Western Asset Investment Grade Opportunity Trust Inc. - Common (IGI)
CUSIP: 95790A101
Q3 2016 13F Holders as of 30 Sep 2016
- Type / Class
- Equity / Common
- Shares outstanding
- 5,988,957
- Total 13F shares
- 1,618,771
- Share change
- +103,983
- Total reported value
- $36,591,000
- Price per share
- $22.60
- Number of holders
- 24
- Value change
- +$2,351,683
- Number of buys
- 12
- Number of sells
- 7
Quarterly Holders Quick Answers
What is CUSIP 95790A101?
CUSIP 95790A101 identifies IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common in SEC institutional holdings data.
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Related Filing Research
- Latest 13F filings for newly reported positions.
- Latest Schedule 13D/13G reports for ownership changes outside 13F cadence.
- Latest 10-Q/10-K reports for financial context tied to this issuer.
- Recent insider transactions for executive and insider activity.
- SEC investors directory and top value investors for manager drilldown.
- Back to full security ownership history.
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Jump to adjacent filing periods for faster comparison and easier crawl discovery.
Recent filing periods for CUSIP 95790A101:
Top shareholders of IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
9.2%
|
551,851
|
$11,903,000 | — | 30 Jun 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
6%
|
357,273
|
$7,706,000 | — | 30 Jun 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
2.8%
|
165,343
|
$3,566,000 | — | 30 Jun 2016 | |
| MORGAN STANLEY |
13F
|
Company |
1.7%
|
100,128
|
$2,159,000 | — | 30 Jun 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.5%
|
89,190
|
$1,924,000 | — | 30 Jun 2016 | |
| Advocacy Wealth Management, LLC |
13F
|
Company |
0.82%
|
49,342
|
$1,064,000 | — | 30 Jun 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.76%
|
45,669
|
$988,000 | — | 30 Jun 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.64%
|
38,237
|
$825,000 | — | 30 Jun 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.4%
|
23,741
|
$512,000 | — | 30 Jun 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.34%
|
20,405
|
$444,000 | — | 30 Jun 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.29%
|
17,545
|
$378,000 | — | 30 Jun 2016 | |
| Yellowstone Partners, LLC |
13F
|
Company |
0.21%
|
12,666
|
$273,000 | — | 30 Jun 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.18%
|
10,716
|
$231,000 | — | 30 Jun 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.17%
|
9,894
|
$213,000 | — | 30 Jun 2016 | |
| Drexel Morgan & Co. |
13F
|
Company |
0.16%
|
9,615
|
$207,000 | — | 30 Jun 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.11%
|
6,477
|
$140,000 | — | 30 Jun 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.05%
|
2,869
|
$62,000 | — | 30 Jun 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.04%
|
2,480
|
$54,000 | — | 30 Jun 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
728
|
$16,000 | — | 30 Jun 2016 | |
| Tower Research Capital LLC (TRC) |
13F
|
Company |
0.01%
|
386
|
$8,000 | — | 30 Jun 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
150
|
$3,000 | — | 30 Jun 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
119
|
$3,000 | — | 30 Jun 2016 |
Institutional Holders of Western Asset Investment Grade Opportunity Trust Inc. - Common (IGI) as of Q3 2016
As of 30 Sep 2016,
Western Asset Investment Grade Opportunity Trust Inc. - Common (IGI) was held by
24 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,618,771 shares.
The largest 10 holders included
UBS Group AG, FIRST MANHATTAN CO, BANK OF AMERICA CORP /DE/, MORGAN STANLEY, Invesco Ltd., Cetera Advisor Networks LLC, GUGGENHEIM CAPITAL LLC, LPL Financial LLC, ROYAL BANK OF CANADA, and Advocacy Wealth Management Services, LLC.
This page lists
24
institutional shareholders reporting positions in this security
for the Q3 2016 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q3 2016 vs Q2 2016 Across Filers
Q2 2016 holders
22
Q3 2016 holders
24
Holder diff
2
| Investor | Q2 2016 Shares | Q3 2016 Shares | Share Diff | Share Chg % | Q2 2016 Value $ | Q3 2016 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.