Security key
95768B107
Western Asset High Yield Opportunity Fund Inc. - Common (HYI)
CUSIP: 95768B107
Q4 2019 13F Holders as of 31 Dec 2019
- Type / Class
- Equity / Common
- Shares outstanding
- 12,809,698
- Total 13F shares
- 6,126,139
- Share change
- -246,997
- Total reported value
- $95,873,767
- Price per share
- $15.65
- Number of holders
- 45
- Value change
- -$3,515,447
- Number of buys
- 18
- Number of sells
- 18
Report period
Q4 2019
Institutions
45
Top holders
10
HYI full security history
Newer quarter: Q1 2020
Previous quarter: Q3 2019
Western Asset High Yield Opportunity Fund Inc. SEC filings
Broader feeds
Reporting periods
Holder history for CUSIP 95768B107
Recent filing periods:
Top shareholders of HYI - Western Asset High Yield Opportunity Fund Inc. - Common (13F + 13D/G + 3/4/5)
Grouped by holder across the latest SEC ownership disclosures. Ownership % is shown only when it is directly reported or safely comparable across share classes.
Methodology: rows are grouped by holder and ranked first by SEC-reported ownership % when it is safely comparable, then by disclosed holdings value. — indicates unavailable or non-comparable values; "mixed-class rows" means the latest filing spans non-comparable classes.
| Holder | Source | Role / Reporting | Ownership % | Shares | Holdings Value | 12M Net Δ | As of | Details |
|---|---|---|---|---|---|---|---|---|
| MORGAN STANLEY |
13F
|
Company |
6.9%
|
884,608
|
$13,411,000 | — | 30 Sep 2019 | |
| PRIVATE MANAGEMENT GROUP INC |
13F
|
Company |
6.2%
|
798,157
|
$12,100,000 | — | 30 Sep 2019 | |
| RIVERNORTH CAPITAL MANAGEMENT, LLC |
13F
|
Company |
5.4%
|
689,265
|
$10,449,000 | — | 30 Sep 2019 | |
| WELLS FARGO & COMPANY/MN |
13F
|
Company |
4.1%
|
524,470
|
$7,950,000 | — | 30 Sep 2019 | |
| Invesco Ltd. |
13F
|
Company |
3.3%
|
420,945
|
$6,382,000 | — | 30 Sep 2019 | |
| Capital Investment Advisors, LLC |
13F
|
Company |
2.9%
|
371,893
|
$5,638,000 | — | 30 Sep 2019 | |
| Uncommon Cents Investing LLC |
13F
|
Company |
2.6%
|
334,250
|
$5,067,000 | — | 30 Sep 2019 | |
| PARAMETRIC PORTFOLIO ASSOCIATES LLC |
13F
|
Company |
2.6%
|
326,904
|
$4,956,000 | — | 30 Sep 2019 | |
| Bramshill Investments, LLC |
13F
|
Company |
2.3%
|
294,413
|
$4,464,000 | — | 30 Sep 2019 | |
| PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC. |
13F
|
Company |
2%
|
260,399
|
$3,948,000 | — | 30 Sep 2019 | |
| COHEN & STEERS, INC. |
13F
|
Company |
1.7%
|
223,115
|
$3,382,000 | — | 30 Sep 2019 | |
| RAYMOND JAMES & ASSOCIATES |
13F
|
Company |
1.2%
|
158,869
|
$2,408,000 | — | 30 Sep 2019 | |
| UBS Group AG |
13F
|
Company |
1.1%
|
141,311
|
$2,142,000 | — | 30 Sep 2019 | |
| BANK OF AMERICA CORP /DE/ |
13F
|
Company |
1%
|
132,843
|
$2,014,000 | — | 30 Sep 2019 | |
| Raymond James Financial Services Advisors, Inc. |
13F
|
Company |
1%
|
129,571
|
$1,964,000 | — | 30 Sep 2019 | |
| E&G Advisors, LP |
13F
|
Company |
0.88%
|
112,950
|
$1,712,000 | — | 30 Sep 2019 | |
| GUGGENHEIM CAPITAL LLC |
13F
|
Company |
0.57%
|
72,799
|
$1,103,000 | — | 30 Sep 2019 | |
| MILLENNIUM MANAGEMENT LLC |
13F
|
Company |
0.51%
|
65,000
|
$985,000 | — | 30 Sep 2019 | |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD |
13F
|
Company |
0.48%
|
61,026
|
$928,000 | — | 30 Sep 2019 | |
| LADENBURG THALMANN FINANCIAL SERVICES INC. |
13F
|
Company |
0.44%
|
55,739
|
$845,000 | — | 30 Sep 2019 | |
| ROYAL BANK OF CANADA |
13F
|
Company |
0.34%
|
43,530
|
$660,000 | — | 30 Sep 2019 | |
| Clear Harbor Asset Management, LLC |
13F
|
Company |
0.24%
|
30,494
|
$462,000 | — | 30 Sep 2019 | |
| Lindbrook Capital, LLC |
13F
|
Company |
0.2%
|
26,226
|
$398,000 | — | 30 Sep 2019 | |
| MID ATLANTIC FINANCIAL MANAGEMENT INC/ADV |
13F
|
Company |
0.18%
|
23,300
|
