Security key
96524V106
- Security type / class
- Equity / COM
- Total 13F shares
- 2,085,579
- Share change
- +53,623
- Total reported value
- $29,492,214
- Reported price per share
- $14.30
- Number of holders
- 38
- Value change
- +$884,235
- Number of buys
- 25
- Number of sells
- 21
Security identity
Holder snapshot
Report period
Q2 2014
Institutions
38
Top holders
10
WHF full security history
Ownership snapshot
Full 13F holder table
Newer quarter: Q3 2014
Previous quarter: Q1 2014
WhiteHorse Finance, Inc. SEC filings
WhiteHorse Finance, Inc. company facts
Broader feeds
Reporting periods
Holder history for CUSIP 96524V106
Recent filing periods:
Ownership snapshot
Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Start with comparable ownership when available, then verify the linked 13F, 13D/G, or 3/4/5 evidence.
Lead holder
Yorktown Management & Res...
13D/G signal
—
Evidence rows
38
Latest as of
31 Mar 2014
Rank 1 holder
Yorktown Management & Research Co Inc
13F
- Ownership
- —
- Position
- $6.33M
Rank 2 holder
Advisors Asset Management, Inc.
13F
- Ownership
- —
- Position
- $4.74M
Rank 3 holder
UBS AG
13F
- Ownership
- —
- Position
- $4.4M
| Holder | Evidence | Ownership % | Position | 12M Net Δ | As of |
|---|---|---|---|---|---|
| Yorktown Management & Research Co Inc |
13F
Company
|
—
class O/S missing
|
$6,332,000
450,000 shares
|
— | 31 Mar 2014 |
| Advisors Asset Management, Inc. |
13F
Company
|
—
class O/S missing
|
$4,743,000
337,102 shares
|
— | 31 Mar 2014 |
| UBS AG |
13F
Company
|
—
class O/S missing
|
$4,405,000
313,083 shares
|
— | 31 Mar 2014 |
| BlackRock Fund Advisors |
13F
Company
|
—
class O/S missing
|
$2,854,000
202,820 shares
|
— | 31 Mar 2014 |
| NORTHERN TRUST CORP |
13F
Company
|
—
class O/S missing
|
$1,165,000
82,819 shares
|
— | 31 Mar 2014 |
| STATE STREET CORP |
13F
Company
|
—
class O/S missing
|
$1,141,000
81,129 shares
|
— | 31 Mar 2014 |
| BlackRock Institutional Trust Company, N.A. |
13F
Company
|
—
class O/S missing
|
$1,059,000
75,253 shares
|
— | 31 Mar 2014 |
| Numeric Investors LLC |
13F
Company
|
—
class O/S missing
|
$938,000
66,669 shares
|
— | 31 Mar 2014 |
How to read this table
Rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
13F holder rows
Institutional holders as of Q2 2014
Investor-level positions for this CUSIP, loaded as an interactive table.
Institutions
38
Shares
2,085,579
Rows loaded
38
| Investor | Option | Weight % | Change % | Reported value | * Price | Shares | Share Change | Activity | Report Period |
|---|
* Reported price is the security price as of the portfolio date and can indicate the last known price at which the security was still held. An asterisk next to the price means the price is likely invalid.
Compare Q2 2014 vs Q1 2014 Across Filers
Q1 2014 holders
38
Q2 2014 holders
38
Holder diff
0
| Investor | Q1 2014 Shares | Q2 2014 Shares | Share Diff | Share Chg % | Q1 2014 value | Q2 2014 value | Value change | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend