Western Asset Investment Grade Opportunity Trust Inc. - Common (IGI)
CUSIP: 95790A101
Q4 2016 13F Holders as of 31 Dec 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 5,988,957
- Total 13F shares
- 1,538,768
- Share change
- -66,644
- Total reported value
- $31,390,000
- Price per share
- $20.40
- Number of holders
- 24
- Value change
- -$1,425,959
- Number of buys
- 13
- Number of sells
- 11
Quarterly Holders Quick Answers
What is CUSIP 95790A101?
CUSIP 95790A101 identifies IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common in SEC institutional holdings data.
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Recent filing periods for CUSIP 95790A101:
Top shareholders of IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
9.9%
|
593,054
|
$13,403,000 | — | 30 Sep 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
6%
|
357,273
|
$8,074,000 | — | 30 Sep 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3%
|
182,158
|
$4,117,000 | — | 30 Sep 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.9%
|
113,441
|
$2,563,000 | — | 30 Sep 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
88,567
|
$2,002,000 | — | 30 Sep 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
1.4%
|
83,060
|
$1,877,000 | — | 30 Sep 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.58%
|
34,530
|
$780,000 | — | 30 Sep 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.41%
|
24,666
|
$564,000 | — | 30 Sep 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
23,096
|
$522,000 | — | 30 Sep 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
0.35%
|
20,942
|
$473,000 | — | 30 Sep 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.31%
|
18,430
|
$417,000 | — | 30 Sep 2016 | |
| Yellowstone Partners, LLC |
13F
|
Company |
0.24%
|
14,183
|
$321,000 | — | 30 Sep 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.22%
|
13,121
|
$297,000 | — | 30 Sep 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
10,116
|
$229,000 | — | 30 Sep 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.17%
|
9,894
|
$224,000 | — | 30 Sep 2016 | |
| Drexel Morgan & Co. |
13F
|
Company |
0.16%
|
9,615
|
$217,000 | — | 30 Sep 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.08%
|
5,079
|
$115,000 | — | 30 Sep 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,411
|
$77,000 | — | 30 Sep 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.03%
|
1,752
|
$40,000 | — | 30 Sep 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
728
|
$16,000 | — | 30 Sep 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0%
|
294
|
$7,000 | — | 30 Sep 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
211
|
$4,000 | — | 30 Sep 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
150
|
$3,000 | — | 30 Sep 2016 |
Institutional Holders of Western Asset Investment Grade Opportunity Trust Inc. - Common (IGI) as of Q4 2016
As of 31 Dec 2016,
Western Asset Investment Grade Opportunity Trust Inc. - Common (IGI) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,538,768 shares.
The largest 10 holders included
UBS Group AG, BANK OF AMERICA CORP /DE/, FIRST MANHATTAN CO, MORGAN STANLEY, Invesco Ltd., Cetera Advisor Networks LLC, DOLIVER CAPITAL ADVISORS, INC., LPL Financial LLC, GUGGENHEIM CAPITAL LLC, and ROYAL BANK OF CANADA.
This page lists
24
institutional shareholders reporting positions in this security
for the Q4 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2016 vs Q3 2016 Across Filers
Q3 2016 holders
24
Q4 2016 holders
24
Holder diff
0
| Investor | Q3 2016 Shares | Q4 2016 Shares | Share Diff | Share Chg % | Q3 2016 Value $ | Q4 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.