$353,000 | — | 30 Sep 2019 | |
| Advisor Group, Inc. |
13F
|
Company |
0.16%
|
21,007
|
$319,000 | — | 30 Sep 2019 | |
| Sonora Investment Management, LLC |
13F
|
Company |
0.15%
|
19,000
|
$288,000 | — | 30 Sep 2019 | |
| B. Riley Wealth Management, Inc. |
13F
|
Company |
0.14%
|
17,750
|
$269,000 | — | 30 Sep 2019 | |
| STIFEL FINANCIAL CORP |
13F
|
Company |
0.13%
|
16,245
|
$247,000 | — | 30 Sep 2019 | |
| BB&T SECURITIES, LLC |
13F
|
Company |
0.11%
|
14,227
|
$217,000 | — | 30 Sep 2019 | |
| Sheaff Brock Investment Advisors, LLC |
13F
|
Company |
0.1%
|
13,100
|
$199,000 | — | 30 Sep 2019 | |
| Claraphi Advisory Network, LLC |
13F
|
Company |
0.1%
|
12,628
|
$191,000 | — | 30 Sep 2019 | |
| LPL Financial LLC |
13F
|
Company |
0.09%
|
11,596
|
$176,000 | — | 30 Sep 2019 | |
| Principle Wealth Partners LLC |
13F
|
Company |
0.09%
|
11,464
|
$174,000 | — | 30 Sep 2019 | |
| Gilman Hill Asset Management, LLC |
13F
|
Company |
0.08%
|
10,000
|
$152,000 | — | 30 Sep 2019 | |
| Royal Fund Management, LLC |
13F
|
Company |
0.05%
|
6,622
|
$100,000 | — | 30 Sep 2019 | |
| CITIGROUP INC |
13F
|
Company |
0.04%
|
4,946
|
$75,000 | — | 30 Sep 2019 | |
| Sutton Wealth Advisors Inc. |
13F
|
Company |
0.03%
|
3,408
|
$51,665 | — | 30 Sep 2019 | |
| Asset Planning Services, Ltd. |
13F
|
Company |
0.03%
|
3,383
|
$51,000 | — | 30 Sep 2019 | |
| Steward Partners Investment Advisory, LLC |
13F
|
Company |
0.02%
|
3,000
|
$45,000 | — | 30 Sep 2019 | |
| AdvisorNet Financial, Inc |
13F
|
Company |
0.01%
|
1,700
|
$26,000 | — | 30 Sep 2019 | |
| First PREMIER Bank |
13F
|
Company |
0.01%
|
1,500
|
$23,000 | — | 30 Sep 2019 | |
| American Portfolios Advisors |
13F
|
Company |
0.01%
|
766
|
$11,613 | — | 30 Sep 2019 | |
| NEXT Financial Group, Inc |
13F
|
Company |
0.01%
|
727
|
$11,000 | — | 30 Sep 2019 | |
| Quad-Cities Investment Group, LLC |
13F
|
Company |
0%
|
530
|
$8,000 | — | 30 Sep 2019 | |
| FNY Investment Advisers, LLC |
13F
|
Company |
0%
|
172
|
$2,000 | — | 30 Sep 2019 | |
| Advisory Services Network, LLC |
13F
|
Company |
0%
|
167
|
$2,000 | — | 30 Sep 2019 | |
| PATHSTONE FAMILY OFFICE, LLC |
13F
|
Company |
0%
|
36
|
$1,000 | — | 30 Sep 2019 |
Institutional Holders of Western Asset High Yield Opportunity Fund Inc. - Common (HYI) as of Q4 2019
As of 31 Dec 2019,
Western Asset High Yield Opportunity Fund Inc. - Common (HYI) was held by
45 institutional
shareholders
that filed Form 13F with the SEC.
Together, they reported ownership of
6,126,139 shares.
The largest 10 holders included
MORGAN STANLEY, Bramshill Investments, LLC, PRIVATE MANAGEMENT GROUP INC, WELLS FARGO & COMPANY/MN, Invesco Ltd., Capital Investment Advisors, LLC, PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC., Uncommon Cents Investing LLC, COHEN & STEERS, INC., and RAYMOND JAMES & ASSOCIATES.
This page lists
45
institutional shareholders reporting positions in this security
for the Q4 2019 filing period.
| Investor | Option | Weight % | Change % | Value $ | * Price | Shares | Share Change | Activity | Report Period |
|---|
Compare Q4 2019 vs Q3 2019 Across Filers
Q3 2019 holders
44
Q4 2019 holders
45
Holder diff
1
| Investor | Q3 2019 Shares | Q4 2019 Shares | Share Diff | Share Chg % | Q3 2019 Value $ | Q4 2019 Value $ | Value Diff $ | Value Chg % |
|---|
Trend: ostatnie 8 kwartałów (+ wybrane okresy porównania).
Quarterly Holders Trend
Quarterly Value Trend
Quarterly Shares Trend
* Reported Price is the price of the security as of the portfolio date. This value is significant in that it is the last known price at which the security was still held.
An asterisk sign (*) next to the price indicates that the price is likely invalid.
An asterisk sign (*) next to the price indicates that the price is likely invalid.