WhiteHorse Finance, Inc. - COM (WHF)

CUSIP: 96524V106

Q4 2014 13F Holders as of 31 Dec 2014

Type / Class
Equity / COM
Total 13F shares
2,374,494
Share change
+383,741
Total reported value
$27,212,153
Price per share
$11.55
Number of holders
25
Value change
+$4,344,664
Number of buys
13
Number of sells
11

Quarterly Holders Quick Answers

What is CUSIP 96524V106?
CUSIP 96524V106 identifies WHF - WhiteHorse Finance, Inc. - COM in SEC institutional holdings data.

Need full ownership history?
Open the full security ownership history page.

Top shareholders of WHF - WhiteHorse Finance, Inc. - COM (13F + 13D/G + 3/4/5)

Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.

Methodology: rows are grouped by holder and ranked by the holder's primary source value. indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
Holder Source Role / Reporting Ownership % Shares Holdings Value 12M Net Δ As of Details
Advisors Asset Management, Inc.
13F
Company
class O/S missing
565,018
$7,486,000 30 Sep 2014
13F
Yorktown Management & Research Co Inc
13F
Company
class O/S missing
529,799
$7,020,000 30 Sep 2014
13F
UBS AG
13F
Company
class O/S missing
341,900
$4,530,000 30 Sep 2014
13F
BUCKHEAD CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
102,832
$1,363,000 30 Sep 2014
13F
DEUTSCHE BANK AG\
13F
Company
class O/S missing
91,870
$1,217,000 30 Sep 2014
13F
STIFEL FINANCIAL CORP
13F
Company
class O/S missing
42,151
$559,000 30 Sep 2014
13F
BlackRock Group LTD
13F
Company
class O/S missing
33,582
$445,000 30 Sep 2014
13F
GOLDMAN SACHS GROUP INC
13F
Company
class O/S missing
30,282
$401,000 30 Sep 2014
13F
TWO SIGMA INVESTMENTS, LP
13F
Company
class O/S missing
29,091
$385,000 30 Sep 2014
13F
Relative Value Partners, LLC
13F
Company
class O/S missing
28,874
$383,000 30 Sep 2014
13F
TWO SIGMA ADVISERS, LP
13F
Company
class O/S missing
23,900
$317,000 30 Sep 2014
13F
MORGAN STANLEY
13F
Company
class O/S missing
21,749
$288,000 30 Sep 2014
13F
Nuveen Asset Management, LLC
13F
Company
class O/S missing
21,351
$283,000 30 Sep 2014
13F
Allen Investment Management, LLC
13F
Company
class O/S missing
18,952
$251,000 30 Sep 2014
13F
DRIEHAUS CAPITAL MANAGEMENT LLC
13F
Company
class O/S missing
16,800
$223,000 30 Sep 2014
13F
Robert W. Baird & Co. Inc
13F
Company
class O/S missing
14,137
$187,000 30 Sep 2014
13F
BARINGS LLC
13F
Company
class O/S missing
14,000
$186,000 30 Sep 2014
13F
MILLENNIUM MANAGEMENT LLC
13F
Company
class O/S missing
10,986
$146,000 30 Sep 2014
13F
PANAGORA ASSET MANAGEMENT INC
13F
Company
class O/S missing
1,452
$19,000 30 Sep 2014
13F
CITIGROUP INC
13F
Company
class O/S missing
1,000
$13,000 30 Sep 2014
13F
Tower Research Capital LLC (TRC)
13F
Company
class O/S missing
841
$11,000 30 Sep 2014
13F
BARCLAYS PLC
13F
Company
class O/S missing
780
$10,000 30 Sep 2014
13F
Plante Moran Financial Advisors, LLC
13F
Company
class O/S missing
715
$9,000 30 Sep 2014
13F
WESTPORT RESOURCES MANAGEMENT INC
13F
Company
class O/S missing
700
$9,000 30 Sep 2014
13F
Ground Swell Capital, LLC
13F
Company
class O/S missing
400
$5,000 30 Sep 2014
13F
BB&T SECURITIES, LLC
13F
Company
class O/S missing
23,507
$3,114 30 Sep 2014
13F
TEACHERS ADVISORS, LLC
13F
Company
class O/S missing
109
$1,000 30 Sep 2014
13F
HOWE & RUSLING INC
13F
Company
class O/S missing
85
$1,000 30 Sep 2014
13F

Institutional Holders of WhiteHorse Finance, Inc. - COM (WHF) as of Q4 2014

As of 31 Dec 2014, WhiteHorse Finance, Inc. - COM (WHF) was held by 25 institutional shareholders that filed Form 13F with the SEC. Together, they reported ownership of 2,374,494 shares. The largest 10 holders included Advisors Asset Management, Inc., Yorktown Management & Research Co Inc, UBS Group AG, DEUTSCHE BANK AG\, Nantahala Capital Management, LLC, BUCKHEAD CAPITAL MANAGEMENT LLC, Relative Value Partners, LLC, TWO SIGMA ADVISERS, LLC, TWO SIGMA INVESTMENTS LLC, and STIFEL FINANCIAL CORP. This page lists 25 institutional shareholders reporting positions in this security for the Q4 2014 filing period.
Investor Option Weight % Change % Value $ * Price Shares Share Change Activity Report Period

Compare Q4 2014 vs Q3 2014 Across Filers

Q3 2014 holders
27
Q4 2014 holders
25
Holder diff
-2
Investor Q3 2014 Shares Q4 2014 Shares Share Diff Share Chg % Q3 2014 Value $ Q4 2014 Value $ Value Diff $ Value Chg %

Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).

Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
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