30 Jun 2014 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
—
class O/S missing
|
23,167
|
$3,312 | — | 30 Jun 2014 | |
| BANK OF MONTREAL /CAN/ |
13F
|
Company |
—
class O/S missing
|
170
|
$2,000 | — | 30 Jun 2014 | |
| TEACHERS ADVISORS, LLC |
13F
|
Company |
—
class O/S missing
|
109
|
$2,000 | — | 30 Jun 2014 | |
| BNP PARIBAS FINANCIAL MARKETS |
13F
|
Company |
—
class O/S missing
|
133
|
$1,902 | — | 30 Jun 2014 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
—
class O/S missing
|
68
|
$1,000 | — | 30 Jun 2014 | |
| DENALI ADVISORS LLC |
13F
|
Company |
—
class O/S missing
|
55
|
$1,000 | — | 30 Jun 2014 |
Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q3 2014
As of 30 Sep 2014,
WhiteHorse Finance, Inc. - COM (WHF) was held by
27 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,966,754 shares.
The largest 10 holders included
Advisors Asset Management, Inc., Yorktown Management & Research Co Inc, UBS AG, BUCKHEAD CAPITAL MANAGEMENT LLC, DEUTSCHE BANK AG\, STIFEL FINANCIAL CORP, BlackRock Group LTD, GOLDMAN SACHS GROUP INC, TWO SIGMA INVESTMENTS LLC, and Relative Value Partners, LLC.
This page lists
27
institutional shareholders reporting positions in this security
for the Q3 2014 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2014 vs Q2 2014 Across Filers
Q2 2014 holders
38
Q3 2014 holders
27
Holder diff
-11
| Investor | Q2 2014 Shares | Q3 2014 Shares | Share Diff | Share Chg % | Q2 2014 Value $ | Q3 2014 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.