Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (IGI)
CUSIP: 95790A101
Q1 2017 13F Holders as of 31 Mar 2017
- Type / Class
- Equity / Common Stock
- Shares outstanding
- 5,990,486
- Total 13F shares
- 1,584,999
- Share change
- +49,182
- Total reported value
- $32,302,000
- Price per share
- $20.38
- Number of holders
- 23
- Value change
- +$1,003,629
- Number of buys
- 12
- Number of sells
- 10
Quarterly Holders Quick Answers
What is CUSIP 95790A101?
CUSIP 95790A101 identifies IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common Stock in SEC institutional holdings data.
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Recent filing periods for CUSIP 95790A101:
Top shareholders of IGI - Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked by the holder's primary source value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| UBS Group AG |
13F
|
Company |
12%
|
746,445
|
$15,227,000 | — | 31 Dec 2016 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
3.2%
|
192,810
|
$3,933,000 | — | 31 Dec 2016 | |
| FIRST MANHATTAN CO. LLC. |
13F
|
Company |
2.1%
|
126,986
|
$2,590,000 | — | 31 Dec 2016 | |
| MORGAN STANLEY |
13F
|
Company |
2%
|
122,495
|
$2,498,000 | — | 31 Dec 2016 | |
| Invesco Ltd. |
13F
|
Company |
1.4%
|
83,595
|
$1,705,000 | — | 31 Dec 2016 | |
| Cetera Advisor Networks LLC |
13F
|
Company |
0.86%
|
51,421
|
$1,049,000 | — | 31 Dec 2016 | |
| DOLIVER ADVISORS, LP |
13F
|
Company |
0.6%
|
35,795
|
$730,000 | — | 31 Dec 2016 | |
| LPL Financial LLC |
13F
|
Company |
0.52%
|
31,055
|
$636,000 | — | 31 Dec 2016 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.41%
|
24,685
|
$504,000 | — | 31 Dec 2016 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.39%
|
23,205
|
$473,000 | — | 31 Dec 2016 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
0.25%
|
15,221
|
$311,000 | — | 31 Dec 2016 | |
| SG Americas Securities, LLC |
13F
|
Company |
0.24%
|
14,498
|
$296,000 | — | 31 Dec 2016 | |
| AMERIPRISE FINANCIAL INC |
13F
|
Company |
0.19%
|
11,287
|
$230,000 | — | 31 Dec 2016 | |
| Alpine Global Management, LLC |
13F
|
Company |
0.18%
|
10,998
|
$224,000 | — | 31 Dec 2016 | |
| CITIGROUP INC |
13F
|
Company |
0.18%
|
10,912
|
$223,000 | — | 31 Dec 2016 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
0.17%
|
10,168
|
$207,000 | — | 31 Dec 2016 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
0.07%
|
4,171
|
$85,000 | — | 31 Dec 2016 | |
| MSI Financial Services Inc |
13F
|
Company |
0.06%
|
3,451
|
$70,000 | — | 31 Dec 2016 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.05%
|
2,696
|
$56,000 | — | 31 Dec 2016 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.01%
|
824
|
$16,000 | — | 31 Dec 2016 | |
| Focused Wealth Management, Inc |
13F
|
Company |
0.01%
|
728
|
$15,000 | — | 31 Dec 2016 | |
| Penserra Capital Management LLC |
13F
|
Company |
0%
|
172
|
$3,000 | — | 31 Dec 2016 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0%
|
150
|
$3,000 | — | 31 Dec 2016 |
Institutional Holders of Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (IGI) as of Q1 2017
As of 31 Mar 2017,
Western Asset Investment Grade Opportunity Trust Inc. - Common Stock (IGI) was held by
23 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
1,584,999 shares.
The largest 10 holders included
UBS Group AG, BANK OF AMERICA CORP /DE/, FIRST MANHATTAN CO, MORGAN STANLEY, Invesco Ltd., Cetera Advisor Networks LLC, DOLIVER CAPITAL ADVISORS, INC., LPL Financial LLC, ROYAL BANK OF CANADA, and GUGGENHEIM CAPITAL LLC.
This page lists
23
institutional shareholders reporting positions in this security
for the Q1 2017 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q1 2017 vs Q4 2016 Across Filers
Q4 2016 holders
24
Q1 2017 holders
23
Holder diff
-1
| Investor | Q4 2016 Shares | Q1 2017 Shares | Share Diff | Share Chg % | Q4 2016 Value $ | Q1 2017 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.